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香港证监会与加拿大魁北克省金管局在监督跨境投资管理活动方面加强监管合作
智通财经网· 2025-10-27 23:32
魁北克省金管局总裁兼行政总裁Yves Ouellet先生表示:"这份谅解备忘录反映我们为推动稳健和具透明 度的监管标准而作出的共同承诺。透过加强魁北克省与香港之间的合作,我们能让资产管理公司把握新 机遇,为投资者提供更佳服务,并支持两地资本市场创新发展,维持廉洁稳健和韧性。" 智通财经APP获悉,香港证监会与加拿大魁北克省金融市场管理局(Autorité des marchés financiers,简 称:魁北克省金管局)签订谅解备忘录,以加强在监督两地集体投资计划投资经理方面的合作。10月27 日,双方于西班牙马德里参加国际证券事务监察委员会组织理事会会议期间签订该谅解备忘录。该谅解 备忘录就监督和监察从事跨境投资管理服务的受监管实体,订定了咨询、合作及信息交流的监管框架。 证监会已在签订该谅解备忘录后,将加拿大魁北克省列入其可接纳监察制度名单。此举将利便持有魁北 克省金管局牌照的管理公司就证监会认可基金提供投资管理服务。 香港证监会行政总裁梁凤仪女士表示:"这份谅解备忘录标志着证监会与魁北克省金管局在监管合作方 面,特别是在资产管理领域上,开启了新篇章。随着香港与魁北克省在监管方面建立更紧密的合作,两 ...
香港证监会与阿布扎比金管局在监督跨境投资管理活动方面加强监管合作
news flash· 2025-05-15 05:07
香港证监会与阿布扎比金管局在监督跨境投资管理活动方面加强监管合作 智通财经5月15日电,香港证监会5月15日宣布与阿布扎比环球市场金融服务业监管局订立谅解备忘录, 以加强在监督两地集体投资计划投资经理方面的合作。该谅解备忘录就监督和监察从事跨境基金管理、 投资管理或顾问活动的受监管实体,订定了谘询、合作及信息交换的框架。 ...
香港证监会与加拿大安大略省证监会在监督跨境投资管理方面加强合作
智通财经网· 2025-05-13 12:02
Core Points - The Hong Kong Securities and Futures Commission (SFC) and the Ontario Securities Commission (OSC) signed a Memorandum of Understanding (MoU) to enhance cooperation in supervising collective investment schemes [1] - The MoU was signed during the annual meeting of the International Organization of Securities Commissions in Doha, Qatar [1] - This agreement will facilitate the inclusion of the OSC in the SFC's recognized supervisory framework, allowing OSC-licensed management companies to provide investment management services for funds recognized by the SFC [1] Summary by Sections Regulatory Cooperation - The MoU signifies a significant step in strengthening regulatory cooperation between the SFC and OSC [1] - It aims to promote cross-border information sharing to protect investors and support market development [1] Market Development - The agreement is expected to open new market opportunities for companies regulated by both authorities [1] - It establishes a foundation for cross-border investment management services for asset management companies in both regions [1] Statements from Officials - Grant Vingoe, CEO of OSC, emphasized the importance of the MoU for both markets and the commitment to support the industry and protect investors [1] - Ashley Alder, CEO of SFC, highlighted the need for enhanced market collaboration amid a complex global environment to ensure the resilience of capital markets [1]