本文转载自21世纪经济报道 值班编辑 | 江江 视觉 | 顾芗 知名艺人胡海泉，旗下私募再被监管"点名"！ 近日，北京证监局对4家私募机构出具警示函，涉及管理运用私募基金财产未勤勉尽责、未对投资者风 险识别和风险承担能力进行评估等违规行为，其中两家私募的法定代表人均为知名歌手胡海泉。 | 高管信息 | | | | | | --- | --- | --- | --- | --- | | 服务 | 法定代表人 董事长 宣事长 | | 姓名 胡海泉 | | | 是否有基金从业资格 | 를 | | 资格获取方式 通过考试 | | | | 时间 | 任肥单位 | 任职部门 | 胆务 | | | 2022.02 - | 北京乾祥海泉投资管理有限公司 | 高级管理人员 | 法定代表人,总经理,信息填报负责人 | | | 2017.10 - 2022.02 | 北京乾祥海泉投资管理有限公司 | 高级管理人员 | 法定代表人,总经理 | | | 2015.06 - | 北京海纳百泉投资基金管理有限公 司 | 北京海纳百泉投资基金管理有限公 司(老系统迁移数据) | 法定代表人,董事长,董事长 | | | 2014.03 - 2 ...

Core Viewpoint - The article discusses the regulatory scrutiny faced by private equity firms associated with the well-known artist Hu Haiquan, highlighting issues related to the management of private fund assets and the failure to assess investor risk capabilities. Group 1: Regulatory Actions - The Beijing Securities Regulatory Bureau issued warning letters to four private equity firms for failing to diligently manage private fund assets and not assessing investors' risk identification and risk-bearing capabilities [1][2]. - Two of the firms involved, Qianxiang Haiquan Investment and Haina Baiquan Investment, are linked to Hu Haiquan, who has been named as the legal representative and chairman of these firms [1][2][4]. Group 2: Previous Violations - This is not the first instance of regulatory action against Hu Haiquan's private equity firms; in July 2023, Haina Baiquan was also issued a warning for similar violations [4]. - The recent warning from the regulatory body indicates ongoing compliance issues within these firms, raising concerns about their operational integrity [2][4]. Group 3: Hu Haiquan's Involvement - Despite being the legal representative and chairman of Haina Baiquan, Hu Haiquan exited the firm's equity structure in February 2022, suggesting a potential distancing from the firm's operational responsibilities [6][8]. - Hu Haiquan has been actively involved in various investment ventures, covering strategic emerging industries, environmental sectors, and internet-related fields, indicating a broad investment strategy [12][15]. Group 4: Financial Status and Risks - Haina Baiquan's major shareholder is currently under restrictions, and the firm has been listed as a defendant multiple times, indicating significant financial and operational challenges [5][8]. - The firm has a registered capital of 10 million RMB and has been flagged for various risks, including high-risk classifications and administrative penalties [8][10].