内部控制审计报告

Search documents
*ST新潮: 新潮能源涉及诉讼的公告
Zheng Quan Zhi Xing· 2025-07-18 16:27
证券代码:600777 证券简称:*ST 新潮 公告编号:2025-071 山东新潮能源股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: ★案件所处的诉讼阶段:法院已受理,尚未开庭审理 ★上市公司所处的当事人地位:原告 ★涉案的金额:3,801,000.00元 ★是否会对上市公司损益产生负面影响:因本案尚未开庭审理,目前暂无法 预计本案对公司本期及期后利润的具体影响。 山东新潮能源股份有限公司(以下简称"公司"或"原告")近日收到上海市黄 浦区人民法院(以下简称"黄浦区人民法院")的受理通知书((2025)沪0101 民初21383号)。现将有关情况公告如下: 一、本次诉讼的基本情况 原告:山东新潮能源股份有限公司 被告一:立信会计师事务所(特殊普通合伙) 被告二:沈家桢 被告三:冯蕾 案由:服务合同纠纷 诉讼机构名称:上海市黄浦区人民法院 诉讼机构所在地:上海 二、本次诉讼的案件事实与请求内容及其理由 (一)案件事实和理由 信会师约字(2025)第 ZA2802 号《审计业务约定书》、信会师约字( ...
证监会修订备案指南 便于会计师事务所做好从事证券服务业务备案相关工作
Zheng Quan Ri Bao· 2025-06-20 13:51
Core Points - The China Securities Regulatory Commission (CSRC) released the "Guidelines for the Record Filing of Accounting Firms Engaging in Securities Services (2025)" to facilitate the record filing process for accounting firms [1][2] - The Ministry of Finance and CSRC have established a unified regulatory platform for accounting firms to streamline the submission of record filing information [3] Group 1: Record Filing Process - The guidelines clarify the record filing channels, timelines, verification processes, and procedures for cancellation and re-filing [2] - Accounting firms are required to submit their record filing information through the Ministry of Finance's platform and confirm it on the CSRC's system, eliminating the need for duplicate submissions [3] Group 2: Types of Record Filing - The record filing includes initial filings, major event filings, and annual filings for accounting firms providing services such as financial statement audits and internal control audits [3][4] - Initial filings must be completed according to the guidelines, with firms required to verify and submit their information through the designated platforms [4] Group 3: Verification Process - The verification process consists of non-on-site and on-site verifications, with firms able to track their verification progress through the respective platforms [5][6] - Non-on-site verification involves reviewing submitted materials and may require firms to correct any deficiencies within a specified timeframe [6] Group 4: Ongoing Compliance and Rectification - Accounting firms must undergo continuous supervision and are required to rectify any non-compliance issues within six months if they fail to meet the established requirements [7] - Firms that have their record filings canceled must reapply following the initial filing requirements [8]