Core Viewpoint - The article highlights the misconduct of Han Tao, the Executive General Manager of CICC Capital, including extramarital affairs, misuse of public funds, and allegations of bribery, leading to a 10-year prison sentence [1][3]. Group 1: Misconduct and Legal Consequences - Han Tao was reported for various violations as early as January 2021, and CICC Capital took swift action against him and other involved parties [3]. - The recent report by Caixin emphasizes Han Tao's involvement in selling investment quotas, which raises concerns about the integrity of investment practices within the firm [3][4]. Group 2: Investment Practices - The article discusses the concept of "selling investment quotas," suggesting that if an employee has a high-quality investment opportunity, they might sell their quota to others who can provide liquidity [4][5]. - It mentions a scenario where an employee, referred to as "A," leveraged trust from external investors to secure additional funding for projects, indicating a potential conflict of interest [4][5]. Group 3: Recommendations for Improvement - The author suggests that firms should eliminate limits on employee investment quotas to prevent the practice of selling these quotas, thereby enhancing transparency and integrity [6]. - There is a call for investment firms to better identify and secure high-quality projects to justify the allocation of investment quotas [6].