Financial Performance - The company reported a total revenue of RMB 1.2 billion for the first half of 2020, representing a year-on-year increase of 15%[21] - Net profit attributable to shareholders was RMB 300 million, up 20% compared to the same period last year[21] - The company reported a revenue of CNY 140.48 million for the first half of the year, a decrease of 67.34% compared to the same period last year[22] - Net profit attributable to shareholders was CNY 47.07 million, down 78.46% year-over-year[23] - The basic earnings per share (EPS) was CNY 0.1086, reflecting a decrease of 78.46% from CNY 0.5041 in the same period last year[22] - The weighted average return on equity (ROE) was 1.78%, down 7.87 percentage points from 9.65% year-over-year[22] - The company expects significant decreases in both revenue and net profit for the full year compared to the previous year due to reduced project completions and external economic conditions[61] - The company reported a total operating revenue for the first half of 2020 of RMB 140,482,305.26, a decrease of 67.4% compared to RMB 430,130,331.17 in the same period of 2019[130] - Net profit for the first half of 2020 was RMB 45,183,389.72, a decline of 79.2% from RMB 217,248,942.59 in the first half of 2019[130] - The total comprehensive income for the period was CNY 270,657,698.12, compared to a loss of CNY 7,524,987.97 in the previous period, indicating a significant turnaround[135] Assets and Liabilities - The company’s total assets reached RMB 5 billion, with a debt-to-asset ratio of 40%[21] - Total assets decreased by 7.36% to CNY 3.61 billion compared to the end of the previous year[22] - As of June 30, 2020, total assets amounted to RMB 2,978,703,199.67, a decrease from RMB 3,016,898,739.21 at the end of 2019, reflecting a decline of approximately 1.3%[123] - Total liabilities decreased to ¥876,485,457.16 from ¥1,210,445,773.88, a reduction of approximately 27.6%[118] - The company reported a significant reduction in tax payable to ¥273,345,267.82 from ¥463,690,659.44, a decrease of approximately 41.0%[118] User and Market Growth - User base expanded to 1.5 million active users, reflecting a growth of 25% year-on-year[21] - Future guidance indicates expected revenue growth of 10-15% for the second half of 2020[21] - The company plans to launch two new products in Q3 2020, aiming to capture a larger market share in the investment sector[21] Investment and Acquisitions - The company is exploring potential acquisitions to enhance its market position and diversify its portfolio[21] - The company has completed exits for 166 projects, with a total investment principal of 136.48 billion yuan and a recovery amount of 363.07 billion yuan, resulting in a comprehensive IRR of 28.26%[40] - The company has a total of 65 companies listed in domestic and international capital markets and 59 companies listed on the New Third Board as of June 30, 2020[40] Risk Management - The company has identified key risks including market volatility and regulatory changes that may impact future performance[21] - The company emphasizes project quality and risk control, ensuring that investment standards are strictly adhered to without compromising project quality for scale[40] - The company has established a post-investment management center to provide value-added services to invested enterprises and effectively control post-investment risks[40] Financial Management and Internal Controls - The company has established a comprehensive internal control system in accordance with the "Internal Control Guidelines for Private Equity Fund Managers," ensuring effective execution at the company level[44] - The company has implemented various internal control measures to prevent conflicts of interest and ensure fair treatment of all managed funds and investors[44] - The company has upgraded its internal management structure to enhance operational efficiency and decision-making processes[43] Shareholder Information - The total number of common shareholders at the end of the reporting period was 19,634, with no changes in the share capital structure[102] - The largest shareholder, Jiangxi Zhongjiang Group, held 313,737,309 shares, representing 72.37% of the total shares, with 250,327,197 shares pledged[105] - There were no significant changes in the number of shares held by directors, supervisors, and senior management during the reporting period[109] Compliance and Governance - The company has retained Beijing Xinghua Accounting Firm for the 2020 financial audit and internal control audit[80] - The financial statements are prepared based on the going concern assumption, reflecting the company's financial position, operating results, changes in shareholders' equity, and cash flows accurately[181] - The company confirms its ability to continue as a going concern for at least 12 months from the end of the reporting period[182] Economic and Market Conditions - The real estate industry faces policy risks, with the government maintaining a stance that housing is for living, not speculation, which may affect market dynamics[67] - The company has made long-term commitments to avoid direct or indirect competition with its affiliates in private equity investment management and real estate development[70]

2019 年年度报告（修订版） 发公司代码：600053 公司简称：九鼎投资 | --- | --- | --- | --- | --- | --- | |-------|-------|------------------------------|------------|-------|-------| | | | 昆吾九鼎投资控股股份有限公司 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 2019 | | 年年度报告 | | | | | | | | | | | | | （修订版） | | | | 1 / 224 2019 年年度报告（修订版） 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 北京兴华会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 声 ...

2020 年第一季度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2020 年第一季度报告 1 / 26 2020 年第一季度报告 一、 二、 11Í 四、 目录 | --- | |----------------| | | | 重要提示 . | | 公司基本情况 . | | 重要事项 . | | 附录 . | 2 / 26 2020 年第一季度报告 单位：元 币种：人民币 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第一季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | --- | |-------------------------------------------------|----- ...

2019 年年度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2019 年年度报告 1 / 224 2019 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 北京兴华会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 声明：保证年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 公司拟不实施分红、送股和资本公积金转增股本，剩余可分配利润留存下一年度。 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的对公司未来发展战略以及经营计划的前瞻性陈述，不构成公司对投资者的实质 承诺，请投资者注意投资风险。 七、 是否存在被控股股东及其关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 重大风险提示 公司已在本 ...

2019 年第三季度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2019 年第三季度报告 1 / 31 2019 年第三季度报告 一、 重要提示 二、 公司基本情况. 11[ 重要事项 四、 附录 目录 2 / 31 2019 年第三季度报告 单位：元 币种：人民币 3 / 31 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | --- | |-----------------------------|------------------------------|-----------------------------|----------- ...

2019 年半年度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2019 年半年度报告 1 / 157 2019 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、准确、完 整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 本半年度报告未经审计。 四、 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 声明：保证半年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 无 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的对公司未来战略以及经营计划的前瞻性陈述，不构成公司对投资者的实质 承诺，请投资者注意投资风险。 七、 是否存在被控股股东及其关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 重大风险提示 公司已在本报告中详细描述存在的行业风险、市场风险等，敬请查阅管理层经营与分析中关 于公司未来发展的讨论与分析中可能面对的风险因素 ...

2019 年第一季度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2019 年第一季度报告 1 / 27 2019 年第一季度报告 | --- | --- | |-------|----------------| | | 目录 | | rl | 重要拠示 . | | ii | 公司基本情况 . | | ril | 重要事项 . | | 四_ | 附录 | 2 / 27 2019 年第一季度报告 单位：元 币种：人民币 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第一季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | --- | |--------------------------------- ...

2018 年年度报告 公司代码：600053 公司简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2018 年年度报告 1 / 238 2018 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 北京兴华会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人古志鹏、主管会计工作负责人易凌杰及会计机构负责人（会计主管人员）易凌杰 声明：保证年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 公司拟以2018年12月31日的总股本433,540,800股为基数，向全体股东每10股派发现金红利 7.40元（含税），共计派发现金红利320,820,192元。公司拟不实施送股和资本公积金转增股本， 剩余未分配利润171,175,630.46元留存下一年度。 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的对公司未来发展战略以及经营计划的前瞻性陈述，不构成公司对 ...

Financial Performance - Operating income for the period reached CNY 596,770,125.76, representing a year-on-year increase of 30.65%[8] - Net profit attributable to shareholders was CNY 168,809,734.50, up 22.24% from the same period last year[8] - The private equity investment management business generated CNY 528 million in revenue, a 26.08% increase year-on-year[8] - Real estate business revenue rose to CNY 69 million, marking an 80.96% increase compared to the previous year[8] - Basic earnings per share increased to CNY 0.3894, reflecting a growth of 22.26% compared to the same period last year[8] - The weighted average return on net assets improved to 8.33%, an increase of 0.23 percentage points[8] - Total revenue for the third quarter reached ¥214,029,799.76, a 69.5% increase compared to ¥126,217,381.82 in the same period last year[35] - Year-to-date revenue for the first nine months was ¥596,770,125.76, up 30.6% from ¥456,787,260.51 in the previous year[35] - Net profit for the third quarter was ¥73,918,901.36, compared to ¥8,698,094.76 in the same quarter last year, reflecting a significant increase[36] Cash Flow - Net cash flow from operating activities was CNY 1,449,102,290.17, a significant increase of 948.70% year-on-year[7] - Cash inflow from operating activities was CNY 2,466,659,433.84, while cash outflow was CNY 1,017,557,143.67, resulting in a net cash flow of CNY 1,449,102,290.17[41] - The cash flow from operating activities for the first nine months was 2,122,288,558.06 RMB, significantly higher than 618,134,066.59 RMB in the previous year, indicating strong cash generation capabilities[40] - The net cash flow from operating activities for Q3 2018 was CNY 1,449,102,290.17, compared to a negative cash flow of CNY -170,744,486.84 in the same period last year[41] - The total cash and cash equivalents at the end of Q3 2018 amounted to CNY 736,699,782.72, an increase of CNY 351,288,048.19 from the previous period[42] Assets and Liabilities - Total assets increased to CNY 5,052,272,968.28, a growth of 6.28% compared to the end of the previous year[7] - The company's total liabilities as of September 30, 2018, were RMB 2.95 billion, compared to RMB 2.68 billion at the beginning of the year, indicating an increase of about 10%[30] - The company's equity attributable to shareholders was RMB 2.04 billion, slightly up from RMB 2.01 billion at the beginning of the year[31] - Current assets totaled ¥2,404,394,180.17, an increase of 21.5% from ¥1,976,983,607.34 at the start of the year[32] - Total liabilities reached ¥2,874,737,645.00, up from ¥2,400,454,357.68 at the beginning of the year, marking a 19.7% increase[34] Investments and Financing - The company plans to issue bonds up to ¥700 million to invest in innovative startups and replenish working capital[17] - The company also approved a debt financing plan with a scale of up to ¥700 million to optimize its debt structure[18] - Long-term borrowings increased by 138.49% to ¥570.00 million due to new long-term loans[15] - The company received CNY 2,800,000.00 from minority shareholders as part of investment activities, compared to CNY 800,000.00 in the previous year[42] - Cash received from loans in Q3 2018 was CNY 670,000,000.00, significantly higher than CNY 155,000,000.00 in the same quarter last year[42] Asset Sales and Divestitures - The company plans to sell its stake in Poly Technology Defense Investment Co., Ltd. for RMB 19.80 million, based on an audit report dated August 31, 2018[25] - The company is in the process of selling its subsidiary JD Capital International (Hong Kong) Limited and JD Capital Holdings USA Inc. for a total of RMB 2.89 million[20] - The company has proposed to sell four office properties for a total of RMB 10.50 million, with the final amount subject to actual transaction[21] - The company has not completed the aforementioned asset sales during the reporting period[22] Research and Development - The company reported a significant increase in research and development expenses, reflecting its commitment to innovation and new product development[36] - The company’s research and development expenses were not explicitly detailed in the provided data, indicating a potential area for further inquiry[38]

Financial Performance - The company's operating revenue for the first half of 2018 was RMB 382.74 million, representing a 15.78% increase compared to RMB 330.57 million in the same period last year[17]. - The net profit attributable to shareholders for the first half of 2018 was RMB 96.40 million, a decrease of 27.23% from RMB 132.48 million in the previous year[17]. - The basic earnings per share for the first half of 2018 were RMB 0.2224, down 27.23% from RMB 0.3056 in the same period last year[18]. - The weighted average return on net assets was 4.78%, a decrease of 2.23 percentage points compared to 7.01% in the previous year[18]. - The net profit attributable to shareholders was 96.403 million yuan, a year-on-year decrease of 27.23%, primarily due to increased expenses for expanding fundraising channels and losses from joint ventures[20]. - The company reported a net profit of CNY 11,833.30 million from its subsidiary Kunwu Jinding Investment Management Co., Ltd.[65]. - The company reported a total equity of CNY 2,075,239,008.29, slightly down from CNY 2,072,241,145.47, showing a marginal decrease[119]. - The company reported a comprehensive income total of 144,408,427.52 RMB for the period, with a profit distribution of -188,590,253.59 RMB[138]. Cash Flow and Liquidity - The net cash flow from operating activities was RMB 1.09 billion, a significant increase compared to a negative cash flow of RMB 97.62 million in the same period last year, marking a 1,220.19% change[17]. - The total cash and cash equivalents at the end of the period amounted to ¥723,495,355.00, an increase from ¥376,923,760.55 at the end of the previous period[131]. - The company reported a cash inflow from sales of goods and services of ¥1,713,728,576.26, up from ¥468,312,806.15 in the previous period[130]. - The net cash flow from investment activities was -283,062,008.89 RMB, with cash inflows totaling 1,671,184.14 RMB and outflows of 283,733,193.03 RMB[134]. - The net cash flow from financing activities was -426,442,921.15 RMB, with cash inflows of 839,000,000.00 RMB and outflows of 1,265,442,921.15 RMB[134]. Assets and Liabilities - The total assets at the end of the reporting period were RMB 5.37 billion, reflecting a 12.99% increase from RMB 4.75 billion at the end of the previous year[17]. - The company had a significant increase in pre-receivables from real estate business, which rose to CNY 1.54 billion, accounting for 28.68% of total liabilities[54]. - The company's total liabilities increased significantly, with long-term borrowings rising by 151.05% to CNY 600 million compared to CNY 239 million in the previous period[55]. - Total liabilities reached CNY 3,296,338,942.20, up from CNY 2,681,592,051.03, indicating a rise of around 23%[119]. - The company's long-term borrowings increased to CNY 600,000,000.00 from CNY 239,000,000.00, representing a growth of approximately 151%[119]. Investment and Development - The company has outlined various industry and market risks in its management discussion and analysis section, highlighting potential challenges for future development[5]. - The company aims to strengthen its market share in high-yield small project investments and participate in quality mid-to-large projects[38]. - The company has established a project development network covering the entire country, ensuring a sufficient number of quality project sources without relying on external financial advisors[32]. - The company has upgraded its post-investment management system to assist invested enterprises in mergers and acquisitions and enhance their value[32]. - The company’s "Zijin City" project focuses on mid-to-high-end residential development in Nanchang, with a sales model based on public offerings[27]. Regulatory and Compliance - The company is adapting to regulatory changes in the asset management industry, which have increased fundraising pressures, particularly for smaller institutions[29]. - The private equity industry is facing stricter regulations from the China Securities Investment Fund Industry Association, which may challenge the company's compliance and operational management[69]. - The implementation of the "Asset Management New Regulations" in the first half of 2018 may restrict the company's ability to issue new funds and collaborate with financial institutions, impacting its capital and project acquisition capabilities[69]. Shareholder and Ownership Changes - The company plans to increase its shareholding by acquiring between 2 million and 10 million shares within the next 6 months[75]. - The company’s major shareholder, Jiuding Group, plans to increase its stake in the company by acquiring between 2 million and 20 million shares over a 6-month period, reflecting confidence in the company's future[99]. - The company’s major shareholder and its concerted parties hold a combined 73.53% of the company's total shares after the recent share increase[100]. - The company has undergone significant changes in ownership structure, with the current controlling shareholder being 九鼎集团[148]. Internal Control and Governance - The company has implemented various internal control systems to prevent conflicts of interest and ensure fair treatment of investors[49]. - The company has established a competitive compensation and incentive policy to retain professional talent in the private equity investment sector[68]. - The company has committed to maintaining independence in operations, assets, and finances, ensuring no illegal occupation of funds[75]. - The company has retained Beijing Xinghua Accounting Firm for its 2018 financial and internal control audits[77]. Accounting Policies and Financial Reporting - The company has initiated a change in accounting policy for investment properties from cost to fair value measurement, impacting financial reporting[21]. - The company confirms that the financial statements comply with the requirements of the accounting standards, accurately reflecting its financial position and operating results[156]. - The company recognizes goodwill when the purchase price exceeds the fair value of identifiable net assets acquired in a non-common control merger[164]. - The company assesses control over subsidiaries based on substantive rights and the ability to direct relevant activities, including sales, asset management, and financing activities[170].