You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. OneSeven, a Cleveland-area registered investment advisor platform backed by Merchant Investment Management, has built out its senior leadership team, with a new chief financial officer, chief compliance officer and advisor advocate.  Brian Bunker, former head of practice management and consulting at Stratos, has joined the platform as advisor advocate, a newly created role designed to serv ...

Core Insights - The article discusses the author's journey from a political career to value investing, emphasizing the importance of risk management and long-term wealth growth [1] Group 1: Career Transition - The author initially pursued a career in politics but shifted to finance after facing challenges in 2019, recognizing the need for financial stability [1] - The transition to value investing was motivated by a desire to make money work effectively and to protect against future setbacks [1] Group 2: Professional Experience - From 2020 to 2022, the author worked in a sales role at a law firm, where they became the top-grossing salesman and managed a team, contributing to sales strategy [1] - The experience gained during this period was instrumental in assessing company prospects based on their sales strategies [1] Group 3: Investment Advisory Role - The author served as an investment advisory representative with Fidelity from 2022 to 2023, focusing on 401K planning [1] - Despite excelling in this role and passing Series exams ahead of schedule, the author felt constrained by Fidelity's reliance on modern portfolio theory, leading to a decision to leave after one year [1] Group 4: Current Endeavors - In November 2023, the author began writing for Seeking Alpha, sharing investment opportunities and insights with readers [1] - The articles reflect the author's personal investment journey, allowing readers to engage in the same path of value investing [1]

Core Insights - NewEdge Advisors has successfully recruited teams from Ameriprise Financial and Raymond James, enhancing its advisor platform with a total of $1.94 billion in client assets under management [1][2]. Group 1: Recruitment and Team Details - A 24-person team from Ameriprise, ClearTrust Wealth Advisors, has joined NewEdge Advisors, managing $1.4 billion in client assets [2]. - Wealth Strategies Partners, a former Raymond James practice, has also been recruited, overseeing $519 million in client assets [3][4]. Group 2: Leadership and Vision - The Ameriprise team is led by Matt Robins, Nick Stamatis, and Joe Creecy, each with over 20 years of experience at Ameriprise [2]. - Paul Allen, President and CEO of Wealth Strategies Partners, has over a decade of experience with Raymond James and has been in practice since 1996 [4]. Group 3: Strategic Goals and Growth - The partnership with NewEdge Advisors is aimed at enhancing client experience and positioning for continued growth [3][5]. - NewEdge Advisors plans to expand not only through its platform model but also by recruiting advisors to its W-2 employee channel, which currently includes about 14 firms and approximately $14 billion in client assets [6].

Core Insights - The article discusses the author's journey from a political career to value investing, emphasizing a long-term investment strategy and risk management [1] Group 1: Career Transition - The author initially pursued a career in politics but shifted to finance after facing challenges in 2019 [1] - The decision to study value investing was driven by the desire to grow wealth and protect against financial setbacks [1] Group 2: Professional Experience - From 2020 to 2022, the author worked in a sales role at a law firm, where they became the top-grossing salesman and managed a team [1] - The experience at the law firm contributed to the author's understanding of sales strategies in assessing company prospects [1] Group 3: Investment Advisory Role - The author worked as an investment advisory representative with Fidelity from 2022 to 2023, focusing on 401K planning [1] - Despite excelling in the role, the author felt frustrated with Fidelity's reliance on modern portfolio theory, which conflicted with their value investing approach [1] Group 4: Current Endeavors - In November 2023, the author began writing for Seeking Alpha to share investment opportunities discovered through personal research [1] - The articles serve as a platform for the author to document their investment journey and engage with readers [1]

Core Insights - NorthRock Partners has recruited Martin & Associates, a former Ameriprise advisory team, expecting to manage over $500 million in assets [1][2] - The acquisition expands NorthRock's presence in the Midwest as the firm anticipates an active recruiting year [2] - Martin & Associates is led by Robert Martin, who has over 17 years of experience as an Ameriprise-affiliated financial advisor [3] Company Developments - NorthRock made three acquisitions last year, including WGG Wealth Partners, which has approximately $2.7 billion in client assets [3] - The firm aims for an organic growth rate of about 15% by 2025 while enhancing its appeal as a destination for advisors [3] - NorthRock serves ultra-high-net-worth and high-net-worth clients and recently sold a majority stake to Sammons Financial Group to expand its wealth channel [4] Service Offerings - NorthRock's Personal Office model integrates various services such as investments, tax strategy, estate planning, insurance, legal coordination, business advisory, and philanthropy [5] - The firm emphasizes a holistic approach to professional advice, integrating all aspects of a client's life rather than focusing solely on financial decisions [5]

Core Viewpoint - Shenzhen Luojia Investment Consulting Co., Ltd. has been penalized again for regulatory violations, indicating a failure to learn from previous sanctions [2][5] Group 1: Regulatory Violations - The Shenzhen Securities Regulatory Bureau issued a decision mandating Luojia Investment to rectify issues and suspend new client acquisition for six months due to false and misleading marketing content, inadequate investor suitability management, and insufficient internal controls [2][3] - Specific violations include misleading marketing, unauthorized stock recommendations by investment advisors, and reliance on third-party institutions for compliance tasks [2][4] Group 2: Company Background - Luojia Investment is one of the earliest third-party advisory firms, established in 1998, and claims to be a leading institution in the domestic consulting industry [3] - The company holds a Securities Investment Consulting Business License and a license for online audiovisual program dissemination from the National Radio and Television Administration [3] Group 3: Historical Context - Luojia Investment has a history of regulatory issues, having previously faced sanctions in early 2025 for multiple violations related to marketing and advisory services, resulting in a three-month suspension of new client acquisition [4][5] - The company's chairman, Chen Jie, was subjected to regulatory discussions due to these violations, and another employee faced similar measures for disseminating misleading information [4]

Core Viewpoint - The stock price of a well-known investment advisory company, Jiufang, plummeted by 35% in a single day, later narrowing to a 25% drop, resulting in a market value loss of 6.8 billion HKD [1][16]. Group 1: Stock Performance - Jiufang's stock experienced a significant decline, with a single-day market value evaporation of 6.8 billion HKD [1]. - The stock's drop was attributed to speculation and uncertainty among investors, with many questioning the reasons behind the decline [3][16]. - There were concerns about potential delisting and rumors of poor performance affecting investor sentiment [3][16]. Group 2: Financial Performance - Jiufang reported a total order amount of approximately 931 million RMB for the first half of 2024, a decrease of about 26.17% year-on-year [18]. - The company achieved a revenue of 898 million RMB, reflecting a year-on-year growth of 4.36%, but also reported a net loss of 174 million RMB, a decline of 361.2% compared to the previous year [18][19]. - In contrast, Jiufang turned profitable in the first half of 2025, earning 865 million RMB, indicating a significant recovery driven by a bull market [19][20]. Group 3: Market Dynamics - The rise of social media platforms like Douyin has transformed stock trading into a more live-streamed and interactive experience, with investment advisors gaining more visibility and influence [5][17]. - Jiufang's marketing strategy includes leveraging popular figures and social media to attract users, with significant increases in paid user subscriptions noted [18]. - The company has introduced a flagship product that integrates hardware, AI, and investment research, aiming to provide comprehensive services to investors [23].

Company Overview - Khaveen Investments is a global investment advisory firm serving high-net-worth individuals, corporations, associations, and institutions [1] - The firm is a registered investment adviser with the Securities Exchange Commission (SEC) [1] - It offers comprehensive services including market and security research, business valuation, and wealth management [1] Investment Strategy - The flagship Macroquantamental Hedge Fund maintains a diversified portfolio with exposure to hundreds of investments across various asset classes, geographies, sectors, and industries [1] - The investment approach integrates top-down and bottom-up analysis, blending three core strategies: global macro, fundamental, and quantitative [1] Core Expertise - The firm's core expertise lies in disruptive technologies that are reshaping modern industries [1] - Key focus areas include Artificial Intelligence, Cloud Computing, 5G, Autonomous and Electric Vehicles, FinTech, Augmented and Virtual Reality, and the Internet of Things (IoT) [1]

Group 1 - The registered investment advisory firms reported a record 322 mergers and acquisitions in 2025, marking an 18% increase from the previous record of 272 transactions in 2024 [1]

Core Insights - 1919 Investment Counsel, LLC has announced the hiring of Philip G. Bickel and Josefa A. Palma as Principals and Portfolio Managers in the New York office [1][2] Company Overview - 1919 Investment Counsel manages approximately $26.0 billion in assets as of December 31, 2025, including $3.2 billion in responsible investing strategies [5] - The firm serves a diverse client base, including individuals, families, corporations, foundations, charitable trusts, and educational institutions [5] - 1919 has a long-standing reputation for delivering personalized client experiences since its founding in 1919 and has been recognized as one of the top registered investment advisory firms by Barron's, Forbes, and Financial Advisor Magazine [5][6] New Hires - Philip G. Bickel brings over 14 years of experience in investment management, specializing in customized portfolio solutions for high-net-worth and institutional clients [3] - Josefa A. Palma also has over 14 years of experience in investment management and client advisory, having co-chaired the Global Equity Fund Strategy Investment Committee at her previous firm [4] - Both new hires are expected to enhance the firm's ability to deliver tailored investment portfolios aligned with clients' long-term wealth objectives [2][5]