Financial Performance - For the three months ended June 30, 2022, the group recorded unaudited revenue of approximately HKD 25.87 million, an increase of about 53.7% compared to HKD 16.83 million for the same period in 2021[6] - The group's net profit for the reporting period was approximately HKD 9.84 million, representing a 132.1% increase from HKD 4.24 million in the same period last year[7] - Basic earnings per share attributable to owners of the company for the reporting period was HKD 1.71, compared to HKD 0.77 for the same period last year[8] - The total comprehensive income for the period attributable to owners of the company was HKD 10.23 million, compared to HKD 4.24 million in the same period last year[14] - The group’s pre-tax profit was HKD 10.78 million, significantly higher than HKD 4.51 million in the same period last year[14] - The group incurred total operating expenses of HKD 8.06 million during the reporting period, compared to HKD 4.34 million in the same period last year[14] - Total revenue for the three months ended June 30, 2022, was HKD 25,874,014, an increase of 53.6% compared to HKD 16,833,822 for the same period in 2021[25] - The profit for the period was HKD 9,841,279, representing an increase of HKD 5,601,940 or 132.1% year-on-year[49] User Growth - As of June 30, 2022, the total registered user count was approximately 689,377, an increase of about 12.2% from 614,467 users as of June 30, 2021[7] - The number of registered users grew by approximately 74,910 or 12.2% to about 689,377 as of June 30, 2022[39] Revenue Breakdown - Front-end trading system services generated revenue of HKD 8,289,235, up from HKD 7,551,580, reflecting a growth of 9.7% year-over-year[25] - SaaS services revenue increased significantly to HKD 8,873,466 from HKD 4,166,892, marking a growth of 113.0%[25] - SaaS service revenue increased by 114.9% to HKD 8,873,466, accounting for 34.3% of total revenue[39] - Other value-added services revenue surged to HKD 4.26 million, a significant increase from HKD 0.46 million in the same period last year[40] Expenses and Costs - The income tax expense for the three months ended June 30, 2022, was HKD 943,564, compared to HKD 274,037 for the same period in 2021[26] - Research and development expenses rose to HKD 2,850,951, an increase of 23.6% compared to the previous year[39] - Employee costs increased by HKD 3,719,278 or 85.6% to HKD 8,061,827 due to higher salaries and bonuses[45] - Direct costs for the period were approximately HKD 4,223,631, an increase of 35.1% year-on-year[43] Corporate Actions and Plans - The board of directors did not recommend the declaration of any dividend for the reporting period, consistent with the previous year[9] - The company has not disclosed any new product or technology developments in the report[6] - There are no mentions of market expansion or mergers and acquisitions in the current report[6] - The company plans to enhance its R&D capabilities and has submitted an application for licenses to provide automated trading services[51] - The company aims to continue expanding its data-related value-added services and improve existing products to meet market demands[51] - The company has plans to develop an OTC trading system, with an expected completion by the end of September 2022[54] - The company aims to expand its marketing activities, with an allocation of HKD 5.4 million, reflecting a 38.5% increase from previous expenditures[54] Shareholder Information - As of June 30, 2022, the total number of issued shares was 600,000,000[72] - Liu Yong holds 186,398,236 shares, representing 31.07% of the total shares[70] - The major shareholder, Maojia Holdings Limited, owns 154,264,654 shares, accounting for 25.71%[70] - Shenzhen Jinzhen Technology Co., Ltd. holds 119,500,000 shares, which is 19.92% of the total[70] - Coast Flagship Investment has a stake of 50,000,000 shares, equivalent to 8.33%[70] - Xin Cheng International Limited holds a total of 32,133,582 shares, representing 5.35%[70] - The combined holdings of Liu Yong, Liao Jicheng, Wan Yong, and Zhang Wenhua in Xin Cheng International Limited total 51,997,135 shares, or 8.66%[70] - The company has a controlled interest in 32,133,582 shares through Lihigh International Limited, representing 5.35%[70] Governance and Compliance - The company has complied with all applicable corporate governance code provisions, except for the separation of the roles of Chairman and CEO as per code provision C.2.1[85] - The company appointed Mr. Wang Haihang as a non-executive director effective May 1, 2022[87] - The company has established a share reward plan to attract and retain talented employees for long-term development[78] - The company has confirmed that all directors complied with the trading standards and code of conduct regarding securities transactions during the reporting period[86] - The audit committee reviewed the unaudited results for the three months ending June 30, 2022, and confirmed compliance with applicable accounting standards and GEM listing rules[91] - The audit committee consists of three independent non-executive directors, with Dr. Lu Hailin serving as the chairman[91]

Financial Performance - For the fiscal year ending March 31, 2022, the total revenue of TradeGo was approximately HKD 82.3 million, representing a 26.7% increase or HKD 17.3 million compared to the previous year[12]. - The net profit for the same period increased by 22.2% to HKD 25.1 million[12]. - The total revenue for the reporting period was HKD 82,280,828, an increase of HKD 17,331,306 or 26.7% compared to the previous period[18]. - Net profit for the reporting period was HKD 25,138,547, up by HKD 4,559,869 or 22.2% from the previous period[18]. - The company's profit before tax was HKD 25,076,271, an increase of HKD 3,164,062 or 14.4% driven by revenue growth[43]. - Basic and diluted earnings per share were HKD 0.0441 and HKD 0.0439, respectively, compared to HKD 0.0433 for both in the previous period[47]. - The company reported a distributable reserve of HKD 57,304,191 as of March 31, 2022, compared to HKD 37,689,020 in the same period last year, reflecting a 52.9% increase[117]. User Growth and Market Expansion - The number of registered users grew by approximately 19.5% to 675,933, with most being active investors[12]. - The number of registered users as of March 31, 2022, was approximately 675,933, an increase of about 110,448 users or 19.5% year-over-year[19]. - The company is actively exploring market opportunities to expand revenue sources and maximize shareholder returns[65]. - The management team highlighted a strategic focus on market expansion, particularly in the Asia-Pacific region, aiming for a 20% increase in market share by the end of 2023[76]. Revenue Sources and Services - SaaS service revenue increased by 37.8% to HKD 26.2 million, accounting for 31.9% of total revenue, up from approximately 29.3% in the previous year[12]. - Revenue from front-end trading system services grew by 28.2% to HKD 30,223,028, accounting for 36.8% of total revenue[19]. - The company anticipates that the proportion of SaaS revenue will become increasingly important in the future[12]. - The company plans to provide an over-the-counter electronic trading platform for shares of companies listed in initial public offerings (IPOs) during non-trading hours[13]. - The company plans to enhance its cloud infrastructure and information service capabilities with an allocation of HKD 2.3 million[62]. Cost and Expenses - Direct costs for the reporting period were HKD 13,606,678, up HKD 1,699,655 or 14.3% from the previous period[37]. - Employee costs increased to HKD 19,875,452, reflecting a rise of HKD 2,158,219 or 12.2% due to increased equity-settled share-based payments[39]. - Depreciation and amortization expenses rose to HKD 11,039,610, an increase of HKD 2,994,566 or 37.2% attributed to higher amortization of internally developed software systems[40]. - Sales, general, and administrative expenses were HKD 9,115,438, up HKD 2,178,080 or 31.4% primarily due to increased advertising, property management fees, and legal and professional costs[41]. - Financing costs increased significantly to HKD 470,604, a rise of HKD 338,483 or 256.2% mainly due to higher interest on lease liabilities[42]. Research and Development - Research and development expenses were HKD 3,326,878, a decrease of HKD 2,060,263 or approximately 38.2% compared to the previous period[20]. - The company plans to enhance its R&D capabilities by hiring 40 new R&D personnel during the reporting period[34]. - The company is investing in new product development, with a budget allocation of $10 million for R&D in the upcoming fiscal year[84]. Corporate Governance and Compliance - The company is committed to maintaining high standards of corporate governance and transparency in its operations[84]. - The board of directors includes experienced professionals with over 40 years of combined experience in finance and technology sectors[84]. - The company has established a risk management system to continuously improve its operational effectiveness[106]. - The company emphasizes the importance of maintaining good relationships with stakeholders, including employees, customers, and suppliers[104]. Shareholder Information - The board did not recommend any final dividend for the reporting period[16]. - A special dividend of HKD 0.0317 per share was declared, with no final dividend recommended for the reporting period[60]. - The company has a stock option plan in place, allowing for the issuance of up to 50,000,000 shares, which is 10% of the shares issued post-listing[128]. - The company has adopted a share incentive plan allowing for the issuance of up to 30,000,000 shares, representing 5% of the total issued shares as of the adoption date[186]. Employee and Operational Insights - The company had 127 full-time employees as of March 31, 2022, an increase from 111 in the same period last year[174]. - The company has maintained a sufficient public float of at least 25% of its issued shares since the date of listing[175]. - The company has established a cybersecurity inspection team to assess potential hacker intrusions or virus attacks, enhancing risk management measures[107]. Future Outlook - Future guidance indicates an expected revenue growth of 25% for the next quarter, driven by increased demand for financial technology solutions[84]. - The company plans to explore potential mergers and acquisitions to enhance its technological capabilities and market presence[84].

Financial Performance - For the nine months ended December 31, 2021, the group recorded unaudited revenue of approximately HKD 60.29 million, an increase of about 26.7% compared to HKD 47.58 million for the same period in 2020[7] - The group's operating profit for the same period was approximately HKD 20.62 million, representing a 55.6% increase from HKD 13.25 million in the previous year[7] - The group reported a total comprehensive income of HKD 14.88 million for the nine months ended December 31, 2021, compared to HKD 17.77 million for the same period in 2020[15] - The group’s operating expenses for the nine months were HKD 39.67 million, up from HKD 34.32 million in the previous year[15] - The group’s pre-tax profit for the nine months was HKD 17.14 million, compared to HKD 15.02 million in the same period last year[15] - The company reported a net profit of HKD 19,161,300 for the three months ended December 31, 2021, compared to a loss of HKD 2,379,205 in the previous quarter[22] - The total comprehensive income for the nine months ended December 31, 2021, was HKD 127,431,955, reflecting a significant increase from the previous year's figures[22] User Growth - As of December 31, 2021, the total registered user count reached 660,962, an increase of 183,660 users or 38.5% from 477,302 users a year earlier[7] - The number of registered users increased by 183,660 to 660,962, representing a growth of 38.5% year-on-year[35] Revenue Breakdown - Revenue from front-end trading system services was HKD 22,625,000 for the nine months ended December 31, 2021, up 29.5% from HKD 17,418,000 in the previous year[21] - SaaS service revenue increased to HKD 19,636,000 for the nine months ended December 31, 2021, compared to HKD 13,377,000 in the same period of 2020, representing a 46.8% growth[21] - SaaS service revenue increased by 46.8% to HKD 19.6 million during the reporting period[34] Shareholder Information - The company reported a total of 4,750,000 shares outstanding as of December 31, 2021[19] - As of December 31, 2021, the total number of issued shares was 600 million, with significant shareholdings by key executives[54] - Liu Yong holds a 31.55% stake through controlled entities, while Liao Zicheng and Zhang Wenhua hold 5.84% each through joint holdings[53] - The major shareholder, Mao Jia Holdings Limited, owns 154,264,654 shares, accounting for 25.71% of the total shares[59] - Xin Cheng International Limited holds a total of 35,095,147 shares, representing approximately 5.84% of the total issued shares of 600,000,000 as of December 31, 2021[60] Corporate Governance - The company has adopted a share option scheme since August 29, 2018, aimed at attracting and retaining high-performing employees, but no options have been granted, exercised, or canceled as of December 31, 2021[63] - The company has no outstanding share options under the share option scheme as of December 31, 2021[63] - The shareholding structure indicates significant control by a few major shareholders, impacting corporate governance and decision-making[59] - The company confirmed compliance with the minimum public float requirement of at least 25%[72] - The audit committee reviewed the unaudited consolidated financial statements for the three months and nine months ended December 31, 2021, ensuring adherence to applicable accounting standards[80] - The board of directors confirmed compliance with the code of conduct for securities trading during the reporting period[70] - The company has maintained a balanced distribution of power and authority within the board, with three independent non-executive directors[71] Future Plans and Developments - The company plans to expand its integrated securities trading platform services to enhance market presence and customer base[20] - The company is focusing on developing new technologies and services to improve operational efficiency and customer satisfaction[20] - The company aims to explore potential mergers and acquisitions to strengthen its market position and service offerings[20] - The company plans to enhance its R&D capabilities and cloud infrastructure, with specific allocations for innovative product development and marketing activities[50] - The company aims to establish a domestic R&D center and a marketing center in Hong Kong, with allocated funds of HKD 15.6 million and HKD 7.3 million respectively[50] - The company is developing an OTC trading system and a subscription simulation system for IPOs, with expected completion by the end of September 2022[50] - The company has entered into a joint venture agreement to provide OTC trading services in Hong Kong[47] Expenses and Losses - The company incurred a total tax expense of HKD 864,000 for the nine months ended December 31, 2021, slightly down from HKD 867,000 in the same period of 2020[22] - Direct costs for the period were HKD 9,722,150, an increase of HKD 802,631 or 9.0% compared to the same period last year[36] - Research and development expenses rose to HKD 7,185,882, an increase of HKD 1,728,465 or 31.7% compared to the previous year[32] - Other net losses amounted to HKD (3,167,475), a decrease of HKD 5,047,749 or 268.5% compared to the previous year[37] Dividends - The board did not declare any dividends for the reporting period, consistent with the previous year[9] - The company did not declare any dividends during the reporting period, consistent with the previous year[25] Market Conditions - The expected timeline for utilizing the unutilized net proceeds is subject to market conditions and may vary[50] - No major events affecting the group occurred after December 31, 2021, up to the report date[79] - The company has not engaged in any competitive business activities during the reporting period[73]

(ქ) TradeGo 捷利交易寶金融科技有限公司 TradeGo FinTech Limited (於開曼群島註冊成立的有限公司) 股份代號: 8017 /// /4IPO 湡ꏗ 3 Ⱆ顺俱 4 䶰銳 5 盗椚㾵鎣锸⿺ⴔ區 | --- | --- | |-------|---------------------| | | | | | | | 13 | Ⱖ➭顺俱 | | 19 | 竷ざ䴦渤邍 | | 20 | 竷ざ頿朜屣邍 | | 21 | 竷ざ奙渤隶⹛邍 | | 22 | 知僈竷ざ植ꆄ崨ꆀ邍 | | 23 | 劢竤㻣呍⚥劍頿㜡邍꣡鏽 | 䰦ⵄ❜僒㼂ꆄ輑猰䪮剤ꣳⰗ 2021 ⚥劍㜡デ 香港聯合交易所有限公司（「聯交所」）GEM（「GEM」）的特色 GEM的定位，乃為中小型公司提供一個上市的市場，此等公司相比起其他在聯交所上市的公司可能帶有較高投資風險。有 意投資的人士應了解投資於該等公司的潛在風險，並應經過審慎周詳的考慮後方作出投資決定。 由於在GEM上市的公司普遍為中小型公司，在GEM買賣的證券可能會較於主板買賣的證券承受較大的市場波動風險，同 時無法保證在GEM買賣的證券會有高流通量的市場。 本報告乃遵照 ...

Financial Performance - For the three months ended June 30, 2021, the group recorded unaudited revenue of approximately HKD 16.83 million, an increase of about 21.8% compared to HKD 13.82 million for the same period in 2020[11]. - The group's net profit for the reporting period was approximately HKD 4.24 million, an increase of 11.9% from HKD 3.79 million in the same period last year[12]. - The company reported a total revenue of HKD 16,833,822 for the three months ended June 30, 2021, representing an increase of 21.7% compared to HKD 13,822,962 for the same period in 2020[31]. - Total comprehensive income for the period was HKD 5.17 million, compared to HKD 3.94 million in the same period last year[20]. - Profit for the reporting period was HKD 4,239,339, representing an increase of approximately HKD 449,582 or 11.9% year-on-year[56]. User Growth - As of June 30, 2021, the total registered user count was approximately 614,467, representing an increase of about 275,256 users or 81.1% compared to 339,211 users as of June 30, 2020[12]. - The number of registered users increased to approximately 614,467, up by about 275,256 or 81.1% from 339,211 users a year ago[46]. Earnings and Dividends - Basic earnings per share attributable to owners of the company for the reporting period was HKD 0.77, compared to HKD 0.80 for the same period last year[13]. - The board did not declare any dividends for the reporting period, consistent with the previous year[14]. - The company did not declare any interim dividends for the periods ended June 30, 2020, and June 30, 2021[36]. Revenue Breakdown - Revenue from front-end trading system services was HKD 7,551,580, up from HKD 5,707,830, reflecting a growth of 32.3% year-over-year[31]. - The company’s SaaS services revenue increased to HKD 4,166,892 from HKD 2,826,474, marking a growth of 47.5% year-over-year[31]. - Revenue from the online account opening system increased by 62% to HKD 2.03 million, compared to HKD 1.25 million in the same period last year[46]. - Overall revenue from SaaS services grew by 47.4% to HKD 4.17 million, accounting for 24.8% of total revenue[47]. Costs and Expenses - The group incurred direct costs of HKD 3.13 million, up from HKD 2.66 million in the previous year[20]. - Employee costs for the reporting period were HKD 4.34 million, slightly higher than HKD 4.27 million in the same period last year[20]. - Research and development (R&D) expenses amounted to HKD 2,306,524, an increase of approximately HKD 811,192 or about 54% compared to the previous year[46]. - R&D expenses accounted for approximately 13.66% of total revenue during the reporting period, compared to 10.85% in the previous year[58]. Shareholder Information - As of June 30, 2021, major shareholders include Liu Yong with a 38.05% stake and Liao Jicheng with a 12.34% stake[71]. - Maojia Holdings Limited holds 154,264,654 shares, representing 25.71% of total shares[77]. - Xincheng International Limited holds a total of 74,039,137 shares, representing 12.34% of total shares[77]. - Hezhi Global Limited holds 32,866,053 shares, representing 5.48% of total shares[77]. - Liu Xiaoming holds 228,303,791 shares, representing 38.05% of total shares[77]. - Chen Zhaoxia holds 106,905,190 shares, representing 17.82% of total shares[77]. Future Plans and Investments - The company plans to launch comprehensive market data for Hong Kong securities to enhance user experience[58]. - The company plans to allocate HKD 6.1 million for developing innovative products and enhancing R&D capabilities by the end of 2021[63]. - Marketing activities are expected to consume HKD 5.4 million, with an increase in spending from HKD 3.9 million to HKD 8.1 million by September 2021[63]. - The company aims to expand its hardware infrastructure and software portfolio with an investment of HKD 2.3 million, up from HKD 1.3 million[63]. - A total of HKD 15.6 million is allocated for establishing a domestic R&D center, with no funds utilized as of the report date[63]. Compliance and Governance - The company has complied with all applicable provisions of the corporate governance code, except for the separation of the roles of Chairman and CEO[93]. - The audit committee reviewed the unaudited results for the three months ended June 30, 2021, and confirmed compliance with applicable accounting standards and GEM listing rules[99]. - The company has maintained a code of conduct for directors' securities transactions, confirming compliance during the reporting period[96]. - The company has not engaged in any competitive business activities that could conflict with its interests during the reporting period[89]. - The company has not experienced any changes in its board of directors during the reporting period[97].

Financial Performance - Total revenue for the reporting period was approximately HKD 64.9 million, an increase of 26% or HKD 13.2 million compared to the previous year[11]. - Net profit rose by 58% to HKD 20.6 million during the reporting period[11]. - The company's revenue for the reporting period was HKD 64,949,522, an increase of approximately HKD 13,196,792 or 25.5% compared to the previous period[18]. - Profit for the reporting period was HKD 20,578,678, representing an increase of approximately HKD 7,553,573 or 58% year-on-year[18]. - Earnings per share for the reporting period was HKD 4.33, compared to HKD 2.74 for the same period last year[70]. - The company's revenue for the year ended March 31, 2021, was HKD 64,949,522, representing a 25.5% increase from HKD 51,752,730 in the previous year[121]. - Direct costs decreased to HKD 11,907,023, down HKD 3,075,009 or 20.5% from HKD 14,982,032 in the same period last year[60]. - Other income decreased to HKD 1,827,320, down HKD 1,448,782 or 44.2% from HKD 3,276,102 in the previous period, mainly due to reduced foreign exchange gains and government subsidies[61]. User Growth and Engagement - The number of registered users increased by approximately 270,000 to around 600,000[12]. - The number of registered users as of March 31, 2021, was approximately 565,485, an increase of about 273,371 users or 93.6% from the previous year[19]. - Over 70,000 new accounts were opened through the online account opening system since its launch[13]. - The active trading user count in Hong Kong rose by 58% to 3.2 million in 2020[12]. SaaS and Service Contracts - SaaS service revenue surged by 284% to HKD 19 million, driven by the increase in institutional clients and registered users[12]. - Total revenue from SaaS services grew by 284% to HKD 19.03 million, up from HKD 4.96 million in the previous period, accounting for 29.3% of total revenue[19]. - 48 new service contracts were signed with institutional clients, including 30 Hong Kong brokers[11]. - The company signed new front-end trading system service contracts with 12 Hong Kong brokers during the reporting period, bringing the total to 97 brokers using the system[18]. Research and Development - Research and development expenses amounted to HKD 5,387,141, an increase of HKD 441,827 or about 9% compared to the previous period[18]. - The company has launched new products including the "Hong Kong-Mainland Data Treasure" and trading desk products, enhancing its R&D capabilities by hiring 19 new R&D personnel[30]. - The company plans to develop innovative products and enhance R&D capabilities, with an allocation of HKD 6.1 million for this purpose[87]. Regulatory and Market Expansion - The company is actively pursuing regulatory licenses to provide over-the-counter trading services and institutional dark pool market trading services[24]. - The company plans to expand its services and increase the number of registered users through the open platform "Trading Treasure Public Version" and online account opening systems[22]. - The company aims to enhance its market competitiveness and profitability by developing system functionalities for the dark pool market trading[23]. Financial Position and Assets - Cash and cash equivalents as of March 31, 2021, amounted to HKD 73,721,534, an increase of HKD 27,923,170 or 61% compared to HKD 45,798,364 as of March 31, 2020[71]. - The group held net current assets of HKD 64,362,155 as of March 31, 2021, up from HKD 41,913,097 as of March 31, 2020[72]. - The company has no significant contingent liabilities, capital commitments, or asset pledges as of March 31, 2021[77][78][79]. Employee and Operational Management - Employee costs rose to HKD 17,717,233, an increase of HKD 4,088,183 or 30.0% from HKD 13,629,050 in the same period last year[62]. - Total employee benefits expenses, including directors' remuneration, amounted to HKD 17,678,446 for the year ended March 31, 2021, compared to HKD 13,629,050 for the previous year[76]. - The company recognizes employees as valuable assets and ensures they receive reasonable compensation and benefits[129]. Environmental and Compliance Commitment - The company emphasizes its responsibility for environmental protection and compliance with relevant laws and regulations[125][126]. - The company is committed to enhancing employee awareness of environmental protection[125]. - The company is focused on environmental sustainability and adheres to relevant environmental protection laws and regulations[133]. Shareholder and Dividend Information - The board does not recommend the payment of any final dividend for the reporting period, same as the previous year[83]. - As of March 31, 2021, the distributable reserves available to shareholders amounted to HKD 37,689,020, a decrease from HKD 41,074,743 in the previous period[140]. - The company has agreed to place up to 100,000,000 shares at a price of HKD 0.30 per share, successfully completing the placement on April 22, 2021[92]. Risk Management and Cybersecurity - The company has established a risk management system to continuously improve its operational framework, policies, and procedures[129]. - The company emphasizes the importance of cybersecurity and has set up a dedicated team to assess potential hacking or virus attacks[130]. Share Option Plan - The company has adopted a share option plan aimed at attracting and retaining top talent, with no options granted, exercised, canceled, or lapsed from the adoption date until March 31, 2021[156]. - The maximum number of shares available for issuance under the share option plan is 50,000,000 shares, representing 10% of the shares issued after the listing date[159].

| --- | --- | |-------|-------------------------| | | | | | TradeGo FinTech Limited | | 肅⟧➿贪 倴削纈䃋鏽ⱁ䧭用涸剣ꣳⰖ | 䰦ⵄ❜僒㼂ꆄ輑猰䪮剣ꣳⰖ | | | 痦♲㷍䏞㜡デ | 目錄 3 摘要 4 公司資料 6 未經審核綜合損益表 7 未經審核綜合權益變動表 8 未經審核綜合財務報表附註 13 管理層討論及分析 19 其他資料 捷利交易寶金融科技有限公司խ第三季度報告 香港聯合交易所有限公司（「聯交所」）GEM（「GEM」）的特色 GEM的定位，乃為中小型公司提供一個上市的市場，此等公司相比起其他在聯交所 上市的公司可能帶有較高投資風險。有意投資的人士應了解投資於該等公司的潛在 風險，並應經過審慎周詳的考慮後方作出投資決定。 由於在GEM上市的公司普遍為中小型公司，在GEM買賣的證券可能會較於主板買賣 的證券承受較大的市場波動風險，同時無法保證在GEM買賣的證券會有高流通量的 市場。 香港交易及結算所有限公司及香港聯合交易所有限公司對本報告之內容概不負責， 對其準確性或完整性亦不發表任何聲明，並明確表示，概不對因本報 ...

TradeGo TradeGo FinTech Limited 捷利交易寶金融科技有限公司 (於開曼群島註冊成立的有限公司) 股份代號: 8017 ..... ..... ..... ..... 中期報 | --- | --- | --- | --- | --- | --- | |-------|-------|-------|---------------------|-------|-------| | | | | | | | | | | | | | | | | | | | | | | | | | 湡ꏗ | | | | | | | | | | | | | | | | | | | 3 | | Ⱆ顺俱 | | | | | | | | | | | | 4 | | | | | | | | | ⚺䌏㜡デ | | | | | | | | | | | | | | | | | | | 6 | | 䶰銳 | | | | | 7 | | 盗椚㾵鎣锸⿺ⴔ區 | | | | | 14 | | Ⱖ➭顺俱 | | | | | 20 | | 竷ざ䴦渤邍 | | | | | | | | | | | | 21 | | | | | | | ...

Financial Performance - For the three months ended June 30, 2020, the group recorded unaudited revenue of approximately HKD 13.82 million, an increase of about 30.0% compared to HKD 10.64 million for the same period in 2019[8] - The group's net profit for the same period was approximately HKD 3.79 million, representing a 38.4% increase from HKD 2.74 million in the prior year[8] - Basic earnings per share attributable to owners of the company for the three months ended June 30, 2020, was HKD 0.80, compared to HKD 0.58 for the same period in 2019[8] - Total revenue for the three months ended June 30, 2020, was HKD 13,822,962, an increase of 30.5% compared to HKD 10,636,468 for the same period in 2019[20] - Basic earnings per share for the period were HKD 3,789,757, compared to HKD 2,739,368 for the same period in 2019, marking an increase of 38.3%[22] - The company recorded a profit of HKD 3,789,757, an increase of HKD 1,050,389 or 38.3% compared to the same period last year[40] User Growth - As of June 30, 2020, the number of registered users for the open securities trading platform "TradeGo Public Version" reached 170,305, an increase of 44.4% from 117,936 users a year earlier[8] - The number of registered users for the "Trading Treasure Public Version" reached 170,305, an increase of 52,369 users or approximately 44.4% year-on-year[34] Revenue Sources - Front-end trading system services generated revenue of HKD 5,707,830, up from HKD 5,195,212, reflecting a growth of 9.8% year-over-year[20] - Online account opening services saw significant growth, with revenue increasing to HKD 1,254,701 from HKD 450,057, representing a rise of 178.5%[20] - Revenue from online appointment account opening services increased by 179% to HKD 1.25 million, compared to HKD 450,000 in the same period last year[34] - Revenue from the "New Stock Connect" feature increased by 1,684% to HKD 1.57 million, compared to HKD 88,000 in the same period last year[32] Dividend Policy - The board did not declare any dividends for the three months ended June 30, 2020, consistent with the previous year[8] - The company did not declare any interim dividends for the three months ended June 30, 2020[24] Tax and Expenses - The company reported a total tax expense of HKD 271,126 for the period, compared to a tax benefit of HKD (40,883) in the previous year[20] - Employee costs increased by HKD 1,236,322 or 40.7% to HKD 4,270,655 due to reduced capitalization of new R&D projects[37] - Depreciation and amortization expenses increased by HKD 988,710 or 103.4% to HKD 1,945,075, primarily due to increased amortization of right-of-use assets[38] Strategic Initiatives - The company plans to enhance its integrated securities trading platform services to attract more institutional clients[43] - The company aims to increase investment in the "Trading Treasure Public Version" to better serve market participants related to IPO activities[44] - The company has established a subsidiary agreement with a partner to provide over-the-counter trading services in Hong Kong[44] IPO Proceeds - The net proceeds from the IPO amount to approximately HKD 41.5 million, with HKD 25.6 million remaining unutilized as of June 30, 2020[46] - 37.5% of the net proceeds, equating to HKD 15.6 million, is allocated for establishing a domestic R&D center[46] - 14.7% of the net proceeds, or HKD 6.1 million, is designated for developing innovative products and enhancing R&D capabilities[46] - As of June 30, 2020, HKD 15.9 million of the proceeds has been utilized[46] - The company plans to use the unutilized proceeds to maximize shareholder returns, as reassessed by the board[46] Shareholder Information - The total number of issued shares as of June 30, 2020, is 500,000,000[50] - Liu Yong holds a 45.66% equity interest, representing 228,303,791 shares[48] - Major shareholder Maojia Holdings Limited holds 154,264,654 shares, representing 30.85% of the total shares[54] - Liu Xiaoming holds 228,303,791 shares, accounting for 45.66% of the total shares[54] Corporate Governance - The company has complied with all applicable corporate governance codes as per GEM listing rules, except for the separation of roles between the Chairman and CEO, which is deemed beneficial for operations[69] - No changes in the board of directors occurred during the reporting period[72] - The audit committee has reviewed the unaudited results for the three months ending June 30, 2020, confirming compliance with applicable accounting standards and sufficient disclosure[76] Non-Competition and Compliance - The company has established a non-competition agreement with several entities, effective from August 29, 2018, to protect its interests[67] - The company does not have any competitive business activities that conflict with its operations[65]

Financial Performance - For the reporting period, the revenue was approximately HKD 51,752,730, an increase of about 11.7% compared to HKD 46,311,429 in the previous year[6] - The profit for the reporting period was HKD 13,025,105, compared to a loss of HKD 17,697,740 in the same period last year[7] - The company's revenue increased by HKD 5,441,301 or 11.7% to HKD 51,752,730, compared to HKD 46,311,429 in the previous period[18] - The group's profit before tax was HKD 13,253,371, a significant improvement from a loss of HKD 16,892,454 in the previous year, attributed to revenue growth and cost reductions[51] - Earnings per share for the reporting period were HKD 0.0274, compared to a loss per share of HKD 0.0406 in the same period last year[54] - The company reported a net profit margin of 12% for 2019, reflecting improved operational efficiency[78] User Growth and Engagement - The number of registered users for the open securities trading platform "TradeGo" increased to approximately 144,000, up by about 28.6% from 112,000 in the previous year[10] - The number of registered users for the integrated platform "Bao" reached approximately 292,000, an increase of 32% from 221,000 in the previous year[14] - The number of registered users for the trading platform increased by approximately 32,000 or 28.6% to about 144,000, up from approximately 112,000[18] - The company reported a significant increase in user data, with a year-over-year growth of 25% in active users, reaching 1.5 million users by the end of 2019[78] Research and Development - Research and development expenses were HKD 4,344,707, a decrease of approximately 53.4% from HKD 9,322,658 in the previous year[9] - The company has recruited 28 R&D personnel to enhance its research and development capabilities[25] - The company has purchased four computers and various testing devices to enhance R&D capabilities and improve software compatibility[1] - The establishment of a research and development center in Shenzhen is planned, with a property of approximately 700 square meters being sought[31] Cost Management - Direct costs for the reporting period were HKD 14,982,032, an increase of HKD 3,697,820 or 32.8% compared to the previous period, primarily due to the purchase of technical services to optimize backend management software[43] - Employee costs for the reporting period were HKD 13,629,050, a decrease of HKD 10,817,947 or 44.3% compared to the previous period, attributed to increased capitalization of R&D project employee costs[45] - Selling, general, and administrative expenses for the reporting period were HKD 7,417,372, a decrease of HKD 2,247,848 or 23.3% compared to the previous period, primarily due to reduced audit and rental expenses[47] Strategic Initiatives - The company signed new service contracts with 14 Hong Kong brokers during the reporting period to expand its front-end trading system services[13] - The company aims to enhance its integrated securities trading platform services and attract more institutional clients with upgraded systems[21] - The company plans to continue investing in cloud infrastructure to support institutional clients transitioning to online services[21] - A strategic acquisition of a fintech startup is in progress, expected to enhance the company's service offerings and customer base[78] Corporate Governance - The company adheres to high standards of corporate governance to enhance transparency and improve disclosure quality[198] - The board consists of seven members, including three executive directors and three independent non-executive directors, complying with GEM listing rules[200] - All independent non-executive directors confirmed their independence according to GEM listing rules[152] - The governance report confirms adherence to the corporate governance code, with one exception noted[198] Market and Regulatory Environment - The company actively monitors global and local regulatory developments that may impact its operations and has set up a management team to respond to changes[1] - The company continues to face risks related to rapid changes in the integrated securities trading platform market and potential cybersecurity threats[108] Dividend Policy - The company did not recommend the payment of any final dividend for the reporting period[11] - The board does not recommend any final dividend for the reporting period, consistent with the previous year[68] Employee and Talent Management - The company has a stock option plan in place aimed at attracting and retaining top talent, with a maximum of 50,000,000 shares available for issuance, representing 10% of the issued shares[138] - The company adopted a share incentive plan on December 19, 2018, aimed at rewarding employees and attracting talent for long-term growth[146] - The company has not provided any additional retirement benefits beyond mandatory contributions to the MPF scheme and social insurance in China[186] Financial Position - Cash and cash equivalents as of March 31, 2020, were HKD 45,798,364, a decrease of HKD 3,119,792 or 6.4% from HKD 48,918,156 a year earlier[55] - As of March 31, 2020, the distributable reserves available to shareholders amounted to approximately HKD 41,074,743, a decrease from HKD 47,594,205 in the same period last year[119] - The company maintained no bank borrowings during the reporting period[124]