根据《实施办法》（征求意见稿，下同）规定，中证协业务管理部门负责开展相关业务领域自律检查， 办理相关业务领域案件调查，处理自律管理措施类案件以及适用特别程序的纪律处分案件。自律处分委 员会办公室负责办理自律处分委员会履行自律处分职能的日常事务。 中国证券报·中证金牛座记者8月25日从业内独家获悉，中国证券业协会近期在原《中国证券业协会自律 措施实施办法》的基础上，修订形成《中国证券业协会自律措施实施办法（征求意见稿）》，目前正在 征求行业意见。记者了解到，中证协前期已组织开展专项调研，参考国内外金融领域其他自律组织的优 秀实践案例，对自律规则内容进行了调整完善，优化了相关工作机制。 本次修订从中证协内部业务部门职责、自律检查程序、自律处分工作标准等五个方面，对自律检查相关 工作机制与程序要求进行了系统性优化与细化。 需要注意的是，《实施办法》首次对中证协开展自律检查全流程相关工作要求进行明确，包括检查计 划、检查协同、检查实施、现场检查和非现场检查、检查方法、检查期限等。 具体来看，中证协需根据当年重点工作并结合监管安排、自律管理与行业有关情况，于年初制定年度检 查计划，并按计划开展常规自律检查。 不过，在属 ...

Group 1 - The core viewpoint of the article highlights the controversy surrounding the underwriting representatives from CITIC Securities, who are accused of making false commitments in the issuance sponsorship letter for Beikong Testing Technology Co., Ltd. [2][3][7] - Beikong Testing, a significant player in the non-ferrous metal inspection and testing industry, successfully passed the listing review by the Beijing Stock Exchange on July 11, 2023, after submitting its IPO materials in December 2024 [3][4]. - The underwriting representatives, Liu Tuo and Wang Jingqi, signed the issuance sponsorship letter on July 3, 2023, the same day they were listed in the C category of the Securities Association of China for self-regulatory penalties [4][11]. Group 2 - The article discusses the distinction between self-regulatory measures and disciplinary actions as defined by the Beijing Stock Exchange and the Securities Association of China, indicating that the penalties faced by the underwriting representatives do not equate to the violations they committed in the sponsorship letter [9][10]. - Industry insiders suggest that the commitments made by the underwriting representatives in the issuance sponsorship letter are not necessarily false, as the self-regulatory measures they faced do not fall under the same category of violations outlined in their commitments [10][11]. - The timing of the signing of the sponsorship letter and the imposition of self-regulatory measures raises questions about whether the representatives were aware of their penalties at the time of signing [11][12].