利欧集团股份有限公司 董事、高级管理人员所持本公司股份及其变动管理制度 利欧集团股份有限公司 董事、高级管理人员所持本公司股份 及其变动管理制度 二〇二五年九月 利欧集团股份有限公司 董事、高级管理人员所持本公司股份及其变动管理制度 第一章 总则 第一条 为加强对利欧集团股份有限公司（以下简称"公司"或"本公司"） 董事和高级管理人员所持本公司股份及其变动的管理，维护证券市场秩序，根据 《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国 证券法》（以下简称"《证券法》"）、《上市公司董事和高级管理人员所持 本公司股份及其变动管理规则》《上市公司股东减持股份管理暂行办法》《深圳 证券交易所上市公司自律监管指引第 10 号——股份变动管理》等法律、法规及 规范性文件，并结合《公司章程》，制定本制度。 第二条 公司董事和高级管理人员所持本公司股份，是指登记在其名下和 利用他人账户持有的所有本公司股份。 公司董事和高级管理人员从事融资融券交易的，其所持本公司股份还包括记 载在其信用账户内的本公司股份。 第三条 公司董事和高级管理人员应当遵守《公司法》《证券法》和有关法 律、行政法规，中国证监会规章、 ...

董事和高级管理人员所持公司股份及其 变动管理办法 （2025年修订） 无锡药明康德新药开发股份有限公司 无锡药明康德新药开发股份有限公司 董事和高级管理人员所持公司股份及其变动管理办法 第一章 总则 第一条 为加强无锡药明康德新药开发股份有限公司（以下简称"公司"或"本公 司"）董事和高级管理人员所持公司股份及其变动的管理，维护证券市场秩序，根 据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证 券法》（以下简称"《证券法》"）、中国证券监督管理委员会（以下简称"中国证 监会"）颁布的《上市公司董事和高级管理人员所持本公司股份及其变动管理规 则》、《上市公司股东减持股份管理暂行办法》、上海证券交易所（以下简称"上 交所"）颁布的《上海证券交易所上市公司自律监管指引第15号——股东及董事、 高级管理人员减持股份》、《上海证券交易所上市公司自律监管指引第8号—— 股份变动管理》以及《香港联合交易所有限公司证券上市规则》、香港证券及期 货事务监察委员会发布的《证券及期货条例》和《公司收购及合并守则》（以下 简称"《并购守则》"）以及《无锡药明康德新药开发股份有限公司章程》（以下 简称"《公司章 ...

Core Points - The document outlines the management system for the shares held by the board members, senior management, and core technical personnel of Hangzhou Kaierda Welding Robot Co., Ltd. [1][2] - The regulations are based on various laws and guidelines, including the Company Law and Securities Law of the People's Republic of China, as well as specific rules from the Shanghai Stock Exchange [1][2][3] Shareholding Management - The shares held by directors, senior management, and core technical personnel include all shares directly registered in their names and derivatives such as convertible bonds and stock options [2][3] - These individuals are prohibited from engaging in margin trading with the company's shares [2][3] Transfer Regulations - Directors and senior management can transfer shares through the Shanghai Stock Exchange or other legally permitted methods, adhering to specific commitments regarding holding periods and transfer methods [3][4] - There are restrictions on transferring shares within one year of the company's stock listing and for six months after leaving the company [4][5] Information Disclosure - Directors and senior management must report their shareholding information at specific times, including changes in personal information and share transactions [7][8] - A written notice of trading plans must be submitted to the board secretary before any share transactions [8][9] Penalties and Responsibilities - Violations of the regulations may result in penalties, including the return of profits from illegal transactions and potential civil or criminal liability [11][12] - The board is responsible for interpreting the regulations and ensuring compliance among all relevant personnel [12]

广西柳药集团股份有限公司 董事、高级管理人员所持公司股份及其变动管理制度 第一章 总 则 第一条 为规范对广西柳药集团股份有限公司（ 以下简称"公司""本公 司"）董事、高级管理人员所持本公司股份及其变动的管理，根据《中华人民共 和国公司法》（以下简称"《公司法》"）《中华人民共和国证券法》（以下 简称"《证券法》"）《上市公司董事、高级管理人员所持本公司股份及其变动 管理规则》《上海证券交易所股票上市规则》《上海证券交易所上市公司自律监 管指引第8号——股份变动管理》等法律、法规、规范性文件及《广西柳药集团 股份有限公司章程》（以下简称"《公司章程》"）等有关规定，结合公司实际 情况，制定本制度。 第二条 本制度适用于公司董事、高级管理人员所持本公司股份及其变动的 管理。 第三条 董事、高级管理人员所持本公司股份，是指登记在其名下和利用他 人账户持有的所有本公司股份。 董事、高级管理人员从事融资融券交易的，其所持本公司股份还包括记载 在其信用账户内的本公司股份。董事、高级管理人员不得开展以本公司股票为 标的证券的融资融券交易。 第四条 董事、高级管理人员所持股份变动的行为，应当遵守法律、法规、 规范性文件、 ...

Core Points - The document outlines the management measures for the shares held by directors and senior management of Sichuan Furong Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2] - It specifies the restrictions on share transfers and trading activities for directors and senior management, including prohibitions during sensitive periods and short-term trading [3][4][5] - The document mandates the disclosure of shareholding changes and trading plans, ensuring transparency and adherence to regulatory requirements [6][7][8] Group 1: General Provisions - The management measures are established to strengthen the oversight of shares held by directors and senior management, based on various legal frameworks [1] - The measures apply to all shares held by directors and senior management, including those held through others' accounts and in margin trading [1][2] Group 2: Share Transfer Restrictions - Directors and senior management are prohibited from transferring shares under specific circumstances, such as within one year of the company's stock listing or within six months after leaving the company [2][3] - There are additional restrictions related to legal investigations or penalties that may affect the ability to transfer shares [2][3] Group 3: Trading Prohibitions - Directors and senior management are not allowed to engage in margin trading or derivative transactions involving the company's stock [3] - Specific periods are designated during which trading is prohibited, including 15 days before the announcement of annual or semi-annual reports [4][5] Group 4: Disclosure Requirements - Directors and senior management must submit their trading plans to the board secretary before buying or selling shares, ensuring compliance with disclosure obligations [7][8] - There are requirements for pre-disclosure of share reduction plans, including details on the number of shares, reasons for reduction, and compliance with restrictions [8][9] Group 5: Reporting Changes - Any changes in shareholding must be reported promptly, including the date, quantity, and price of the changes [10][12] - The board secretary is responsible for managing and reporting the shareholding data of directors and senior management [6][10]

General Provisions - The management system for the shares held by the company's directors, senior management, and core technical personnel is established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2] - This system applies to the shares held by the company's directors, senior management, and core technical personnel [1] Share Change Management - Directors, senior management, and core technical personnel must notify the board secretary in writing before buying or selling company shares [2] - There are specific restrictions on the transfer of shares held by directors and senior management, including a one-year lock-up period after the company's stock is listed [2][3] - Core technical personnel are also subject to a 12-month lock-up period for shares held before the company's initial public offering [3] Trading Restrictions - Directors and senior management are prohibited from trading company shares during certain periods, such as 15 days before the annual or semi-annual report announcements [4] - The maximum amount of shares that can be transferred by directors and senior management in a year is limited to 25% of their total holdings [4][5] Reporting and Disclosure - The board secretary and the board office are responsible for managing the data and information regarding the shareholdings of directors, senior management, and core technical personnel [8] - Any changes in shareholdings must be reported to the company within two trading days and disclosed on the stock exchange [9][10] Miscellaneous - The system will take effect upon approval by the company's board of directors [11]

Core Viewpoint - The document outlines the management system for the shareholding and trading behavior of directors and senior management at Anhui Juyi Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2]. Summary by Sections Section 1: General Provisions - The system is established to strengthen the declaration, disclosure, and supervision of shares held by directors and senior management, in accordance with the Company Law and Securities Law of the People's Republic of China [1]. Section 2: Shareholding Definition and Notification - Shares held by directors and senior management include those registered in their names and those held through others' accounts, including shares in margin trading accounts [2]. - Prior to trading company stocks, directors and senior management must notify the securities affairs department in writing [2]. Section 3: Reporting Obligations - Directors and senior management must report personal information changes within specified timeframes, including within two trading days after their appointment or any changes in their declared information [2][3]. Section 4: Share Lock-up and Transfer Restrictions - The company can lock up shares held by directors and senior management, and additional transfer conditions may apply during public or private share issuances [3][4]. - Shares cannot be transferred under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [4]. Section 5: Trading Restrictions - Directors and senior management are prohibited from trading company stocks during specific periods, such as 15 days before annual or semi-annual reports [5]. Section 6: Transfer Limits - The maximum amount of shares that can be transferred annually is capped at 25% of the total shares held, with exceptions for certain circumstances [5][6]. Section 7: Reporting of Share Changes - Any changes in shareholding must be reported within two trading days, including details such as the number of shares before and after the change [7]. Section 8: Compliance and Enforcement - Violations of the regulations may result in penalties, and the company will handle violations based on severity [7][8].

阿特斯阳光电力集团股份有限公司 董事、高级管理人员和核心技术人员 所持本公司股份及其变动管理制度 第一章 总 则 第一条 为进一步明确阿特斯阳光电力集团股份有限公司（以下简称"公司"）董事、高 级管理人员和核心技术人员所持公司股份及其变动的办理程序，根据《中华人民共和国公司 法》 （以下简称" 《公司法》"） 、《中华人民共和国证券法》 （以下简称" 《证券法》"） 、《上市公 司董事和高级管理人员所持本公司股份及其变动管理规则》、 《上市公司股东减持股份管理暂 行办法》、 《上海证券交易所科创板股票上市规则》等法律、法规、规章和规范性文件，以及 《阿特斯阳光电力集团股份有限公司章程》 （以下简称" 《公司章程》" ）等有关规定，结合公 司实际情况，制定本制度。 第二条 本制度适用于公司董事、高级管理人员和核心技术人员。 第三条 公司董事、高级管理人员和核心技术人员所持公司股份，是指直接登记在其名 下的所有公司股份及其衍生品（包括可转换债券、股权激励计划所发行的股票期权及股票增 值权）等。股东开立多个证券账户的，对各证券账户的持股合并计算。公司董事、高级管理 人员和核心技术人员从事融资融券交易的，还包括登记在 ...

无锡锡南科技股份有限公司 董事、高级管理人员 所持本公司股份及其变动管理制度 第一章 总 则 第一条 为加强无锡锡南科技股份有限公司（以下简称"公司"、"本公 司"）董事、高级管理人员所持本公司股份及其变动的管理，维护证券市场秩 序，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国证券法》（以下简称"《证券法》"）、《上市公司董事和高级管理 人员所持本公司股份及其变动管理规则》《深圳证券交易所上市公司自律监管 指引第10号——股份变动管理》《深圳证券交易所上市公司自律监管指引第2 号——创业板上市公司规范运作》（以下简称"《创业板规范指引》"）、 《深圳证券交易所创业板股票上市规则》（以下简称"《创业板上市规则》"） 等有关法律、法规、规范性文件及《无锡锡南科技股份有限公司章程》（以下 简称"《公司章程》"）的有关规定，结合公司实际情况，制订本制度。 第二条 公司董事和高级管理人员应当遵守《公司法》《证券法》和有关法 律、行政法规，中国证监会规章、规范性文件以及证券交易所规则中关于股份 变动的限制性规定。 （二）本人离职后半年内； 公司董事和高级管理人员就其所持股份变动相关事项作出承 ...

铁流股份有限公司 股东及董事、高级管理人员股份变动管理制度 第一章 总则 第一条 为规范铁流股份有限公司（以下简称"公司""本公司"）股东及 董事、高级管理人员所持公司股份及其变动的事宜，根据《中华人民共和国公司 法》《中华人民共和国证券法》（以下简称《证券法》）《上海证券交易所上市 公司自律监管指引第8号——股份变动管理》《上海证券交易所上市公司自律监 管指引第15号——股东及董事、高级管理人员减持股份》、《铁流股份有限公司 章程》（以下简称"公司章程"）等有关规定，制订本制度。 第二条 公司股东以及董事、高级管理人员所持本公司股份，是指登记在其 名下和利用他人账户持有的所有本公司股份。上述主体从事融资融券交易的，还 包括记载在其信用账户内的本公司股份。 第三条 公司股东以及董事、高级管理人员所持股份变动行为应当遵守法律 法规、上海证券交易所（以下简称"证券交易所"）相关规定以及公司章程等规 定。公司股东以及董事、高级管理人员对持有股份比例、持有期限、变动方式、 变动数量、变动价格等作出承诺的，应当严格履行所作出的承诺。 第四条 公司董事会秘书负责股东及董事、高级管理人员所持公司股份及其 变动的具体管理事宜 ...