Workflow
Federal securities laws
icon
Search documents
Great Elm Capital Shareholders Are Encouraged to Reach out to Johnson Fistel for More Information About Potentially Recovering Their Losses
Businesswire· 2026-02-18 18:03
SAN DIEGO--(BUSINESS WIRE)---- $GECC #GreatElmCapital--Johnson Fistel, PLLP is investigating potential claims on behalf of investors of Great Elm Capital Corp. (NASDAQ: GECC). The investigation focuses on Great Elm Capital's executive officers and whether investor losses may be recovered under federal securities laws. What if I purchased Great Elm Capital securities? If you purchased Great Elm Capital securities and suffered losses on your investment, join our investigation now: Click here to join the inves ...
WLTH REMINDER: Wealthfront Corporation Investors are Reminded of BFA Law's Ongoing Securities Investigation for Investors Seeking Recovery
TMX Newsfile· 2026-01-31 13:18
Core Viewpoint - Wealthfront Corporation is under investigation for potential violations of federal securities laws, particularly concerning misleading statements made during its IPO process [1][3]. Company Overview - Wealthfront is an online financial advisor that utilizes automated tools to provide investment and financial advice [2]. IPO Details - On December 12, 2025, Wealthfront completed its IPO, offering over 34 million shares at a price of $14.00 per share [2]. Financial Performance - Wealthfront reported net deposit outflows of $208 million in its first quarterly results as a public company, a significant decline from the $874 million inflows during the same period the previous year [4]. - The stock price dropped by $2.12, nearly 17%, from $12.59 to $10.47 per share following the earnings report [4]. Management Commentary - CEO David Fortunato attributed the decline in deposits to falling interest rates and highlighted the strategic importance of Wealthfront's new home-lending business [4]. - Fortunato disclosed that he owns a 95.1% stake in the home-lending business and mentioned the possibility of revisiting the ownership structure [4].
HDB ALERT: Levi & Korsinsky Investigates HDFC Bank Limited on Behalf of Shareholders Who Lost Money
TMX Newsfile· 2026-01-29 16:16
Core Insights - HDFC Bank Limited is under investigation for potential violations of federal securities laws, as announced by Levi & Korsinsky [1] Group 1: Financial Performance - HDFC Bank reported healthy credit expansion during the post-merger integration period, leveraging its enhanced distribution network and customer base [2] - However, deposit growth has not kept pace with loan book expansion, with credit growth percentages consistently exceeding deposit growth by significant margins across multiple reporting periods [2] Group 2: Funding and Profitability - Deposits are crucial for a bank's balance sheet and serve as the primary funding source for loan origination. Prolonged loan growth outpacing deposit growth may force banks to rely on alternative funding sources, which typically have higher costs [3] - This situation could compress the spread between lending rates and funding costs, negatively impacting bank profitability [3] Group 3: Market Reaction - Following the latest business update from HDFC Bank, which did not indicate an acceleration in deposit gathering, the bank's shares declined by over 5% [5] - The stock underperformed against the Nifty 50 index and banking sector benchmarks, with increased trading volumes as institutional investors adjusted their portfolios during the selloff [5] Group 4: Industry Context - The developments at HDFC Bank align with a broader industry trend in India, where system-wide credit growth has outpaced deposit growth [4] - As the largest private sector lender, HDFC Bank's challenges in deposit mobilization are significant for the overall banking system, leading market participants to focus more on liquidity metrics [4]
F5 INVESTIGATION ALERT: Bragar Eagel & Squire, P.C. Continues Investigation into F5, Inc. on Behalf of F5 Stockholders and Encourages Investors to Contact the Firm
Globenewswire· 2025-10-23 21:58
Core Viewpoint - Bragar Eagel & Squire, P.C. is investigating potential claims against F5, Inc. regarding possible violations of federal securities laws and unlawful business practices following a significant security breach [1][2]. Investigation Details - On October 15, 2025, F5 disclosed that a sophisticated nation-state threat actor had gained unauthorized access to its systems, maintaining long-term access to critical areas including the BIG-IP product development environment [2]. - The breach resulted in the exfiltration of files, including portions of the BIG-IP source code and information on undisclosed vulnerabilities, leading to a decline in F5's stock price by $35.40, or approximately 10.70%, from $330.75 to $295.35 between October 15 and October 16, 2025 [2]. Next Steps - Investors who purchased F5 shares and experienced losses are encouraged to contact Bragar Eagel & Squire for more information regarding their rights and potential claims [3]. About the Law Firm - Bragar Eagel & Squire, P.C. is a nationally recognized law firm that represents individual and institutional investors in various complex litigations across state and federal courts [4].
SYNOPSYS REMINDER: Bragar Eagel & Squire, P.C. Reminds Synopsys Investors to Contact the Firm Regarding the Ongoing Investigation on Behalf of Stockholders
Globenewswire· 2025-10-15 21:18
Core Insights - Bragar Eagel & Squire, P.C. is investigating potential claims against Synopsys, Inc. regarding possible violations of federal securities laws and unlawful business practices [1][2]. Investigation Details - The investigation is focused on whether Synopsys has engaged in any unlawful activities that may have affected its stockholders [2]. - Investors who have suffered losses and are interested in discussing their legal rights are encouraged to contact the law firm [3]. Company Performance - On September 9, 2025, Synopsys reported its financial results for Q3 2025, indicating that its IP business underperformed expectations [6]. - The CEO of Synopsys expressed a more conservative outlook for Q4 while guiding for another year of profitable growth [6]. - Following the announcement, Baird downgraded Synopsys's rating from Outperform to Neutral and reduced its price target from $670 to $535 [6]. - As a result of this news, Synopsys's stock price dropped by $216.59, or 35.84%, closing at $387.78 per share on September 10, 2025 [6].
SEMLER (SMLR) INVESTIGATION ALERT: Bragar Eagel & Squire, P.C. Continues Investigation Into Semler Scientific Inc. on Behalf of Semler Stockholders and Encourages Investors to Contact the Firm
Globenewswire· 2025-09-25 20:53
Core Viewpoint - Bragar Eagel & Squire, P.C. is investigating potential claims against Semler Scientific Inc. for possible violations of federal securities laws and unlawful business practices [1][2]. Investigation Details - Semler disclosed in its Form 10-K filed on February 28, 2025, that it received a civil investigative demand from the U.S. Department of Justice (DOJ) in July 2017 regarding reimbursement claims for its QuantaFlo device [2]. - The company has faced multiple requests for information from the DOJ over the years, with significant discussions occurring in February 2025 that did not lead to a settlement [2]. - Following the disclosure of potential legal risks, Semler's stock price fell from $42.92 to $38.89, a decline of $4.03 per share [2]. Next Steps - Investors who purchased Semler shares and experienced losses are encouraged to contact Bragar Eagel & Squire for more information regarding their rights and potential claims [3]. About the Law Firm - Bragar Eagel & Squire, P.C. is a law firm recognized for representing investors in various complex litigations across state and federal courts [4].
CENTENE ALERT: Bragar Eagel & Squire, P.C. is Investigating Centene Corporation on Behalf of Centene Stockholders and Encourages Investors to Contact the Firm
GlobeNewswire News Room· 2025-07-08 01:00
Core Viewpoint - Centene Corporation is facing potential legal claims regarding violations of federal securities laws and unlawful business practices following a significant drop in stock price after withdrawing its 2025 earnings guidance [1][2]. Group 1: Company Performance - On July 2, 2025, Centene's stock price fell over 39.5% during intraday trading after the company announced the withdrawal of its 2025 earnings guidance due to higher-than-expected costs related to Medicaid enrollees and underperformance in its Affordable Care Act plans [2]. - The company indicated that its Medicaid business has seen an increase in medical cost trends in areas such as behavioral health, home health, and high-cost drugs [2]. Group 2: Legal Investigation - Bragar Eagel & Squire, P.C. is investigating potential claims against Centene on behalf of its stockholders, focusing on whether the company has violated federal securities laws [1]. - The law firm is reaching out to long-term stockholders who may have suffered losses or have information regarding these claims [3].
HALLADOR ALERT: Bragar Eagel & Squire, P.C. is Investigating Hallador Energy Company on Behalf of Hallador Stockholders and Encourages Investors to Contact the Firm
GlobeNewswire News Room· 2025-06-17 01:00
Core Viewpoint - Hallador Energy Company is under investigation for potential violations of federal securities laws and unlawful business practices following the termination of an exclusivity agreement with a datacenter developer, which led to a significant drop in its stock price [1][2]. Company Developments - On May 23, 2025, Hallador announced the termination of its exclusivity agreement with a datacenter developer regarding a potential power supply deal, which has raised concerns among investors [2]. - Following the announcement, Hallador's stock price decreased by $1.38 per share, representing a 7.33% decline, closing at $17.45 per share [2]. Legal Investigation - Bragar Eagel & Squire, P.C. is investigating potential claims on behalf of Hallador stockholders who may have suffered losses due to the company's actions [1][3]. - The law firm is seeking information from long-term stockholders and those who have acquired Hallador shares regarding their rights and interests in this matter [3].
INVESTIGATION ALERT: Edelson Lechtzin LLP Announces Investigation Of Humana Inc. (NYSE: HUM) and Encourages Investors with Substantial Losses or Witnesses with Relevant Information to Contact the Firm
GlobeNewswire News Room· 2025-06-06 22:13
Company Overview - Humana Inc. is a for-profit health insurance company that provides Medicare Advantage, individual and group insurance, pharmacy benefit management, and integrated care services through its CenterWell network [3] Allegations of Wrongdoing - The Department of Justice filed a False Claims Act complaint against Humana on May 1, 2025, alleging that from 2016 to at least 2021, the company paid illegal kickbacks to health insurance brokers for enrollments into its Medicare Advantage plans [4] Market Reaction - Following the announcement of the DOJ lawsuit, Humana's stock price fell by $6.20 per share, or 2.36%, closing at $256.04 per share on May 1, 2025 [5]
ECHOSTAR ALERT: Bragar Eagel & Squire, P.C. is Investigating EchoStar Corporation on Behalf of EchoStar Stockholders and Encourages Investors to Contact the Firm
GlobeNewswire News Room· 2025-05-16 01:00
Core Viewpoint - EchoStar Corporation is under investigation by the Federal Communications Commission (FCC) for potential non-compliance with federal requirements related to building a nationwide 5G network, which has led to a significant drop in its stock price [2]. Group 1: Investigation and Legal Actions - Bragar Eagel & Squire, P.C. is investigating potential claims against EchoStar on behalf of its stockholders regarding possible violations of federal securities laws and other unlawful business practices [1]. - The FCC's notification of the investigation has resulted in EchoStar's stock price falling by $4.01, or 16.6%, closing at $20.18 per share on May 12, 2025, indicating investor injury [2]. Group 2: Investor Communication - The law firm is reaching out to EchoStar stockholders who may have suffered losses, encouraging them to contact the firm for more information regarding their rights and potential claims [3].