Core Insights - Crestwood Advisors has been included in Financial Advisor Magazine's 2025 RIA Ranking, highlighting its dedication and client trust [1][2] - The ranking is based on assets under management (AUM), growth over time, and other firm-reported data, emphasizing the firm's independent status and focus on individual investors [2] - Crestwood's recognition reflects its commitment to client-centered wealth management and the confidence clients have in its tailored strategies [3] Company Overview - Crestwood Advisors is an independent, fee-only wealth management firm with approximately $7.02 billion in assets under management as of December 31, 2024 [4] - Founded in 2003, the firm specializes in investment management and financial planning strategies for high-net-worth individuals and families [4] - The firm aims to help clients identify and prioritize their financial goals to build sustainable wealth for a more secure and purposeful life [4]

Core Viewpoint - The article emphasizes the importance of enhancing the investor experience in public funds as a key goal in the regulatory framework, highlighting the buyer advisory business as a crucial element for the development of China's asset management industry, drawing lessons from the mature U.S. advisory market [1][2]. Industry Market - The U.S. advisory industry has seen robust growth driven by increasing household assets, rising pension management needs, and a growing number of public fund products, leading to a strong demand for advisory services [2][10]. - The number of advisory firms has increased from over 6,500 in 2000 to more than 21,000 by 2024, with SEC-registered advisory firms reaching 15,906 by the end of 2024 [10][11]. Business Development - The client base has expanded significantly, with individual clients growing from fewer than 4.54 million in 2000 to over 58 million by 2024, reflecting a compound annual growth rate of 11.2%, compared to 3.0% for institutional clients [3][24]. - The primary business models include portfolio management and financial planning, with a growing trend towards advisory recommendations and pension consulting [3][29]. - Fee structures are predominantly based on assets under management, performance-based fees, hourly charges, and fixed service fees, with commission-based fees declining due to competitive pressures [3][32]. Investment Behavior - Equity investments (listed stocks and ETFs) are the most significant asset class in advisory portfolios, followed by fund assets, which have been increasing in proportion [4][35]. - The rise of robo-advisors has gained attention, with a mixed model of "human + technology" being favored over purely automated approaches [4][37]. Competitive Landscape - The competitive landscape has evolved, with a clear establishment of leading firms, while competition remains fierce among mid-tier firms [4][43]. - The top 10 advisory firms have increased their market share from 16% in 2003 to 24.2% by 2024, indicating a consolidation trend in the industry [43][45]. Case Studies of Leading Advisory Firms - Vanguard Advisers focuses on individual clients, combining traditional and digital advisory services, managing over $300 billion by the end of 2024 [51]. - Betterment, established in 2009, has become a leading robo-advisor with a management scale of $56.4 billion, emphasizing low investment thresholds and a diverse service offering [53][54].

Core Viewpoint - U.S. Global Investors, Inc. continues to pay monthly dividends and is increasing its exposure to the Bitcoin ecosystem, reflecting a favorable regulatory environment for digital assets and a strategic focus on sectors that perform well during market stress [1][3][4]. Dividend Announcement - The Board approved a monthly dividend of $0.0075 per share starting July 2025 through September 2025, with record dates on July 14, August 11, and September 15, and payment dates on July 28, August 25, and September 29 [2]. - Based on the closing price of $2.41 on June 16, 2025, this dividend represents an annualized yield of 3.73%, while the shareholder yield was reported at 10.5% as of March 31, 2025 [2][12]. Bitcoin Ecosystem Investment - The company is accumulating investments in the Bitcoin ecosystem, indicating a belief in Bitcoin as a legitimate portfolio diversifier [3][4]. - CEO Frank Holmes highlighted the growing trend of publicly traded companies holding Bitcoin, suggesting a shift in market perception towards digital assets [4]. Fear Trade Strategy - The company suggests that investors consider the "Fear Trade," which includes investments that historically perform well during geopolitical tensions, inflation, or market stress [5]. Gold and Precious Metals - Gold remains a key asset in global reserve management, with central banks accumulating gold at a record pace; 95% of surveyed central banks expect global gold reserves to rise [6]. - The U.S. Global GO GOLD and Precious Metal Miners ETF targets high-quality gold mining and royalty companies, focusing on those with strong fundamentals [6]. Defense Sector Insights - Global armed conflict and defense spending have surged, with 2024 marking the highest number of state-based conflicts since 1946; defense budgets are increasing with a focus on cybersecurity, AI, and aerospace modernization [7]. - The U.S. Global Technology and Aerospace & Defense ETF employs a Smart Beta 2.0 strategy to invest in companies at the intersection of national security and innovation [7].

湖南证监局官网近日公布的行政监管措施决定显示，股掌柜证券投资咨询有限公司（以下简称"股掌 柜"）因为虚假宣传、直播业务开展不规范等被责令改正。南都湾财社记者留意到，就在此次被罚前不 久，股掌柜还在官方微信公众号上发表文章，分析如何合规开展投资顾问直播业务。 直播业务开展不规范 根据湖南证监局公布的行政监管措施决定，股掌柜存在多项违规行为，包括：内部控制及合规管理不完 善；虚假、不实、误导性营销宣传，承诺投资收益；个别未在中国证券业协会注册登记为证券投资顾问 的人员向客户提供投资建议；信息公示及风险提示不到位；直播业务开展不规范。 基于此，湖南证监局决定对股掌柜采取责令改正的行政监管措施，并要求股掌柜对上述问题认真整改， 强化内部控制，提高合规运作水平。 | 中国证券监督管理委员会 | CHINA SECURITIES REGULATORY COMMISSION | | 湖南监管局 | | | 请提入关键字 | O | | --- | --- | --- | --- | --- | --- | --- | --- | | 首页 | 证监局介绍 | 辖区监管动态 | 歌务信息 | 办事服务 | 辖区数据 | 互动 ...

Company Overview - Reeflex Solutions Inc. is a public company that provides advanced engineering and manufacturing solutions across various industry sectors, particularly in the oil and gas sector through its subsidiary Coil Solutions Inc. [5] - The manufacturing division, Ranglar Manufacturing, specializes in custom-designed mobile equipment for a wide range of industrial applications [5] Market-Making Agreement - Reeflex has entered into an agreement with Ventum Financial Corp. to provide market-making services, subject to TSX Venture Exchange approval [1] - Ventum will receive a compensation of CAD$5,000 per month, payable in advance, for an initial term of three months, with automatic renewal for additional one-month terms unless terminated [2] - The agreement can be terminated by either party with 30 days' notice, and there are no performance factors or share options involved in the compensation [3] Ventum Financial Corp. - Ventum is a privately owned corporation based in Toronto, Ontario, with operational functions in Vancouver, British Columbia, and is recognized as a leading independent investment advisory and capital markets firm in Canada [4] - Ventum is a dealer-member of the Canadian Investment Regulatory Organization (CIRO) and has a commitment to integrity and client service [4]

系老牌投顾公司，频频更换企业名称 广东证监局近日公布的罚单显示，慧研智投广州分公司在开展证券投资顾问业务存在四方面违规行为： 一是未定期开展适当性自查工作，投资者适当性管理执行不到位；二是部分营销内容存在暗示保证收益 的情形；三是个别未在中国证券业协会注册登记为证券投资顾问的员工向客户提供投资建议；四是对客 户提供的投资建议存在缺少合理依据、未充分提示风险。 基于此，广东证监局对慧研智投广州分公司采取责令改正的监管措施，并要求其采取切实有效措施对存 在的问题进行整改，并在收到处罚决定书之日起30日内提交书面整改报告。 这是近一年慧研智投第五次"吃"罚单。今年1月10日，慧研智投武汉分公司被湖北证监局采取责令改正 并责令暂停新增客户的行政监管措施，原因包括：一是对客户营销过程中存在误导性陈述的情形；二是 对客户营销过程中存在虚假陈述和承诺保证收益的情形；三是营销服务存在留痕不全的情形；四是对客 户提供的投资咨询建议存在缺少合理依据、未进行充分的风险提示、未注明证券投资顾问的姓名及其登 记编码的情形；五是存在未取得投资咨询资格的工作人员向客户提供投资咨询建议的情形；六是对客户 提供投资咨询服务存在不够审慎的情形。 ...

Khaveen Investments is a global Investment Advisory Firm dedicated to serving the investment needs of clients worldwide including high-net-worth individuals, corporations, associations, and institutions. We provide comprehensive services ranging from market and security research to business valuation and wealth management. Our flagship Macroquantamental Hedge Fund maintains a diversified portfolio with exposure to hundreds of investments across various asset classes, geographies, sectors, and industries. We ...

Core Viewpoint - The "Guiding Compass Stock" app has faced multiple user complaints regarding misleading marketing practices, including persistent phone harassment and exaggerated claims about its features, raising concerns about consumer deception [1][3][8]. Group 1: Marketing Practices - The app promotes a "1 yuan permanent experience" to attract users, claiming a value of 1580 yuan for its services, which has led to complaints of aggressive upselling tactics from company representatives [1][3]. - Users report receiving numerous unsolicited calls and messages after signing up, with staff pressuring them to upgrade to higher-priced versions of the software [1][4]. - The company employs a marketing model that combines "traffic promotion + direct sales + experiential sales," which has resulted in a significant increase in registered and paying users [3][4]. Group 2: Product Claims and User Experience - The app's main selling point is its "three locks" feature, which claims to provide intelligent monitoring and accurate buy/sell signals with a success rate of around 70% [4][5]. - Users have criticized the "three locks" feature for being misleading, with many reporting significant losses after following its buy signals [5][7]. - Experts have pointed out that the signals provided by the app often lag behind market movements, potentially leading users to make poor investment decisions [7][8]. Group 3: Regulatory Concerns - The app's marketing practices may violate regulations regarding investment advisory services, particularly concerning misleading claims and inducements to upgrade [8]. - Regulatory bodies have previously penalized similar firms for using deceptive marketing tactics and making unsubstantiated claims about their services [8].

I am a long-term stock investor and registered investment advisor who has been investing for the past decade. I started Middle Coast Investing, an investment advisory firm, in 2023, and have managed my own accounts as well as those of a few family members and friends, mostly U.S. based (I manage one Europe-focused account) for the past decade plus. I am also building a guide to investing called a Short Investing Guide, and exploring other projects.Please see performance disclosures.I worked for Seeking Alph ...