文/梧桐小编 7月13日，中央纪委国家监委网站中央纪委国家监委驻中国证券监督管理委员会纪检监察组、江苏省纪委监委消息：日前，经中央纪委国家监委批准，中央纪委国 家监委驻中国证券监督管理委员会纪检监察组与江苏省无锡市纪委监委对中国证监会原法律部副主任吴国舫严重违纪违法问题进行了纪律审查和监察调查。经查， 吴国舫丧失理想信念，背弃初心使命。将公权力异化为谋取私利的工具，严重损害证券监管形象。从证监会离职后仍利用曾担任职务职权形成的便利条件，继续谋 取所谓"投资机会"，是政商"旋转门"腐败的典型。对党不忠诚不老实，与多人串供，处心积虑对抗组织审查；违反中央八项规定精神，违规收受礼品、消费卡，违 规接受宴请；违反组织要求，不如实报告个人有关事项；丧失廉洁底线，违规持有非上市公司股份，长期借用他人账户违规买卖股票。以"入股"拟上市公司为名非 法收受财物，数额巨大。吴国舫严重违反党的政治纪律、中央八项规定精神、组织纪律、廉洁纪律，构成严重职务违法并涉嫌受贿犯罪，在党的十八大乃至二十大 后仍不收敛、不收手，性质严重，影响恶劣，应予严肃处理。依据《中国共产党纪律处分条例》《中华人民共和国监察法》《中华人民共和国公职人员政务处 ...

Core Viewpoint - The article discusses the disciplinary actions taken against former officials of the China Securities Regulatory Commission (CSRC), highlighting issues of corruption and misconduct within the organization [1][9]. Group 1: Disciplinary Actions - Wu Guofang, former Deputy Director of the Legal Department of CSRC, was expelled from the Party and public office due to serious violations of political discipline and corruption [1][9]. - Li Xiaoqiang, former Deputy Director of the Issuance Supervision Department of CSRC, was also expelled from the Party for similar reasons, indicating a pattern of corruption among former officials [10][11]. Group 2: Misconduct Details - Wu Guofang was found to have lost his ideals and used public power for personal gain, severely damaging the image of securities regulation [4][5]. - He continued to exploit his former position to seek "investment opportunities," exemplifying the "revolving door" corruption between politics and business [6]. - Violations included accepting gifts, consumption cards, and illegal stock trading through borrowed accounts, indicating a significant breach of ethical standards [7][9]. Group 3: Legal Consequences - Wu Guofang's case has been referred to the judicial authorities for criminal prosecution, with his illegal gains to be confiscated [9].

Core Viewpoint - The article discusses the serious disciplinary violations and illegal activities of Wu Guofang, former deputy director of the Legal Department of the China Securities Regulatory Commission (CSRC), highlighting the implications for the securities regulatory image and the need for strict handling of such cases [1][2]. Group 1: Disciplinary Violations - Wu Guofang was found to have lost his ideals and beliefs, using public power for personal gain, which severely damaged the image of securities regulation [1]. - He continued to exploit his former position to seek "investment opportunities" after leaving the CSRC, exemplifying the corruption associated with the "revolving door" phenomenon between politics and business [1][2]. - Violations included accepting gifts, consumption cards, and banquets against the spirit of the Central Eight Regulations, as well as failing to report personal matters truthfully [2]. Group 2: Legal Consequences - Wu Guofang's actions constituted serious violations of political discipline, organizational discipline, and integrity discipline, leading to his expulsion from the Party and public office [2]. - His case has been transferred to the relevant authorities for criminal prosecution, with all involved assets also being transferred [2]. - The article notes that Wu Guofang's misconduct persisted even after the 18th and 20th National Congresses of the Communist Party, indicating a severe nature and negative impact of his actions [2].

Core Viewpoint - The article discusses the serious disciplinary violations and illegal activities of Wu Guofang, the former deputy director of the Legal Department of the China Securities Regulatory Commission (CSRC), highlighting the corruption and misuse of public power for personal gain [1][2]. Group 1: Disciplinary Violations - Wu Guofang lost his ideals and beliefs, deviating from his original mission, and transformed public power into a tool for personal profit, severely damaging the image of securities regulation [1]. - He continued to exploit the advantages gained from his former position to seek "investment opportunities" after leaving the CSRC, exemplifying the corruption associated with the "revolving door" between politics and business [1]. - Wu violated the spirit of the Central Eight Regulations by improperly accepting gifts, consumption cards, and invitations to banquets, and failed to report personal matters truthfully [2]. Group 2: Legal Consequences - Wu Guofang's actions constituted serious violations of political discipline, the Central Eight Regulations, organizational discipline, and integrity discipline, leading to severe job-related misconduct and suspected bribery [2]. - Following the investigation, it was decided to expel Wu from the Party and public office, confiscate his illegal gains, and refer his suspected criminal activities to the procuratorial authorities for legal prosecution [2].

Core Points - The article discusses the disciplinary actions taken against Wu Guofang, the former Deputy Director of the Legal Department of the China Securities Regulatory Commission (CSRC), who was expelled from the Party and public office due to serious violations of discipline and law [2][4]. Summary by Sections - **Disciplinary Investigation**: Wu Guofang was subjected to a disciplinary review and investigation by the Central Commission for Discipline Inspection and the Jiangsu Provincial Commission for Discipline Inspection due to serious violations [2][5]. - **Nature of Violations**: The investigation revealed that Wu Guofang lost his ideals and beliefs, misused public power for personal gain, and severely damaged the image of securities regulation. He continued to seek "investment opportunities" after leaving the CSRC, exemplifying the corruption associated with the "revolving door" phenomenon between politics and business [4]. - **Specific Misconduct**: Wu was found to have violated multiple regulations, including: - Accepting gifts and consumption cards in violation of the Central Eight Regulations - Failing to report personal matters truthfully - Illegally holding shares in unlisted companies and engaging in stock trading through others' accounts - Illegally accepting substantial financial benefits under the guise of "investing" in companies [4]. - **Consequences**: As a result of his actions, Wu Guofang was expelled from the Party and public office, and his illegal gains were confiscated. His case was referred to the judicial authorities for further investigation and prosecution [4].

Core Viewpoint - The article discusses the serious disciplinary violations and illegal activities of Wu Guofang, former deputy director of the Legal Department of the China Securities Regulatory Commission (CSRC), highlighting the corruption within the regulatory framework of the securities industry [1][2]. Group 1: Disciplinary Violations - Wu Guofang lost his ideals and beliefs, using public power for personal gain, which severely damaged the image of securities regulation [1]. - He continued to exploit his former position to seek "investment opportunities," exemplifying the corruption associated with the "revolving door" phenomenon between politics and business [1]. - Violations included accepting gifts, consumption cards, and banquets against the spirit of the Central Eight Regulations, as well as failing to report personal matters truthfully [1]. Group 2: Legal Consequences - Wu Guofang's actions constituted serious violations of political discipline, organizational discipline, and integrity discipline, leading to severe consequences [2]. - The decision was made to expel him from the Party and public office, confiscate his illegal gains, and refer his criminal activities to the prosecutorial authorities for legal action [2].

Core Viewpoint - The article discusses the serious disciplinary violations and illegal activities of Wu Guofang, the former deputy director of the Legal Department of the China Securities Regulatory Commission (CSRC), highlighting the corruption and misuse of public power in the securities regulatory environment [1][2]. Group 1: Disciplinary Violations - Wu Guofang lost his ideals and beliefs, deviating from his original mission, and used public power for personal gain, severely damaging the image of securities regulation [1]. - He continued to seek "investment opportunities" after leaving the CSRC, exemplifying the corruption associated with the "revolving door" between politics and business [1]. - Wu violated the spirit of the Central Eight Regulations by accepting gifts, consumption cards, and attending banquets inappropriately [2]. Group 2: Legal Consequences - Wu Guofang's actions constituted serious violations of political discipline, the Central Eight Regulations, organizational discipline, and integrity discipline, leading to severe job-related misconduct and suspected bribery [2]. - The Central Commission for Discipline Inspection decided to expel Wu from the Party and public office, confiscate his illegal gains, and refer his suspected criminal activities to the procuratorate for legal prosecution [2].

Core Points - The article discusses the disciplinary investigation and actions taken against Li Xiaoqiang, former deputy director of the Issuance Supervision Department of the China Securities Regulatory Commission (CSRC), for serious violations of discipline and law [1][3] Summary by Sections Disciplinary Investigation - The Central Commission for Discipline Inspection and the National Supervisory Commission announced the investigation into Li Xiaoqiang for severe violations of discipline and law, including corruption and abuse of power [1] - Li is accused of distorting his ideals and using regulatory power for personal gain, significantly disrupting the capital market order [1] Violations and Misconduct - Li Xiaoqiang's misconduct includes accepting gifts, consumption cards, and hospitality in violation of the Central Eight Regulations, as well as using others' vehicles for personal transport without payment [1] - He is also charged with holding shares in non-listed companies and engaging in stock trading through others' accounts, violating multiple disciplinary regulations [1] Consequences and Legal Actions - The investigation concluded that Li's actions constituted severe violations of political discipline, organizational discipline, and integrity discipline, leading to his expulsion from the Party and the confiscation of illegal gains [1] - His case has been referred to the judicial authorities for criminal prosecution, with all related assets being transferred for legal review [1]

Core Points - The article discusses the serious disciplinary violations and illegal activities of Li Xiaoqiang, former deputy director of the Issuance Supervision Department of the China Securities Regulatory Commission (CSRC) [1][2] - It highlights the impact of Li's actions on the capital market order and the severity of his misconduct, which includes corruption and abuse of power [1][2] Group 1 - Li Xiaoqiang utilized regulatory power for personal gain, severely disrupting the capital market order [1] - After leaving the CSRC, Li continued his corrupt practices, exemplifying the "revolving door" corruption between politics and business [1] - He engaged in various violations, including accepting gifts, consumption cards, and long-term free transportation services from management and service objects [1] Group 2 - Li's actions constituted serious violations of political discipline, organizational discipline, and integrity discipline, leading to significant negative consequences [2] - The decision was made to expel Li from the Party and to confiscate his illegal gains, with his criminal activities being referred to the prosecutorial authorities for further investigation [2] - The case underscores the ongoing issues of corruption within the regulatory framework, particularly in the context of the CSRC [2]

Core Points - The article discusses the serious disciplinary violations and illegal activities of Li Xiaoqiang, the former deputy director of the China Securities Regulatory Commission's (CSRC) issuance supervision department, highlighting the misuse of regulatory power for personal gain and the severe impact on capital market order [1][2]. Group 1: Disciplinary Violations - Li Xiaoqiang exhibited distorted ideals and corrupted intentions, using his regulatory authority to seek personal benefits, which severely disrupted the capital market order [1]. - He engaged in activities typical of the "revolving door" corruption, continuing misconduct even after leaving the CSRC [1]. - Li violated multiple regulations, including the Central Eight Provisions, by accepting gifts, consumption cards, and long-term free transportation services from management and service objects [1]. Group 2: Legal Consequences - Li Xiaoqiang's actions constituted serious violations of political discipline, organizational discipline, and integrity discipline, leading to significant legal repercussions [2]. - The Central Commission for Discipline Inspection decided to expel him from the Party and confiscate his illegal gains [2]. - His case has been referred to the procuratorial authorities for legal prosecution, along with the related assets [2].