Revenue Performance - For the three months ended December 31, 2020, the company reported revenue of HKD 10,788,000, an increase of 18.2% compared to HKD 9,130,000 for the same period in 2019[8] - For the nine months ended December 31, 2020, total revenue and other income amounted to HKD 43,497,000, representing a 17.9% increase from HKD 37,024,000 in the previous year[8] - For the nine months ended December 31, 2020, the company reported commission income from futures non-settlement brokerage of HKD 41,828,000, an increase of 13.5% compared to HKD 36,918,000 for the same period in 2019[15] - Revenue for the nine months ended December 31, 2020, was approximately HKD 41.8 million, an increase of about 13.3% compared to HKD 36.9 million for the same period in 2019[26] - Revenue from the Hong Kong Stock Exchange accounted for 90.0% of total revenue in 2020, up from 76.4% in 2019, indicating a significant increase in trading volume[29] Loss and Financial Performance - The company recorded a loss before tax of HKD 1,343,000 for the three months ended December 31, 2020, a decrease in loss of 48.0% compared to HKD 2,590,000 for the same period in 2019[8] - The net loss attributable to owners of the company for the nine months ended December 31, 2020, was HKD 2,084,000, a reduction of 18.4% from HKD 2,554,000 in the same period of the previous year[8] - The company recorded a pre-tax loss of approximately HKD 2,084,000 for the nine months ended December 31, 2020, compared to a loss of HKD 2,554,000 for the same period in 2019[22] - The group recorded a loss of approximately HKD 2.1 million for the nine months ended December 31, 2020, an improvement from a loss of HKD 2.6 million in the same period in 2019[33] Share and Equity Information - The company issued shares under the share award scheme, resulting in a decrease in share premium from HKD 34,929,000 to HKD 27,578,000 as of December 31, 2020[9] - The total equity attributable to owners of the company as of December 31, 2020, was HKD 89,170,000, an increase from HKD 86,184,000 at the beginning of the period[9] - Major shareholders include Oasis Green Ventures Limited, which holds 278 million shares, representing 34.75% of the company's equity[57] - The beneficial ownership of shares by the directors includes Mr. Wu Yuhui with 68 million shares (8.50%) and Mr. Cai Wenhao with 52.8 million shares (6.60%) as of December 31, 2020[52] Employee Costs and Expenses - Employee costs for the nine months ended December 31, 2020, increased to HKD 31,018,000, up 43.0% from HKD 21,688,000 in the previous year[8] - Employee costs rose from approximately HKD 21.7 million in 2019 to about HKD 31.0 million in 2020, representing an increase of approximately 42.9% due to new hires and share-based payments[30] - Other operating expenses decreased from approximately HKD 15.9 million in 2019 to about HKD 12.4 million in 2020, a reduction of approximately 22.0% primarily due to a decrease in erroneous transaction costs[31] Government Subsidies and Financial Support - The company received government subsidies totaling HKD 1,494,000 during the nine months ended December 31, 2020, compared to no subsidies in the same period of 2019[17] - The company complied with all conditions for the government subsidies received during the reporting period[17] Dividends and Shareholder Returns - The company did not declare or propose any dividends for the nine months ended December 31, 2020, consistent with the same period in 2019[21] - The board of directors decided not to declare an interim dividend for the nine months ended December 31, 2020[48] - The company has not disclosed any interim dividends for the nine months ended December 31, 2020, indicating a focus on reinvestment[48] Capital and Utilization of Proceeds - The net proceeds from the initial public offering and placement of new shares amounted to approximately HKD 27.3 million after deducting listing-related expenses[49] - As of December 31, 2020, a total of HKD 14.7 million of the net proceeds had been utilized, with HKD 12 million allocated for becoming a clearing participant and HKD 7.257 million for expanding over-the-counter trading products[50] - The company has allocated HKD 6.028 million for office expansion plans and HKD 1.995 million for expanding the licensed brokerage team[50] - The total unutilized proceeds are held in interest-bearing bank accounts with licensed banks and/or financial institutions in Hong Kong[50] Corporate Governance and Compliance - The audit committee reviewed the unaudited condensed consolidated financial statements for the nine months ended December 31, 2020[70] - The group maintained a prudent liquidity position, monitoring cash flow daily to meet funding needs and regulatory requirements[36] - The group did not have any significant contingent liabilities as of December 31, 2020[44] - The board is not aware of any significant matters related to the group's business or financial performance after the reporting period[41] - No directors or major shareholders had any business interests that compete with the group as of December 31, 2020[60] Share Incentive Plans - The company has a share incentive plan in place, with certain shares having vested as of December 31, 2020, for key executives[56] - The company has adopted a share option scheme allowing for the issuance of up to 80,000,000 shares, representing 10% of the total issued share capital as of the report date[65] - A total of 88,000,000 reward shares have been granted under the share reward plan since its adoption, with 48,684,000 shares having vested as of December 31, 2020[68] Other Financial Information - Interest income from bank deposits was HKD 5,000 for the nine months ended December 31, 2020, down from HKD 103,000 in the same period of 2019[17] - The company incurred financing costs of HKD 76,000 for the nine months ended December 31, 2020, compared to HKD 58,000 for the same period in 2019[18] - The company reported a net foreign exchange gain of HKD 170,000 for the nine months ended December 31, 2020, compared to no gain in the same period of 2019[17] - Depreciation of property and equipment for the nine months ended December 31, 2020, was HKD 739,000, slightly up from HKD 725,000 in the same period of 2019[19] - The group had capital commitments of approximately HKD 25,000 related to property and equipment acquisitions as of December 31, 2020[39] - There were no significant acquisitions or disposals of subsidiaries, associates, or joint ventures during the nine months ended December 31, 2020[43] - The company did not purchase, sell, or redeem any of its listed securities during the nine months ended December 31, 2020[62]

Financial Performance - Total revenue for the six months ended September 30, 2020, was HKD 31,932,000, an increase of 14.8% compared to HKD 27,859,000 for the same period in 2019[12]. - The company reported a net loss attributable to owners of the company of HKD 872,000 for the six months ended September 30, 2020, compared to a loss of HKD 189,000 for the same period in 2019[12]. - The company recorded a pre-tax profit of HKD 85,000 for the three months ended September 30, 2020, down from HKD 1,113,000 for the same period in 2019[12]. - The total comprehensive income for the three months ended September 30, 2020, was HKD 6,000, down from HKD 963,000 for the same period in 2019[12]. - The company reported a pre-tax loss of HKD 769 thousand for the six months ended September 30, 2020, compared to a loss of HKD 56 thousand in the previous year[15]. - The company’s total comprehensive loss for the period was HKD 872 thousand, compared to a loss of HKD 189 thousand for the same period in 2019[14]. Revenue Breakdown - Revenue for the six months ended September 30, 2020, was approximately HKD 31.0 million, an increase of about 11.5% compared to HKD 27.8 million for the same period in 2019[52]. - Revenue breakdown for the six months ended September 30, 2020: HKEX contributed HKD 27.4 million (88.2%), SGX contributed HKD 1.3 million (4.2%), and OTC transactions contributed HKD 2.4 million (7.6%) [54]. Employee Costs - Employee costs increased significantly to HKD 22,599,000 for the six months ended September 30, 2020, up from HKD 14,808,000 in the same period of 2019, representing a rise of 52.5%[12]. - Employee costs increased from approximately HKD 14.8 million to HKD 22.6 million, representing a rise of about 52.7% due to the hiring of two senior brokers and increased share-based payments[55]. - The total compensation for key management personnel for the six months ended September 30, 2020, was 10,282,000 HKD, compared to 5,366,000 HKD for the same period in 2019, reflecting a significant increase[49]. Assets and Liabilities - As of September 30, 2020, the company's total assets decreased to HKD 94,060 thousand from HKD 94,452 thousand as of March 31, 2020, reflecting a decline of approximately 0.41%[13]. - The company’s trade receivables decreased to HKD 11,743 thousand from HKD 14,736 thousand, a reduction of about 20%[13]. - The company’s total liabilities decreased to HKD 4,069 thousand from HKD 7,959 thousand, reflecting a decline of approximately 48%[13]. - The total equity increased to HKD 89,731 thousand as of September 30, 2020, from HKD 86,184 thousand as of March 31, 2020, marking an increase of approximately 3%[13]. Cash Flow and Investments - The operating cash flow for the six months ended September 30, 2020, was HKD 9,567 thousand, significantly higher than HKD 2,134 thousand for the same period in 2019, indicating an increase of approximately 348%[15]. - The company’s net cash used in investing activities was HKD 265 thousand for the six months ended September 30, 2020, compared to HKD 49 thousand in the previous year[15]. - The group had no significant investments or acquisitions during the review period[69]. Share and Equity Plans - The company adopted a share option scheme on July 30, 2018, aimed at incentivizing employees and contributors through equity participation[41]. - The share option plan will remain effective for ten years starting from July 30, 2018, with a maximum of 10% of issued shares available for grants without prior shareholder approval[42]. - The share award plan was adopted on April 4, 2019, and is valid for five years, aimed at recognizing and rewarding contributions to the group's growth[44]. - A total of 88,000,000 shares were injected into the share award plan by Mr. Yu on April 10, 2019[45]. - As of September 30, 2020, 61,552,000 shares remain unexercised from the share award plan after 26,448,000 shares were vested during the period[48]. - The company has not granted any options under the share option plan since its adoption[42]. Compliance and Governance - The company has complied with the corporate governance code as per GEM listing rules during the six months ending September 30, 2020[91]. - The company has adopted the GEM Listing Rules regarding securities trading standards, confirming compliance with no violations reported as of September 30, 2020[92]. - The audit committee was established on July 30, 2018, and is responsible for reviewing financial information, risk management, and internal control systems[97]. - The audit committee has reviewed the unaudited condensed consolidated financial statements for the six months ended September 30, 2020[98]. Future Outlook - The company has indicated a focus on improving operational efficiency and exploring new market opportunities in the upcoming periods[12]. - The company has made progress in its business goals, including hiring brokers and expanding its product offerings in the OTC market[78]. - The company has allocated approximately HKD 2.0 million for hiring a senior broker to strengthen its Hong Kong Exchange division[79].

Financial Performance - The company's revenue for the three months ended June 30, 2020, was HKD 17,053,000, representing a 19.3% increase from HKD 14,305,000 in the same period of 2019[8] - Total income, including other income and gains, reached HKD 17,881,000, up from HKD 14,342,000, marking a 24.5% increase year-over-year[8] - The company reported a pre-tax loss of HKD 854,000, an improvement from a loss of HKD 1,169,000 in the same quarter of 2019[8] - The loss attributable to owners of the company for the period was HKD 878,000, compared to HKD 1,152,000 in the prior year, indicating a 23.7% reduction in losses[8] - Basic and diluted loss per share was HKD 0.12, an improvement from HKD 0.16 in the same quarter of the previous year[8] - Revenue for the three months ended June 30, 2020, was approximately HKD 17.1 million, an increase of about 19.6% from approximately HKD 14.3 million for the same period in 2019[24] - Commission income from futures non-clearing brokerage activities was HKD 17,053 thousand for the three months ended June 30, 2020, compared to HKD 14,305 thousand in 2019[14] - Other income and net gains totaled HKD 828 thousand for the three months ended June 30, 2020, compared to HKD 37 thousand in 2019[15] - The group reported a pre-tax loss of approximately HKD 878 thousand for the three months ended June 30, 2020, compared to a loss of approximately HKD 1,152 thousand for the same period in 2019[20] - Basic and diluted loss per share for the three months ended June 30, 2020, was calculated based on a weighted average of 718,615,385 shares[20] Employee Costs and Expenses - Employee costs increased significantly to HKD 13,385,000, compared to HKD 7,626,000 in the previous year, reflecting a 75.5% rise[8] - Employee costs rose from approximately HKD 7.6 million to HKD 13.4 million, an increase of about 76.3%, primarily due to increased bonuses[28] - Other operating expenses decreased from approximately HKD 7.2 million to HKD 4.6 million, a reduction of about 36.1%, mainly due to a decrease in erroneous transaction expenses[29] - The company recognized share-based payment expenses of HKD 2,970,000 during the quarter, reflecting ongoing investment in employee retention[9] Share Capital and Equity - The company issued shares under the share award scheme, resulting in a decrease in share premium from HKD 34,929,000 to HKD 33,872,000[9] - As of June 30, 2020, total equity attributable to owners of the company was HKD 88,276,000, up from HKD 86,184,000 at the beginning of the quarter[9] - The company has a share incentive plan adopted on April 4, 2019, which includes shares granted to executives[51] - A total of 88,000,000 reward shares have been granted under the share reward scheme, with 7,000,000 shares having vested as of June 30, 2020[66] Shareholder Information - As of June 30, 2020, Mr. Wu Yuhui holds a total of 68,000,000 shares, representing approximately 8.50% of the company's equity[50] - Mr. Cai Wenhao owns 52,800,000 shares, accounting for about 6.60% of the company's equity[50] - Mr. Shao Jinwen has beneficial ownership of 39,200,000 shares, which is approximately 4.90% of the company's equity[50] - Major shareholder Oasis Green Ventures Limited holds 278,000,000 shares, representing 34.75% of the company's equity[54] - The total shares held by Mr. Yu Guodong and his spouse amount to 294,000,000 shares, which is 36.75% of the company's equity[54] - Jolly Ocean Global Limited, controlled by Mr. Liu Mingkang, holds 96,000,000 shares, accounting for 12.00% of the company's equity[54] - The trust company East Asia Bank (Trust) Limited holds 81,000,000 shares, representing 10.13% of the company's equity[54] - As of June 30, 2020, no other directors or senior executives have recorded interests in the company's shares or related securities[52] Dividends and Financial Management - The group did not declare or propose any dividends for the three months ended June 30, 2020, and 2019[19] - The company did not declare an interim dividend for the three months ended June 30, 2020, consistent with the previous year[46] - The group maintained a prudent liquidity position, monitoring cash flow daily to meet funding needs and regulatory requirements[34] Operational Overview - The increase in revenue was primarily attributed to the rise in trading volume on the Hong Kong Stock Exchange[26] - The group operates through its wholly-owned subsidiary, De Riva, which provides brokerage services to professional investors[23] - The group has not adopted any new accounting standards that would significantly impact its financial performance during the reporting period[12] - As of June 30, 2020, the group had no significant investments or acquisitions during the review period[38][41] - The number of employees decreased from 33 to 28, reflecting a strategic adjustment in workforce management[45] - The company has no significant contingent liabilities as of June 30, 2020[42] - The company did not purchase, sell, or redeem any of its listed securities during the three months ended June 30, 2020[60] - The company has adopted a share option scheme allowing for the issuance of up to 80,000,000 shares, representing 10% of the total issued share capital as of the report date[64] - The audit committee reviewed the unaudited condensed consolidated financial statements for the three months ended June 30, 2020[69]

Financial Performance - The company's revenue for the fiscal year 2020 was approximately HKD 54.5 million, a decrease of 16.3% compared to HKD 65.1 million in the fiscal year 2019[8]. - The after-tax loss for the fiscal year 2020 was HKD 0.5 million, compared to a profit of HKD 0.2 million in the fiscal year 2019[8]. - The decline in revenue was primarily attributed to reduced trading volumes on the Hong Kong Stock Exchange and the Singapore Exchange[14]. - The total revenue breakdown for fiscal year 2020 included HKD 5.4 million from over-the-counter transactions, representing 9.9% of total revenue[15]. - The group recorded a loss of approximately HKD 457,000 in FY2020, compared to a profit of HKD 0.2 million in FY2019[22]. Revenue Sources - Revenue from the Hong Kong Stock Exchange accounted for 79.0% of total revenue, amounting to HKD 43.0 million, while revenue from the Singapore Exchange was 11.1%, totaling HKD 6.0 million[15]. Operational Strategy - The company plans to expand its product offerings and recruit new staff to capture a larger market share despite ongoing challenges from the COVID-19 pandemic[8]. - The company aims to maintain a balance between stability and continuous innovation to provide quality services to clients and returns to shareholders[8]. - The company is committed to becoming a leading brokerage firm in the region, leveraging existing platforms and resources[8]. Employee and Cost Management - Employee costs decreased from approximately HKD 37.2 million in FY2019 to approximately HKD 30.3 million in FY2020, a reduction of about 18.5%[17]. - Marketing expenses decreased by approximately HKD 0.6 million or 20% to HKD 2.4 million in FY2020, aligning with the decline in group revenue[20]. - The company employed 28 staff as of March 31, 2020, down from 31 staff as of March 31, 2019[42]. Financial Ratios - As of March 31, 2020, the current ratio was approximately 11.1 times, down from 18.0 times in FY2019, indicating a decrease in financial strength[24]. - The interest coverage ratio was approximately (3.1) times in FY2020, a significant drop from 44.3 times in FY2019[24]. Governance and Compliance - The company emphasizes the importance of good corporate governance to maintain transparency and accountability, adhering to the principles outlined in the corporate governance code during the 2020 financial year[78]. - The board believes that the company has complied with the corporate governance code provisions during the 2020 financial year[79]. - The company is focused on compliance and risk management, ensuring adherence to regulatory requirements[51]. - The board consists of executive directors, non-executive directors, and independent non-executive directors, complying with GEM listing rules regarding independence and qualifications[83][85]. Risk Management - The board is responsible for evaluating and maintaining effective risk management and internal control systems, which are reviewed annually[123]. - The company has established risk management procedures and guidelines, with regular assessments to ensure compliance with monitoring policies[124]. Environmental and Social Responsibility - The ESG report outlines the company's policies and performance in achieving sustainable development and fulfilling corporate social responsibility for the period from April 1, 2019, to March 31, 2020[138]. - The company actively communicates with stakeholders to understand their concerns and expectations regarding environmental and social development[142]. - Total greenhouse gas emissions for the fiscal year 2020 were 56 tons of CO2 equivalent, a slight increase from 55 tons in 2019[148]. Shareholder Relations - The company emphasizes the importance of effective communication with shareholders to enhance investor relations and ensure transparency in disclosing company information[130]. - Shareholders holding at least 10% of the paid-up capital have the right to request the board to convene a special general meeting within two months of the request[131]. Dividend Policy - The board has decided not to recommend any final dividend for the fiscal year 2020[175]. - The group has adopted a dividend policy to maintain sufficient cash reserves for operational needs and future growth[177].

Financial Performance - The company's revenue for the three months ended December 31, 2019, was HKD 9,130,000, a decrease of 40.2% compared to HKD 15,311,000 for the same period in 2018[8]. - For the nine months ended December 31, 2019, the total revenue was HKD 36,918,000, down 26.5% from HKD 50,252,000 in the previous year[8]. - The company reported a loss before tax of HKD 2,590,000 for the three months ended December 31, 2019, compared to a profit of HKD 374,000 in the same period of 2018[8]. - The net loss attributable to owners of the company for the nine months ended December 31, 2019, was HKD 2,554,000, compared to a loss of HKD 605,000 in the previous year[8]. - Basic and diluted loss per share for the three months ended December 31, 2019, was HKD 0.30, compared to earnings of HKD 0.02 per share in the same period of 2018[8]. - Total comprehensive loss for the nine months ended December 31, 2019, was HKD 2,554,000, reflecting a significant increase in losses compared to HKD 605,000 in the same period of 2018[9]. - The company reported a pre-tax loss of HKD 4,082,000 for the nine months ended December 31, 2019, compared to a loss of HKD 1,702,000 for the same period in 2018, indicating a significant increase in losses[21]. - The group recorded a loss of approximately HKD 2.6 million for the nine months ended December 31, 2019, compared to a profit of HKD 4.4 million for the same period in 2018, indicating a significant decline in performance[37]. - The increase in loss was primarily attributed to a decrease in revenue and an increase in other operating expenses after deducting reduced employee costs[37]. Revenue Breakdown - Revenue for the nine months ended December 31, 2019, was approximately HKD 36.9 million, a decrease of about 26.6% from HKD 50.3 million for the same period in 2018[28]. - The revenue breakdown for the nine months ended December 31, 2019, included HKD 28.2 million (76.4%) from the Hong Kong Stock Exchange, HKD 4.8 million (13.0%) from the Singapore Exchange, and HKD 3.9 million (10.6%) from over-the-counter transactions[31]. - The decrease in revenue was primarily due to a reduction in trading volumes on the Hong Kong Stock Exchange and the Singapore Exchange[29]. Employee Costs and Expenses - The company incurred employee costs of HKD 6,880,000 for the three months ended December 31, 2019, down 28.4% from HKD 9,606,000 in the previous year[8]. - Employee costs decreased from approximately HKD 28.9 million for the nine months ended December 31, 2018, to about HKD 21.7 million for the same period in 2019, a reduction of approximately 24.9%[32]. - Other operating expenses increased from approximately HKD 15.4 million for the nine months ended December 31, 2018, to about HKD 15.9 million for the same period in 2019, an increase of approximately 3.2%[33]. Share Capital and Issuance - The company issued 200,000,000 shares at a price of HKD 0.255 per share, raising a total of HKD 51,000,000 before expenses[12]. - As of December 31, 2019, the issued share capital of the company was HKD 8 million, divided into 800,000,000 ordinary shares[42]. - The company’s capital structure remained unchanged since its listing on August 27, 2018, with only ordinary shares issued[41]. Corporate Governance and Compliance - The company has complied with the corporate governance code as per GEM Listing Rules during the nine months ending December 31, 2019[64]. - The audit committee was established on July 30, 2018, and consists of three independent non-executive directors, responsible for reviewing financial information and internal controls[71]. - The audit committee has reviewed the unaudited condensed consolidated financial statements for the nine months ended December 31, 2019[72]. Shareholding Structure - Oasis Green Ventures Limited holds 278,000,000 shares, representing 34.75% of the company's total issued shares[59]. - Jolly Ocean Global Limited, controlled by Liu Mingkang, holds 96,000,000 shares, accounting for 12.00% of the total[59]. - The shareholding structure indicates that Yip Shui Chi Rowena holds an equivalent interest of 278,000,000 shares through her spouse, representing 34.75%[59]. - Dense Jungle Limited holds 54,000,000 shares, which is 6.75% of the total shares[59]. Dividends and Incentives - The company did not declare or propose any dividends for the nine months ended December 31, 2019, consistent with the same period in 2018[23]. - The board decided not to declare an interim dividend for the nine months ended December 31, 2019[52]. - The company adopted a share incentive plan on April 4, 2019, aimed at recognizing and rewarding eligible participants for their contributions to the group's growth and development[68]. - Since the adoption of the share incentive plan, the company has not granted any share rewards under this plan[70]. Operational Issues - The significant loss of approximately HKD 2.7 million was attributed to a major human error transaction recorded by the subsidiary De Riva during the review period[33]. - A significant human error transaction on May 21, 2019, resulted in a loss of approximately HKD 2.7 million due to the execution broker's unfamiliarity with a new system implemented by the Hong Kong Futures Exchange[39]. Other Information - The company has not disclosed any new product developments or market expansion strategies during this reporting period[7]. - There were no significant mergers or acquisitions reported in the current financial period[7]. - The company did not have any significant investments or acquisitions during the review period, nor any major contingent liabilities[44][48]. - The company has not purchased, sold, or redeemed any of its listed securities during the nine months ending December 31, 2019[63]. - The total number of stock options that may be granted under the share option scheme is 80,000,000 shares, which is 10% of the total issued share capital as of the report date[66]. - The company has not granted any stock options under the share option scheme since its adoption[67]. - The company has appointed Red Sun Capital Limited as its compliance advisor, with no reported interests related to the group[62]. - The group maintained a prudent inventory policy and a stable liquidity position, monitoring cash flow daily to meet funding needs and regulatory requirements[40].

2019 香港聯合交易所有限公司（「聯交所」）GEM的特色 GEM的定位，乃為中小型公司提供一個上市的市場，此等公司相比起其他在聯交所上市的公司帶有 較高投資風險。有意投資的人士應了解投資於該等公司的潛在風險，並應經過審慎周詳的考慮後方 作出投資決定。 由於GEM上市公司普遍為中小型公司，在GEM買賣的證券可能會較於聯交所主板買賣之證券承受較 大的市場波動風險，同時無法保證在GEM買賣的證券會有高流通量的市場。 香港交易及結算所有限公司及聯交所對本報告的內容概不負責，對其準確性或完整性亦不發表任何 聲明，並明確表示概不就因本報告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失 承擔任何責任。 本報告的資料乃遵照《聯交所GEM證券上巿規則》（「GEM上市規則」）而刊載，旨在提供有關衍匯亞洲 有限公司（「本公司」）的資料；本公司董事（「董事」）願就本報告的資料共同及個別地承擔全部責任。 各董事在作出一切合理查詢後，確認就彼等所深知及確信，本報告所載資料在各重要方面均屬準確 完備，沒有誤導或欺詐成分，且並無遺漏任何事項，足以令致本報告所載任何陳述或本報告產生誤 導。 目錄 | 公司資料 | 2 | | -- ...

Financial Performance - The company's revenue for the three months ended June 30, 2019, was HKD 14,305,000, a decrease of 20.5% compared to HKD 17,873,000 for the same period in 2018[8]. - Total income, including other income and gains, was HKD 14,342,000, down from HKD 17,877,000, reflecting a decline of 20.1% year-over-year[8]. - The company reported a loss before tax of HKD 1,169,000, compared to a profit of HKD 205,000 in the previous year, indicating a significant downturn[8]. - The net loss attributable to owners of the company for the period was HKD 1,152,000, compared to a loss of HKD 209,000 in the same quarter of 2018[8]. - Basic and diluted loss per share was HKD 0.14, compared to HKD 0.03 for the same period last year, representing an increase in loss per share[8]. - The company reported a loss of approximately HKD 1.2 million for the three months ended June 30, 2019, compared to a profit of HKD 3.0 million for the same period in 2018, indicating a significant decline in performance[43]. - Revenue decreased by approximately 20.1%, from HKD 17.9 million in the three months ended June 30, 2018, to HKD 14.3 million in the same period of 2019, primarily due to a reduction in trading volume[35]. - The decline in revenue and the increase in other operating expenses contributed to the overall loss for the period, reflecting the challenging market conditions faced by the company[43]. Operating Expenses - Employee costs decreased to HKD 7,626,000 from HKD 9,413,000, a reduction of 19.0% year-over-year[8]. - Other operating expenses increased to HKD 7,171,000 from HKD 4,966,000, reflecting a rise of 44.5% compared to the previous year[8]. - Employee costs decreased by approximately 19.1%, from HKD 9.4 million in Q2 2018 to HKD 7.6 million in Q2 2019, mainly due to a reduction in bonuses[38]. - Other operating expenses increased by approximately 44.0%, from HKD 5.0 million in Q2 2018 to HKD 7.2 million in Q2 2019, driven by increased erroneous transaction costs and legal fees[39]. - Erroneous transaction costs amounted to approximately HKD 3.2 million in Q2 2019, a significant increase of 464.4% compared to HKD 567,000 in Q2 2018, primarily due to a major trading error[39]. Taxation - The estimated Hong Kong profits tax for the three months ended June 30, 2019, was HKD 17,000, compared to a tax expense of HKD (414,000) in 2018, indicating a turnaround[27]. - The company recorded a tax credit of approximately HKD 17,000 for the three months ended June 30, 2019, compared to a tax expense of approximately HKD 414,000 in the same period of 2018[42]. Share Capital and Equity - The company’s total equity attributable to owners decreased to HKD 85,489,000 as of June 30, 2019, down from HKD 86,641,000 at the beginning of the quarter[9]. - The company's issued share capital as of the report date was HKD 8 million, divided into 800,000,000 ordinary shares with a par value of HKD 0.01 each[48]. - Major shareholders include Oasis Green Ventures Limited and Pacific Asset Limited, each holding 278,000,000 shares, representing 34.75% of the company's equity[64]. - Jolly Ocean Global Limited and its controlling entity, Shengtu Global Investment Limited, each hold 96,000,000 shares, accounting for 12.00% of the total equity[64]. Corporate Governance - The company has complied with the corporate governance code as per GEM listing rules during the reporting period[70]. - There are no known competitive interests or conflicts of interest among directors or major shareholders as of June 30, 2019[67]. - The audit committee has reviewed the unaudited condensed consolidated financial statements for the three months ending June 30, 2019[78]. Compliance and Reporting - The company adopted new and revised Hong Kong Financial Reporting Standards effective from April 1, 2019, with no significant impact on financial performance[20]. - The group recognized lease liabilities and corresponding right-of-use assets in accordance with the new accounting standards[19]. - The company did not early adopt any new standards that were not yet effective during the reporting period[20]. - The report will be published on the GEM website and the company's website for at least seven days from the publication date[79]. Employee Information - As of June 30, 2019, the company maintained a strong liquidity position and monitored cash flow daily to meet financial needs and regulatory requirements[46]. - As of June 30, 2019, the company had a total of 33 employees, an increase from 25 employees as of June 30, 2018[57]. Share Incentive Plans - The company injected 88,000,000 shares into the share reserve as part of its share incentive plan to attract and retain qualified participants[10]. - The company has adopted a share award plan on April 4, 2019, aimed at recognizing and rewarding contributions to growth, with no shares awarded under this plan since its adoption[74][76]. - The company has a stock option plan that allows for the issuance of up to 80,000,000 shares, which is 10% of the total issued share capital as of the report date[72]. - No stock options have been granted under the stock option plan since its adoption on July 30, 2018[73]. Other Information - The company continues to operate as an investment holding company, with its main operating subsidiary engaged in securities and futures contract trading[11]. - The company did not declare an interim dividend for the three months ending June 30, 2019[58]. - The company has no capital commitments as of June 30, 2019, and June 30, 2018[49]. - The company has no significant contingent liabilities as of June 30, 2019, and June 30, 2018[54]. - The board is unaware of any significant matters related to the company's business or financial performance after the reporting period[51]. - The company has not purchased, sold, or redeemed any of its listed securities during the three months ending June 30, 2019[69]. - The company has appointed Red Sun Capital Limited as its compliance advisor, with no reported interests related to the group as of June 30, 2019[68]. - The executive directors include Liu Mingyang, Cai Wenhao, Li Diwen, Feng Weiyi, and Wu Yuhui[79]. - The non-executive director is Yu Guodong, and the independent non-executive directors are Wen Xianfu, Ke Yanfeng, and Wu Binglin[79].

DLC ASIA LIMITED 衍 匯亞洲有限公司 * 股份代號：8210 （於開曼群島註冊成立之有限公司） 年度報告 2019 僅供識別 ANNUAL REPORT DLC ASIA LIMITED 衍 匯亞洲有限公司 * (incorporated in the Cayman Islands with limited liability) Stock code : 8210 2019 2019 DLC A SIA LIMITE D 衍 匯亞洲有限公司 * ANNUAL REPORT 年度報告 香港聯合交易所有限公司（「聯交所」）GEM（「GEM」）的特色 GEM的定位，乃為中小型公司提供一個上市的市場，此等公司相比起其他在聯交所上市的公司帶有較高投資風險。有意投資的人士應了解投資於該等 公司的潛在風險，並應經過審慎周詳的考慮後方作出投資決定。 由於GEM上市公司普遍為中小型公司，在GEM買賣的證券可能會較於主板買賣之證券承受較大的市場波動風險，同時無法保證在GEM買賣的證券會有 高流通量的市場。 香港交易及結算所有限公司及聯交所對本報告的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示概不就 ...

DLC ASIA LIMITED 衍匯亞洲有限公司* 股份代號：8210 （於開曼群島註冊成立之有限公司） 第三季季度報告 2018 僅供識別 香港聯合交易所有限公司（「聯交所」）GEM（「GEM」）的特色 GEM的定位，乃為中小型公司提供一個上市的市場，此等公司相比起其他在聯交所上市的公司帶有 較高投資風險。有意投資的人士應了解投資於該等公司的潛在風險，並應經過審慎周詳的考慮後方 作出投資決定。 由於GEM上市公司普遍為中小型公司，在GEM買賣的證券可能會較於主板買賣之證券承受較大的市 場波動風險，同時無法保證在GEM買賣的證券會有高流通量的市場。 香港交易及結算所有限公司及聯交所對本報告的內容概不負責，對其準確性或完整性亦不發表任何 聲明，並明確表示概不就因本報告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失 承擔任何責任。 本報告的資料乃遵照《聯交所GEM證券上巿規則》（「GEM上市規則」）而刊載，旨在提供有關衍匯亞洲 有限公司（「本公司」）的資料；本公司董事（「董事」）願就本報告的資料共同及個別地承擔全部責任。 各董事在作出一切合理查詢後，確認就彼等所深知及確信，本報告所載資料在各重要方面均 ...