Regulation does not inherently harm an industry. I would argue that in fact it makes it stronger. In 33 and 34 when the Securities Act and the Securities Exchange Act were passed, the big operators in the capital markets said, "You're destroying this really important business that is inherently American. And look at all these good upstanding citizens that are involved in this space that you're harming. We now have in America the strongest, most desirable financial markets in the world.Regulation does not in ...

Deal Rationale & Market Trends - Private markets are experiencing significant growth, with the average company staying private for 14 years, a substantial increase from 5 years 20 years ago [2] - This trend presents challenges for average investors, limiting their access to wealth creation opportunities primarily available to institutional investors and VCs [3] - Morgan Stanley's acquisition of Equity Zen aims to address the challenges of illiquidity for employees and limited access for average investors in private markets [4] - Other firms are also expanding their reach into private markets through exchanges or data collection, indicating a growing trend [9] Morgan Stanley & Equity Zen Synergies - Morgan Stanley possesses significant demand with $7 trillion in assets and 20 million clients, along with supply through its cap table management of thousands of private market companies and its partnership with Carta [5] - Equity Zen bridges the gap between Morgan Stanley's demand and supply in the private market [6] - The integration of Equity Zen will improve investor protections by professionalizing the private market part of the ecosystem and fitting it into Morgan Stanley's overall risk management framework [8] Investor Protection & Risk Management - Morgan Stanley takes investor protection seriously, leveraging its AML policies, KYC procedures, risk tolerance framework, and asset allocation framework [7] - Integrating private market shares into a holistic asset allocation will address risk, with private market investments not recommended to be 100% of a portfolio [11] - Morgan Stanley is working with its global investment team to ensure that every client participating in the private market does so in a risk-managed fashion [12] Client Demand & Portfolio Allocation - Morgan Stanley has seen "off the charts" demand from clients for private market access [12] - The firm aims to extend access beyond its highest net worth clients to its entire 20 million clients and Equity Zen's nearly 1 million clients [13] - The overall allocation towards alternative investments (alts) in a portfolio is around 10-15%, and private market investments would fit into this category [15]

Fitch Ratings won’t award higher scores to sukuk following a UAE reform designed to strengthen investor protection in defaults https://t.co/LeEpE6R9bn ...

🇺🇸 UPDATE: SEC and CFTC will hold Sept. 29 roundtable to discuss coordination, investor protection, and cost reduction. https://t.co/BBdjWph2Cq ...

🏦 Banks urge the SEC to apply proven safeguards to #crypto custody rules — investor protection becomes central as digital assets scale 📊 ...

🇪🇺 What's holding back crypto adoption in Europe?At Meridian 2025 by @StellarOrg, Marc Hegen (@tradeon21x CTO) explains that while other regions are "doing something first, trying it out," Europe is focused on creating "proper rules" for investor protection, leading to a slower pace of growth. ...

Regulatory Changes - Nasdaq is seeking to tighten its rules for small Chinese stocks [1] Market Concerns - The move follows criticism from Wall Street veterans and investor-protection advocates [1]

Regulatory Focus - SEC's Spring 2025 regulatory agenda prioritizes clarity in the crypto space [1] - The agenda also emphasizes capital formation and investor protection [1]

Regulators, including ESMA and IOSCO, align with global exchanges urging the SEC to tighten oversight on tokenized stocks—can innovation coexist with investor protection? ⚖️ ...

Core Viewpoint - Crown Point Capital has launched its Global Investor Protection Program to enhance security and transparency for clients in the crypto trading space, reflecting its commitment to providing a secure investment environment [1][11][12] Group 1: Strengthening Security - The rapid growth of digital asset markets necessitates robust investor safeguards, with Crown Point Capital aiming to set a higher industry standard through clear procedures focused on transparency and secure asset management [2][4] - The program is designed to reinforce the reliability associated with Crown Point Capital, aligning with its reputation for performance and security in a volatile financial landscape [3][5] Group 2: Framework for Trust - The Global Investor Protection Program establishes a structured framework to reduce market-related risks and enhance the trading experience, incorporating transaction monitoring, platform audits, and measures to safeguard client assets [4][5] - The initiative aims to build confidence among both seasoned traders and newcomers, supporting a trading environment that prioritizes growth potential and financial responsibility [5][7] Group 3: Adaptability to Market Conditions - The program is structured to adapt dynamically to the fast-moving and unpredictable global crypto trading environment, ensuring that both institutional and retail clients benefit from effective strategies [6] - This adaptability is expected to enhance the firm's long-term resilience and position it to serve an expanding global investor base [6][10] Group 4: Enhancing User Confidence - A central goal of the program is to enhance user confidence by addressing concerns over transparency and security, reassuring investors about the safety of their participation in digital asset markets [7][8] - The launch reinforces the company's commitment to balancing innovation with caution, ensuring growth opportunities are matched with client protections [8][9] Group 5: Long-Term Growth Commitment - The Global Investor Protection Program represents a long-term strategy for sustaining client growth while maintaining operational stability through best practices in governance, compliance, and risk mitigation [9][10] - The initiative highlights Crown Point Capital's awareness of global trends in financial services, ensuring alignment with rising standards of accountability demanded by regulators and investors [10][12]