登录新浪财经APP 搜索【信披】查看更多考评等级 长江商报消息 ●长江商报记者 徐佳 被立案一个多月后，聚石化学（688669.SH）违法违规事实浮出水面。 日前，聚石化学披露公司收到行政处罚事先告知书。经查明，聚石化学及其子公司通过开展虚假贸易业务，在 2023年虚增营业收入1.57亿元、虚减利润166.29万元。 根据相关规定，广东证监局拟决定对聚石化学责令改正，给予警告，并处罚款240万元。同时，包括公司董事长在 内的4名高管一并被警告，与公司共被罚670万元。 长江商报记者注意到，按照聚石化学所述，早在2024年4月，公司就已将上述涉及的虚假和无商业实质贸易业务收 入、成本予以调减，进行了初步整改。 2025年10月，聚石化学的年报审计机构中兴华所就因存在计划审计工作不规范等问题，被广东证监局出具警示 函。 2021年上市首年，聚石化学业绩变脸，2023年公司主业陷入上市后的首度亏损。 2025年前三季度，聚石化学实现营业收入29.63亿元，同比下降7.17%；扣除非经常性损益后的净利润（以下简 称"扣非净利润"）亏损2453.22万元，近三年累计亏损2.55亿元。 其中，作为聚石化学业务造假的主体之 ...

1月9日晚间，聚石化学(688669)发布公告，公司因涉嫌信息披露违法违规被广东证监局罚240万元，多名责任人合计被罚430万元。而说起该公司的违法违 规行为，竟然是在虚增营收1.57亿元的同时，又虚减利润166万元，这般"谜之操作"令人不解。 公告称，公司于2026年1月9日收到中国证监会广东监管局下发的《行政处罚事先告知书》(广东证监处罚字〔2026〕1号)。告知书指出，经查明，聚石化 学及其子公司通过开展虚假贸易业务虚增收入、成本和利润，具体包括：一是聚石化学原子公司广东冠臻科技有限公司(以下简称冠臻科技)实际控制佛山 市亨诺德贸易有限公司、佛山市富倍奇贸易有限公司、佛山市汉科达贸易有限公司、佛山市君利道贸易有限公司等4家公司，并与上述公司开展无实际货 物存在的虚假贸易业务。二是聚石化学介入到第三方公司已开展的聚丙烯等贸易链条中，对应的采购和销售金额基本一致，货物仅以自行制作的货权转让 单流转，相关交易不具有商业实质。三是聚石化学子公司安徽聚润贸易有限公司向福建某石油化工有限公司、湖北某石化有限公司销售异辛烷货物，但货 物未实际出库，公司后期加价购回。 ↓↓↓ 通过上述方式，聚石化学2023年半年度虚增 ...

Core Viewpoint - 聚石化学 and 豪尔赛 are both under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, which may impact their operations and investor confidence [1][5]. Company Overview - 聚石化学 specializes in the research, production, and sales of new chemical materials, with products including modified plastic particles, automotive profiles, optical materials, and flame retardants, among others [3]. - 豪尔赛 focuses on technology innovation, developing smart lighting, smart cultural tourism, and smart urban areas, along with a digital twin integration network platform [7]. Financial Performance - 聚石化学 reported a revenue of 986.58 million yuan for Q3 2025, a decrease of 0.81% year-on-year, with a net profit of 2.89 million yuan [4]. - 豪尔赛 achieved a revenue of 106.94 million yuan for Q3 2025, an increase of 31.34% year-on-year, with a net profit of 740.11 thousand yuan, reflecting a significant growth of 599.72% [8].

Core Viewpoint - Two A-share companies, 聚石化学 and 豪尔赛, have been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws [2][5]. Group 1: 聚石化学 (688669) - On November 21, 2025, 聚石化学 received a notice from the CSRC regarding the investigation for suspected information disclosure violations [2]. - The company reported a revenue of 987 million yuan in Q3 2025, a year-on-year decrease of 0.81%, with a net profit attributable to shareholders of 2.89 million yuan [4]. - 聚石化学 specializes in the research, production, and sales of new chemical materials, with products used in various industries including automotive, electronics, and healthcare [4]. Group 2: 豪尔赛 (002963) - 豪尔赛 also received a notice from the CSRC for suspected information disclosure violations [5]. - The company reported a revenue of 107 million yuan in Q3 2025, a year-on-year increase of 31.34%, and a net profit attributable to shareholders of 7.40 million yuan, a significant increase of 599.72% [8]. - 豪尔赛 focuses on technology innovation in areas such as smart lighting and digital twin networks, and has been under scrutiny due to previous issues related to corporate governance and internal controls [7][8].