浙江海德曼智能装备股份有限公司 浙江海德曼智能装备股份有限公司 董事、高级管理人员、核心技术人员 持有和买卖本公司股份管理制度 第一章 总则 第一条、为加强对浙江海德曼智能装备股份有限公司（以下简称"公司"） 董事、高级管理人员、核心技术人员持有和买卖本公司股份的管理，切实保护中 小投资者的合法权益，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、 《中华人民共和国证券法》 （以下简称"《证券法》"）、 《上海证券交易所科创板股 票上市规则》 《上市公司董事和高级管理人员所持本公司股份及其变动管理规则》 《上海证券交易所上市公司自律监管指引第 15 号——股东及董事、高级管理人 员减持股份》（以下简称"《第 15 号指引》"）等法律、法规，及《浙江海德曼智 能装备股份有限公司章程》 （以下简称"《公司章程》"）的有关规定，结合公司实 际情况，特制定本制度。 第二条、公司董事、高级管理人员、核心技术人员持有的本公司股份，是指 登记在其名下和利用他人账户持有的所有本公司股份。公司董事、高级管理人员、 核心技术人员从事融资融券交易的，还包括记载在其信用账户内的本公司股份。 第三条、公司董事、高级管理人员、 ...

Core Viewpoint - The document outlines the management system for the shares held by directors and senior management of Shengshi Technology Co., Ltd, emphasizing compliance with relevant laws and regulations regarding shareholding and trading activities [1][2]. Summary by Sections General Principles - The system aims to strengthen the declaration, disclosure, supervision, and management of shareholding and trading activities by directors and senior management [1]. - Directors and senior management must adhere to the Company Law, Securities Law, and other relevant regulations, ensuring commitments regarding shareholding are strictly followed [2]. Shareholding Management - Certain conditions restrict the transfer of shares held by directors and senior management, including a one-year prohibition post-listing and a six-month prohibition after resignation [2][3]. - The maximum number of shares that can be transferred annually is calculated based on the total shares held at the end of the previous year, with specific rules for newly acquired shares [3][4]. Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before the annual and semi-annual reports and 5 days before quarterly reports [4][5]. - Violations of trading regulations may lead to the recovery of profits from illegal transactions [5]. Reporting Procedures - Directors and senior management must report their shareholding information to the stock exchange at specified times, including changes in personal information [6][7]. - The company is responsible for ensuring accurate and timely reporting of shareholding changes to the stock exchange [8]. Additional Provisions - The document states that if the company's articles of association impose stricter conditions than this system, those conditions must be followed [5]. - The board of directors is responsible for interpreting and amending this management system, which takes effect upon approval [8].