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ST证通: 董事、高级管理人员所持本公司股份及其变动管理办法(2025年7月)
Zheng Quan Zhi Xing· 2025-07-18 16:29
General Principles - The management measures for the shares held by the board of directors and senior management of Shenzhen Zhitong Electronics Co., Ltd. are established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2] - Board members and senior management must be aware of laws prohibiting insider trading and market manipulation before trading the company's stocks [1][2] Share Transfer Management - The maximum number of shares that board members and senior management can transfer during their term is limited to 25% of their total shareholding, with exceptions for judicial enforcement and inheritance [2] - If the shares held by board members and senior management increase during the year, 25% of the newly acquired unrestricted shares can be transferred that year, while restricted shares will be included in the next year's transferable shares calculation [2] - Shares cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2][3] Trading Restrictions - Board members and senior management are prohibited from trading the company's stocks during specific periods, such as 15 days before the annual and semi-annual reports and 5 days before quarterly reports [3] - They must not sell shares within six months of purchase or buy shares within six months of sale [3] Disclosure Requirements - Board members and senior management must report their shareholding changes within two trading days and disclose details such as the number of shares, dates, and prices [10][11] - A reduction plan must include the number of shares to be reduced, the time frame, and the reasons for the reduction [4] Penalties and Responsibilities - Any violations of the securities laws or internal regulations regarding share trading will result in the company reclaiming any profits made and may lead to internal disciplinary actions [12][29] - The company is responsible for ensuring that related parties do not engage in insider trading based on confidential information [5][12] Implementation - The management measures will be effective upon approval by the company's board of directors [13]