【导读】锦龙股份3000万股司法拍卖结果出炉 中国基金报记者 舍梨 10月13日，京东资产交易平台发布的信息显示，锦龙股份控股股东新世纪公司持有的3000万股公司股票 通过司法拍卖的形式于当日成交，合计成交价为3.76亿元。 同日，锦龙股份发布公告确认了拍卖结果。成都金耀壹号企业管理合伙企业（有限合伙）以及三名自然 人成功拍下上述股份。 根据网络竞价成功确认书，本次拍卖的买家及成交情况如下： 成都金耀壹号企业管理合伙企业（有限合伙）以合计2.62亿元的成交价竞得2100万股；自然人陈瑞岳以 3753.45万元竞得300万股；自然人王梅耳以3683.45万元的成交价竞得300万股；自然人史幼君以3893.45 万元的成交价竞得300万股。 这已是锦龙股份股权今年第五次被摆上"拍卖桌"，此前分别在2月、4月、7月、8月进行过四次拍卖，其 中有两次流拍。然而，锦龙股份的股权拍卖大戏并未落幕，据悉，还有1350万股股票将于10月27日至28 日开启新一轮拍卖。 3000万股拍出3.76亿元 竞拍激烈延时近两小时 本次参与拍卖的3000万股锦龙股份股票被拆分成10个标的，每个标的300万股，共吸引75人次报名。竞 拍过 ...

Core Viewpoint - The article highlights the increasing frequency of judicial auctions and transfers of shares held by minority shareholders in small and medium-sized securities firms, driven by liquidity pressures and diminishing returns from these firms [1][8]. Summary by Sections Judicial Auctions of Shares - Recently, over 10 million shares of Hualong Securities were put up for judicial auction with a starting price of 16.27 million yuan, but the auction ended without any bids [1]. - Newzhou Group's 11.62 million shares in Hualong Securities also went unsold, with a market value of 23.25 million yuan and a starting price of 16.27 million yuan [3]. - The shares were auctioned due to Newzhou Group's failure to fulfill a court order to pay 8.40 million yuan, leading to the seizure of their shares [3]. Share Pledges and Freezes - As of December 20, 2022, 6.15% of Hualong Securities' total shares were pledged, and 3.35% were frozen, totaling 8.37% [4]. - The affected shareholders are all minority shareholders with less than 5% ownership, indicating that these issues do not significantly impact the control stability of Hualong Securities [4]. Broader Industry Trends - The trend of shares being put up for judicial auction or transfer is not isolated to Hualong Securities; other small and medium-sized securities firms are experiencing similar issues due to shareholder liquidity pressures and declining license values [8]. - For instance, Hongta Securities had 1.93 million shares planned for auction, and Guodu Securities is facing a similar situation with 30 million shares set for auction due to shareholder disputes [9]. Major Shareholder Actions - Jinlong Co. announced plans to transfer its 67.78% stake in Zhongshan Securities to improve cash flow and facilitate business transformation [9]. - Jinlong Co. also had 62.3 million shares up for judicial auction, with a total starting price exceeding 700 million yuan, although some shares were successfully bid on [10]. IPO Market Conditions - The IPO market has tightened significantly since February 2024, with no small securities firms making progress in their IPO applications [6].