跨境投资管理监管合作
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香港证监会与加拿大魁北克省金管局在监督跨境投资管理活动方面加强监管合作
智通财经网· 2025-10-27 23:32
Core Viewpoint - The Hong Kong Securities and Futures Commission (SFC) and the Autorité des marchés financiers (AMF) of Quebec have signed a memorandum of understanding to enhance cooperation in supervising collective investment schemes and investment managers across both regions [1] Group 1: Regulatory Cooperation - The memorandum establishes a regulatory framework for consultation, cooperation, and information exchange regarding regulated entities engaged in cross-border investment management services [1] - Following the signing, the SFC has included Quebec in its list of acceptable regulatory regimes, facilitating investment management services for companies licensed by the AMF [1] Group 2: Benefits and Opportunities - The SFC's CEO, Ms. Ashley Alder, stated that the memorandum marks a new chapter in regulatory cooperation, particularly in asset management, benefiting both regions through enhanced cross-market industry collaboration and connections [1] - AMF's President and CEO, Mr. Yves Ouellet, emphasized the joint commitment to promoting robust and transparent regulatory standards, enabling asset management companies to seize new opportunities and provide better services to investors [1]
香港证监会与阿布扎比金管局在监督跨境投资管理活动方面加强监管合作
news flash· 2025-05-15 05:07
Core Viewpoint - The Hong Kong Securities and Futures Commission (SFC) has signed a memorandum of understanding with the Abu Dhabi Global Market Financial Services Regulatory Authority to enhance regulatory cooperation in overseeing cross-border investment management activities [1] Group 1: Regulatory Cooperation - The memorandum establishes a framework for consultation, cooperation, and information exchange regarding the supervision and monitoring of regulated entities engaged in cross-border fund management, investment management, or advisory activities [1]
香港证监会与加拿大安大略省证监会在监督跨境投资管理方面加强合作
智通财经网· 2025-05-13 12:02
Core Points - The Hong Kong Securities and Futures Commission (SFC) and the Ontario Securities Commission (OSC) signed a Memorandum of Understanding (MoU) to enhance cooperation in supervising collective investment schemes [1] - The MoU was signed during the annual meeting of the International Organization of Securities Commissions in Doha, Qatar [1] - This agreement will facilitate the inclusion of the OSC in the SFC's recognized supervisory framework, allowing OSC-licensed management companies to provide investment management services for funds recognized by the SFC [1] Summary by Sections Regulatory Cooperation - The MoU signifies a significant step in strengthening regulatory cooperation between the SFC and OSC [1] - It aims to promote cross-border information sharing to protect investors and support market development [1] Market Development - The agreement is expected to open new market opportunities for companies regulated by both authorities [1] - It establishes a foundation for cross-border investment management services for asset management companies in both regions [1] Statements from Officials - Grant Vingoe, CEO of OSC, emphasized the importance of the MoU for both markets and the commitment to support the industry and protect investors [1] - Ashley Alder, CEO of SFC, highlighted the need for enhanced market collaboration amid a complex global environment to ensure the resilience of capital markets [1]