智通财经12月15日讯（记者 赵昕睿）中介机构履职质量向来备受市场关注，其中，会计师事务所已成为监管追责的重点机构，罚单数量已达 到券商投行业务罚单的4倍，禁入市场、大额罚没等处罚案例均有增多之势。 12月13日，江苏证监局官网显示，永拓会计师事务所在鸿达兴业、鸿达兴业、鸿达兴业3家企业年报审计及其他鉴证执业中均未勤勉尽责，被 合计罚没6528.3万元（没收收入811.32万元、罚款5716.98万元），并被禁止从事证券服务业务。与此同时，该所9名相关责任人合计被罚1020 万元，注册会计师陈晓鸿被采取终身证券市场禁入措施，首席合伙人吕江泽则被实施10年市场禁入。 值得注意的是，这并非永拓所首次领罚。今年11月，该所就因审计报告存在虚假记载，被合计罚没228.47万元，陈晓鸿当时已被罚款120万元 并采取5年市场禁入，两次处罚背后，折射出该所在审计执业规范上的长期缺失。 该案例只是审计行业严监管的一个缩影。据易董数据统计，2025年以来，证监会及交易所已向73家会计师事务所开出259张罚单，较上年同期 分别增长12.12%和21.67%；这与年内开出的64张投行业务罚单相比，会计师事务所罚单已超4倍。 罚没情 ...

Core Insights - The Ministry of Finance has recently announced administrative penalties against 33 entities, including 7 accounting firms and 18 certified public accountants, signaling a strong crackdown on violations in the auditing industry [1][2][3] - The core responsibility of accounting firms is to conduct thorough audits and verify financial information, which has been compromised by practices such as issuing reports without proper procedures [1][2] Group 1: Regulatory Actions - The penalties include suspensions and fines amounting to millions, reflecting a commitment to strict supervision and regulation within the auditing sector [1][2] - Specific cases highlight severe lapses, such as the Henan Shouzheng Innovation Accounting Firm issuing audit reports without on-site verification, raising concerns about the authenticity of these reports [1] Group 2: Industry Response - Local finance departments are also taking action, with Sichuan Province issuing corrective documents to 75 firms and penalizing 7 firms and 55 individuals, demonstrating a concerted effort to improve industry standards [2] - There have been at least 35 penalties against 18 accounting firms by the China Securities Regulatory Commission this year, totaling fines of 287 million yuan, indicating a significant increase in regulatory scrutiny compared to previous years [3] Group 3: Industry Outlook - The recent administrative penalties serve as a wake-up call for the auditing industry, emphasizing the necessity for firms to adhere to proper procedures and responsibilities to ensure the integrity of audit reports [3]