2020 年第一季度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2020 年第一季度报告 1 / 26 2020 年第一季度报告 一、 二、 11Í 四、 目录 | --- | |----------------| | | | 重要提示 . | | 公司基本情况 . | | 重要事项 . | | 附录 . | 2 / 26 2020 年第一季度报告 单位：元 币种：人民币 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第一季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | --- | |-------------------------------------------------|----- ...

2019 年年度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2019 年年度报告 1 / 224 2019 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 北京兴华会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 声明：保证年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 公司拟不实施分红、送股和资本公积金转增股本，剩余可分配利润留存下一年度。 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的对公司未来发展战略以及经营计划的前瞻性陈述，不构成公司对投资者的实质 承诺，请投资者注意投资风险。 七、 是否存在被控股股东及其关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 重大风险提示 公司已在本 ...

2019 年第三季度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2019 年第三季度报告 1 / 31 2019 年第三季度报告 一、 重要提示 二、 公司基本情况. 11[ 重要事项 四、 附录 目录 2 / 31 2019 年第三季度报告 单位：元 币种：人民币 3 / 31 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | --- | |-----------------------------|------------------------------|-----------------------------|----------- ...

2019 年半年度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2019 年半年度报告 1 / 157 2019 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、准确、完 整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 声明：保证半年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 无 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的对公司未来战略以及经营计划的前瞻性陈述，不构成公司对投资者的实质 承诺，请投资者注意投资风险。 七、 是否存在被控股股东及其关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 重大风险提示 公司已在本报告中详细描述存在的行业风险、市场风险等，敬请查阅管理层经营与分析中关 于公司未来发展的讨论与分析中可能面对的风险因素 ...

2019 年第一季度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2019 年第一季度报告 1 / 27 2019 年第一季度报告 | --- | --- | |-------|----------------| | | 目录 | | rl | 重要拠示 . | | ii | 公司基本情况 . | | ril | 重要事项 . | | 四_ | 附录 | 2 / 27 2019 年第一季度报告 单位：元 币种：人民币 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第一季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | --- | |--------------------------------- ...

2018 年年度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2018 年年度报告 1 / 238 2018 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 北京兴华会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 声明：保证年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 公司拟以2018年12月31日的总股本433,540,800股为基数，向全体股东每10股派发现金红利 7.40元（含税），共计派发现金红利320,820,192元。公司拟不实施送股和资本公积金转增股本， 剩余未分配利润171,175,630.46元留存下一年度。 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的对公司未来发展战略以及经营计划的前瞻性陈述，不构成公司对 ...

2018 年第三季度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2018 年第三季度报告 1/22 | 目录 | | --- | | 一、 | 重要提示 | 3 | | --- | --- | --- | | 二、 | 公司基本情况 | 3 | | 三、 | 重要事项 | 6 | | 四、 | 附录 | 10 | 2018 年第三季度报告 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 单位：元 币种：人民币 | | | 上年度末 调整后 | | 本报告期末比 | | --- | --- | --- | --- | --- | | | 本报告期末 | | 调整前 | 上年度末增减 | | | ...

Financial Performance - The company's operating revenue for the first half of 2018 was RMB 382.74 million, representing a 15.78% increase compared to RMB 330.57 million in the same period last year[17]. - The net profit attributable to shareholders for the first half of 2018 was RMB 96.40 million, a decrease of 27.23% from RMB 132.48 million in the previous year[17]. - The basic earnings per share for the first half of 2018 were RMB 0.2224, down 27.23% from RMB 0.3056 in the same period last year[18]. - The weighted average return on net assets was 4.78%, a decrease of 2.23 percentage points compared to 7.01% in the previous year[18]. - The net profit attributable to shareholders was 96.403 million yuan, a year-on-year decrease of 27.23%, primarily due to increased expenses for expanding fundraising channels and losses from joint ventures[20]. - The company reported a net profit of CNY 11,833.30 million from its subsidiary Kunwu Jinding Investment Management Co., Ltd.[65]. - The company reported a total equity of CNY 2,075,239,008.29, slightly down from CNY 2,072,241,145.47, showing a marginal decrease[119]. - The company reported a comprehensive income total of 144,408,427.52 RMB for the period, with a profit distribution of -188,590,253.59 RMB[138]. Cash Flow and Liquidity - The net cash flow from operating activities was RMB 1.09 billion, a significant increase compared to a negative cash flow of RMB 97.62 million in the same period last year, marking a 1,220.19% change[17]. - The total cash and cash equivalents at the end of the period amounted to ¥723,495,355.00, an increase from ¥376,923,760.55 at the end of the previous period[131]. - The company reported a cash inflow from sales of goods and services of ¥1,713,728,576.26, up from ¥468,312,806.15 in the previous period[130]. - The net cash flow from investment activities was -283,062,008.89 RMB, with cash inflows totaling 1,671,184.14 RMB and outflows of 283,733,193.03 RMB[134]. - The net cash flow from financing activities was -426,442,921.15 RMB, with cash inflows of 839,000,000.00 RMB and outflows of 1,265,442,921.15 RMB[134]. Assets and Liabilities - The total assets at the end of the reporting period were RMB 5.37 billion, reflecting a 12.99% increase from RMB 4.75 billion at the end of the previous year[17]. - The company had a significant increase in pre-receivables from real estate business, which rose to CNY 1.54 billion, accounting for 28.68% of total liabilities[54]. - The company's total liabilities increased significantly, with long-term borrowings rising by 151.05% to CNY 600 million compared to CNY 239 million in the previous period[55]. - Total liabilities reached CNY 3,296,338,942.20, up from CNY 2,681,592,051.03, indicating a rise of around 23%[119]. - The company's long-term borrowings increased to CNY 600,000,000.00 from CNY 239,000,000.00, representing a growth of approximately 151%[119]. Investment and Development - The company has outlined various industry and market risks in its management discussion and analysis section, highlighting potential challenges for future development[5]. - The company aims to strengthen its market share in high-yield small project investments and participate in quality mid-to-large projects[38]. - The company has established a project development network covering the entire country, ensuring a sufficient number of quality project sources without relying on external financial advisors[32]. - The company has upgraded its post-investment management system to assist invested enterprises in mergers and acquisitions and enhance their value[32]. - The company’s "Zijin City" project focuses on mid-to-high-end residential development in Nanchang, with a sales model based on public offerings[27]. Regulatory and Compliance - The company is adapting to regulatory changes in the asset management industry, which have increased fundraising pressures, particularly for smaller institutions[29]. - The private equity industry is facing stricter regulations from the China Securities Investment Fund Industry Association, which may challenge the company's compliance and operational management[69]. - The implementation of the "Asset Management New Regulations" in the first half of 2018 may restrict the company's ability to issue new funds and collaborate with financial institutions, impacting its capital and project acquisition capabilities[69]. Shareholder and Ownership Changes - The company plans to increase its shareholding by acquiring between 2 million and 10 million shares within the next 6 months[75]. - The company’s major shareholder, Jiuding Group, plans to increase its stake in the company by acquiring between 2 million and 20 million shares over a 6-month period, reflecting confidence in the company's future[99]. - The company’s major shareholder and its concerted parties hold a combined 73.53% of the company's total shares after the recent share increase[100]. - The company has undergone significant changes in ownership structure, with the current controlling shareholder being 九鼎集团[148]. Internal Control and Governance - The company has implemented various internal control systems to prevent conflicts of interest and ensure fair treatment of investors[49]. - The company has established a competitive compensation and incentive policy to retain professional talent in the private equity investment sector[68]. - The company has committed to maintaining independence in operations, assets, and finances, ensuring no illegal occupation of funds[75]. - The company has retained Beijing Xinghua Accounting Firm for its 2018 financial and internal control audits[77]. Accounting Policies and Financial Reporting - The company has initiated a change in accounting policy for investment properties from cost to fair value measurement, impacting financial reporting[21]. - The company confirms that the financial statements comply with the requirements of the accounting standards, accurately reflecting its financial position and operating results[156]. - The company recognizes goodwill when the purchase price exceeds the fair value of identifiable net assets acquired in a non-common control merger[164]. - The company assesses control over subsidiaries based on substantive rights and the ability to direct relevant activities, including sales, asset management, and financing activities[170].

Financial Performance - In 2017, the company achieved a net profit attributable to shareholders of 324 million yuan, a decrease of 49.62% year-on-year, primarily due to the impact of the "reduction new regulations" on project exits [9]. - The company's net profit attributable to shareholders was approximately RMB 323.85 million, down 49.62% year-on-year [33]. - The net profit after deducting non-recurring gains and losses was approximately RMB 304.79 million, a decrease of 50.55% compared to the previous year [33]. - The company reported a total revenue of RMB 755.99 million for the fiscal year, representing a year-over-year decrease of 54.02% [132]. - The private equity investment management business generated revenue of 713.11 million RMB, down 43.20% compared to the previous year [138]. - The real estate business reported revenue of 36.75 million RMB, a significant decline of 90.41% year-on-year [139]. - The company's net profit for the year 2017 increased from ¥285,621,182.81 to ¥302,308,915.11, a growth of ¥16,687,732.30 or 5.84% [198]. Asset Management and Investments - The company has established over 50 branches nationwide, providing financing support to quality enterprises in underdeveloped regions, contributing to regional economic development [16]. - The company directly and indirectly invested in over 300 small and medium-sized enterprises, creating approximately 300,000 jobs and generating over 20 billion yuan in annual added value [16]. - The company managed to have 13 portfolio companies successfully listed on A-shares in 2017, accounting for 2.98% of all A-share IPOs for the year [10]. - As of December 31, 2017, the company had 25 portfolio companies listed (including Hong Kong stocks) with a total market value exceeding 12.5 billion yuan, which will provide substantial returns upon exit [10]. - The company reported a management fee income of 229 million yuan and a management remuneration income of 436 million yuan during the reporting period [55]. - The company achieved a total exit of 7.678 billion yuan from projects, with a recovery amount of 20.851 billion yuan, resulting in a comprehensive IRR of 34.78% [56]. - The company has established a specialized position for the management of fund operations to ensure compliance with investment regulations [64]. Strategic Focus and Future Plans - The company plans to continue its commitment to value investment, aiming to enhance the operational management of enterprises and promote the overall efficiency of the economy [18]. - The company has a strategic focus on expanding its asset management and real estate businesses, aiming for long-term sustainable growth [11]. - The company plans to expand its investment in large projects and participate in the privatization of overseas listed companies [19]. - The company aims to accelerate the sales of the "Zijin City" project Phase IV and the development of Phase V [19]. - The company intends to develop real estate fund business and seek acquisition opportunities in small and medium-sized real estate enterprises [19]. - The company plans to enhance its asset management capabilities and expand its fund management scale to meet diverse investor needs [173]. - The company aims to strengthen its private equity investment management business by increasing market share in high-yield pre-IPO investments and participating in quality projects, both domestically and internationally [174]. Market and Economic Environment - The real estate market in 2017 faced intensified regulatory measures, leading to a slowdown in investment growth and a focus on stabilizing the market [48]. - The investment landscape for private equity is anticipated to expand further, with increased competition among institutions [170]. - The company acknowledges risks associated with its operational plans, including the possibility of not achieving all objectives or not having a positive impact on short-term performance [19]. - The company faces risks related to fluctuations in private equity investment management income and investment returns, which can significantly impact its operating performance [176]. - Changes in tax policies could increase the tax burden on investors, potentially complicating the company's fundraising efforts and affecting its financial performance [177]. Corporate Governance and Compliance - The company has implemented a strict internal control system to prevent management operation risks and ensure the achievement of strategic goals [59]. - The company has established a decision-making system that adheres strictly to the partnership agreements for fund management [118]. - The company has committed to avoiding any direct or indirect competition with its affiliates during the control period [189]. - The company will ensure that any necessary related transactions are conducted at market prices and in compliance with legal regulations [189]. - The company has established a series of management and internal control systems to prevent conflicts of interest and ensure fair treatment of investors [130]. Real Estate Development - The company’s "Zijin City" project is positioned as a high-end residential development in Nanchang, targeting local and external high-end consumers [51]. - The "Zijin City" project has completed the structural main body of its fourth phase, entering the later construction stage [51]. - The total investment in real estate development for 2017 was 1,097.99 billion yuan, with residential investment accounting for 75,148 billion yuan, a growth of 9.4% [151]. - The area of land purchased by real estate developers increased by 15.8% to 25,508 million square meters, with transaction prices rising by 49.4% [152]. - The total construction area for ongoing projects in Nanchang's Zijin City Phase IV is 139,841.86 square meters, with an actual investment of 20,110.15 million yuan during the reporting period [157]. Investment Partnerships and Funds - The company reported a total of 240 investment partnerships established since 2016, focusing on various sectors including entrepreneurship and equity investment [95]. - The investment centers primarily operate under a partnership system, with a significant portion funded by social capital in RMB [95]. - The company has established partnerships with major banks, including招商银行 and浙商银行, to enhance its funding capabilities and investment reach [96]. - The company has launched several new investment funds, including Jiuding China Growth Fund and JD International Fund, aimed at attracting foreign investment and expanding its portfolio [101]. - The company has a strong presence in the private equity market, with multiple funds dedicated to various investment strategies and sectors [102].

Financial Performance - Operating income for the period was CNY 166,655,181.91, representing a year-on-year increase of 13.03%[7] - Net profit attributable to shareholders was CNY 46,136,735.15, a decrease of 17.22% compared to the same period last year[7] - The company reported a net profit of CNY 48,000,000, a decrease of 14.28% year-on-year[8] - Basic earnings per share were CNY 0.1064, down 17.26% from the previous year[7] - Total operating revenue for the current period reached ¥166,655,181.91, an increase of 13.5% compared to ¥147,439,964.24 in the previous period[43] - Net profit for the current period was ¥47,646,824.29, a decrease of 14.5% from ¥55,583,531.52 in the previous period[44] - The company reported an operating loss of ¥15,091,072.63 for the current period, compared to a loss of ¥5,361,563.01 in the previous period[46] Cash Flow - Net cash flow from operating activities was CNY 703,645,461.75, a significant increase of 627.58% year-on-year[7] - Cash generated from operating activities was 703.65 million RMB, a significant increase of 627.58% compared to the previous period, primarily due to increased pre-sale cash from real estate projects[20] - The net cash flow from operating activities for Q1 2018 was ¥703,645,461.75, a significant improvement compared to a net outflow of ¥133,372,378.97 in the same period last year[50] - Total cash inflow from operating activities reached ¥1,106,434,600.51, while cash outflow was ¥220,587,960.23, resulting in a net cash flow of ¥885,846,640.28[51] - The company reported a net cash flow from investing activities of ¥30,588,300.92, contrasting with a net outflow of ¥29,309,221.25 in the previous year[50] - Cash inflow from financing activities totaled ¥311,750,000.00, while cash outflow was ¥874,739,563.75, leading to a net cash flow of -¥562,989,563.75[51] Assets and Liabilities - Total assets at the end of the reporting period reached CNY 5,063,478,625.66, an increase of 6.51% compared to the end of the previous year[7] - Current assets totaled CNY 3,098,248,154.16, compared to CNY 2,721,948,396.64, reflecting an increase of about 13.9%[35] - Total liabilities rose to CNY 2,983,862,439.24, up from CNY 2,681,592,051.03, indicating an increase of approximately 11.3%[36] - The company's short-term borrowings decreased to CNY 266,000,000.00 from CNY 370,000,000.00, a reduction of about 28.1%[36] - The total equity attributable to shareholders increased to CNY 2,020,072,891.05 from CNY 2,014,363,943.25, a slight increase of 0.3%[37] - The total liabilities to equity ratio improved to approximately 1.44 from 1.29, indicating a stronger equity position relative to liabilities[41] Business Segments - The private equity investment management business generated revenue of CNY 161,000,000, up 22.55% year-on-year[8] - The real estate business reported revenue of CNY 6,000,000, down 63.50% compared to the previous year[7] - Net profit for the period was 48 million RMB, a decrease of 14.28% year-on-year, with private equity investment management business net profit at 64 million RMB, an increase of 3.99%, and real estate business reporting a net loss of 16 million RMB, down 181.18%[18] Changes in Financial Policies - The company changed its accounting policy for investment properties from cost measurement to fair value measurement[8] - Financial expenses surged by 1010.38% to 18.12 million RMB, primarily due to increased borrowing costs[17] Shareholder Activities - The controlling shareholder plans to increase its stake in the company by acquiring between 2 million and 20 million shares within 6 months[27] - The controlling shareholder decided to cancel the transfer of equity stakes in subsidiaries to the company due to differing opinions from minority shareholders[30] Legal Matters - The company has received a lawsuit claiming trademark infringement, with a demand for compensation of RMB 103,380[25] Future Plans - The company plans to pay a total transaction price of 909.86 million RMB for acquiring 100% equity of Kunwu Jinding Investment Management Co., Ltd., with structured payments over three years[22] - The company intends to issue a debt financing plan not exceeding RMB 700 million, with a term of up to 5 years[26] - The company plans to issue corporate bonds with a scale not exceeding RMB 700 million, with a term of up to 7 years[24]