编号：2023-005 □特定对象调研 □分析师会议 □媒体采访 □业绩说明会 □新闻发布会 □路演活动 □现场参观 其他 券商策略会 开源证券策略会议所邀请的投资者 2023年9月7日 上海 湘财股份： 证券事务代表 翟宇佳 湘财证券： 投顾业务部副总经理 刘飞烨 公司分别介绍湘财股份、湘财证券目前业务发展情况。 1.湘财证券与益盟合作的“湘财智盈”投顾产品客户数、客 单价及转换率情况如何？ 回复：公司与益盟合作有两个版本的产品：189元1年半的“ 基础版”及13,800元3年“大师版”。目前公司在把控推广 ...

证券代码：600095 证券简称：湘财股份 公告编号：临 2023-062 湘财股份有限公司 关于诉讼（仲裁）事项的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 涉案的金额：本次诉讼涉案金额为 1,678,130,928.02 元；截至本公告日， 公司连 续十 二个 月 未披露 的诉 讼、 仲 裁的数 量为 16 起 ，涉及 金额为 1,695,702,436.15 元（含本次 10 起诉讼）。 一、本次诉讼的基本情况 案件所处的诉讼阶段：一审阶段 上市公司所处的当事人地位：被告之一 是否对上市公司损益产生负面影响：因本次披露的案件尚未开庭审理或 裁决，并且连续十二个月发生的诉讼、仲裁事项中存在尚未审理、调解、判决和 执行等情况，相关案件对公司本期利润或期后利润的影响具有不确定性，实际影 响以法院或仲裁机构的最终判决或裁决为准。 公司将密切关注相关诉讼、仲裁案件的进展情况，并及时履行信息披露 义务，敬请广大投资者注意投资风险。 湘财股份有限公司（以下简称"公司"）子公司湘财证券股份有限公司（以 下简称" ...

Financial Performance - Total operating income for the first half of 2023 was ¥1,289,276,325.18, a decrease of 45.63% compared to the same period last year[13]. - Operating revenue for the first half of 2023 was ¥403,822,738.07, down 72.80% year-on-year[13]. - Net profit attributable to shareholders of the listed company reached ¥136,550,487.72, compared to a loss of ¥82,600,655.73 in the same period last year[13]. - Net cash flow from operating activities was ¥135,606,983.47, a significant decrease of 94.76% compared to the previous year[13]. - The company's basic earnings per share for the first half of 2023 was CNY 0.0478, compared to a loss of CNY 0.0289 in the same period last year, marking a significant turnaround[14]. - The net profit attributable to shareholders for the first half of 2023 turned from a loss to a profit, driven by robust growth in brokerage, credit trading, and asset management businesses[15]. - The net profit for the first half of 2023 was CNY 183,103,620.94, down from CNY 317,336,127.16 in the previous year, representing a decline of approximately 42.3%[131]. - The company's net profit after deducting non-recurring gains and losses for the first half of 2023 was approximately ¥119 million, a significant increase compared to a loss of approximately ¥83 million in the same period last year[118]. Assets and Liabilities - Total assets at the end of the reporting period were ¥35,761,786,568.24, an increase of 2.80% from the end of the previous year[13]. - Total liabilities amounted to CNY 23.85 billion, compared to CNY 22.91 billion, marking an increase of about 4.2%[123]. - The company's asset-liability ratio increased to 50.68%, up by 1.88 percentage points from 48.80% at the end of the previous year[118]. - The total value of long-term equity investments is RMB 1,832,572,012.47, also secured by loans[48]. - The company reported a total of RMB 6.95 billion in capital reserves as of June 30, 2023[138]. Cash Flow and Financing - Cash flow from operating activities for the first half of 2023 was CNY 135,606,983.47, a significant decrease from CNY 2,588,709,948.11 in the same period of 2022[132]. - The company raised CNY 1,000,000,000.00 through bond issuance, down from CNY 2,032,000,000.00 in the prior period, indicating a reduction in capital raising efforts[133]. - The net cash flow from financing activities was negative at CNY -203,328,842.51, compared to CNY -588,466,051.38 in the previous year, indicating improved financing management[136]. Risk Management - The company faced significant risks as detailed in the management discussion and analysis section of the report[5]. - The company has identified six main sources of credit risk, including risks from brokerage business, margin trading, and credit products[59]. - The company has implemented a margin system to manage credit risk in brokerage operations, ensuring full margin settlement for traditional brokerage services[59]. - Xiangcai Securities has established a comprehensive credit risk management system, including daily monitoring of bond holdings, profit and loss, credit ratings, and negative public sentiment[60]. Business Strategy and Development - The company aims to enhance its core competitiveness by focusing on differentiated advantages amidst increasing competition in the securities industry[22]. - The comprehensive registration system for stock issuance is expected to create new opportunities for the securities industry, emphasizing the need for continuous innovation and adaptation to regulatory changes[20]. - The company is actively expanding its digital service platform to improve operational efficiency and client engagement through enhanced online services[25]. - The company plans to continue expanding its market presence and investing in new technologies in the upcoming quarters[137]. Corporate Governance and Compliance - The company did not propose any profit distribution plan or capital reserve transfer to increase share capital during the reporting period[2]. - The company has committed to not engaging in related party transactions that could harm the interests of other shareholders[81]. - The company has fulfilled its legal disclosure and reporting obligations, with no undisclosed contracts, agreements, or arrangements[84]. - The company has committed to adhering to new regulatory requirements from the China Securities Regulatory Commission regarding return compensation measures[88]. Social Responsibility and Environmental Initiatives - 湘财证券累计捐赠超过630万元用于健康帮扶，已有效救治3000余名贫困病患[75]. - 湘财证券在2022年被评为中国经济信息社和农业部农研中心"金融支持乡村振兴十大典型案例"[74]. - 湘财证券为助力乡村振兴发行中小企业私募债规模已超过人民币10亿元[74]. - The company published 12 research reports related to the "dual carbon" goals during the reporting period, enhancing its commitment to green finance[71]. Technology and Innovation - Xiangcai Securities emphasizes financial technology as a key driver for business innovation, integrating big data, cloud computing, and artificial intelligence into its operations[26]. - The company has emphasized the importance of technology in its business transformation, developing software applications to enhance financial services[71]. - Research and development investments increased by 30%, focusing on innovative technologies and product enhancements[80].

重要内容提示: 湘财股份有限公司（以下简称"公司"）控股股东新湖控股有限公司（以 下简称"新湖控股"）持有公司股份 1,145,763,419 股，占公司总股本的 40.07%， 本次解除质押后新湖控股累计质押股份数量为 1,014,056,893 股，占其持股数量 的 88.50%，占公司总股本的 35.47%。 公司控股股东的一致行动人新湖中宝股份有限公司（以下简称"新湖中 宝"）持有公司股份 79,584,348 股，占公司总股本的 2.78%，本次解除质押后新 湖中宝累计质押股份数量为 38,080,000 股，占其持股数量的 47.85%，占公司总 股本的 1.33%。 证券代码：600095 证券简称：湘财股份 公告编号：临 2023-061 湘财股份有限公司 关于控股股东及一致行动人股份解除质押的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 1 二、股东累计质押股份情况 截至公告披露日，控股股东及其一致行动人累计质押股份情况如下： 公司于近日接到控股股东新湖控股及其一致行动人新湖中宝通知，获悉其所 持有本 ...

证券代码：600095 证券简称：湘财股份 公告编号：临 2023-035 湘财股份有限公司 关于参加黑龙江辖区上市公司 2023 年投资者 网上集体接待日暨年报业绩说明会活动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 活动内容：2023 年黑龙江辖区上市公司投资者集体接待日暨年报业绩说 明会活动 活动召开时间：2023 年 5 月 15 日（星期一）14：00-16:30 活动召开方式及网络交流网址：本次活动通过网络远程方式召开，投资 者可以登陆"全景路演"网站（http：//rs.p5w.net）；或关注微信公众号（名 称：全景财经）；或下载全景路演 APP 与本公司互动。 一、活动类型 投资者可以于 2023 年 05 月 12 日(星期五)16:00 前通过邮件、电话等 形式将需要了解与关注的问题预先提供给公司，公司将在活动上对投资者普遍关 注的问题集中解答。 湘财股份有限公司（以下简称"公司"）已于 2023 年 4 月 17 日在上海证 券交易所网站（http://www.sse.com ...

证券代码：600095 证券简称：湘财股份 公告编号：临 2023-035 湘财股份有限公司 关于参加黑龙江辖区上市公司 2023 年投资者 网上集体接待日暨年报业绩说明会活动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 活动内容：2023 年黑龙江辖区上市公司投资者集体接待日暨年报业绩说 明会活动 活动召开时间：2023 年 5 月 15 日（星期一）14：00-16:30 活动召开方式及网络交流网址：本次活动通过网络远程方式召开，投资 者可以登陆"全景路演"网站（http：//rs.p5w.net）；或关注微信公众号（名 称：全景财经）；或下载全景路演 APP 与本公司互动。 投资者可以于 2023 年 05 月 12 日(星期五)16:00 前通过邮件、电话等 形式将需要了解与关注的问题预先提供给公司，公司将在活动上对投资者普遍关 注的问题集中解答。 一、活动类型 湘财股份有限公司（以下简称"公司"）已于 2023 年 4 月 17 日在上海证 券交易所网站（http://www.sse.com ...

Financial Performance - Total operating revenue for Q1 2023 was RMB 563,223,478.41, a decrease of 56.61% compared to the same period last year[4] - Operating income for Q1 2023 was RMB 125,595,852.45, down 85.19% year-on-year[4] - Net profit attributable to shareholders of the listed company reached RMB 152,857,073.88, an increase of 346.18% year-on-year[4] - Net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 149,697,149.13, up 337.03% compared to the previous year[4] - The company reported a significant increase in net profit due to the recognition of litigation compensation income from its associate company, Shanghai Dazhihui Co., Ltd.[10] - The company experienced a decline in operating revenue primarily due to reduced sales in its industrial sector[8] - In Q1 2023, the company reported a net profit of ¥151,242,723.33, a significant recovery from a net loss of ¥63,135,863.49 in Q1 2022, marking a turnaround of over 340%[23] - The company achieved an investment income of ¥54,178,613.18, a substantial increase from ¥13,281,116.39 in Q1 2022, reflecting a growth of over 308%[23] - The company recorded a total comprehensive income of ¥178,715,021.41, compared to a loss of ¥63,820,343.60 in the same quarter last year, indicating a significant recovery[24] - The company’s total profit before tax was ¥201,493,564.71, a significant recovery from a loss of ¥60,362,713.19 in the previous year[23] Earnings and Shares - Basic and diluted earnings per share for Q1 2023 were both RMB 0.0535, an increase of 346.54% year-on-year[6] - The basic earnings per share for Q1 2023 was ¥0.0535, compared to a loss of ¥0.0217 per share in Q1 2022, representing a positive shift in earnings[24] - The number of stock options exercised in Q1 2023 was 4,024,452 shares, accounting for 9.33% of the total options available for exercise[16] - The total number of shares outstanding increased to 2,859,148,411 shares as of the end of Q1 2023[16] Assets and Liabilities - Total assets at the end of the reporting period were RMB 35,435,220,509.71, an increase of 1.86% from the end of the previous year[6] - Total assets as of March 31, 2023, amounted to CNY 35,435,220,509.71, up from CNY 34,788,456,047.80 at the end of 2022, reflecting an increase of 1.9%[20] - Total liabilities increased to CNY 23,330,875,205.53 in Q1 2023 from CNY 22,905,308,380.97 in Q1 2022, marking a rise of 1.9%[20] - Non-current assets totaled CNY 7,170,959,860.72 as of March 31, 2023, compared to CNY 6,182,479,508.00 at the end of 2022, indicating a growth of 16.0%[19] - The company's total equity reached CNY 12,104,345,304.18, an increase from CNY 11,883,147,666.83 at the end of 2022, representing a growth of 1.9%[20] Cash Flow - Net cash flow from operating activities was RMB 669,229,970.93, a decrease of 37.31% year-on-year[6] - Cash flow from operating activities generated a net amount of ¥669,229,970.93, down from ¥1,067,482,767.61 in Q1 2022, a decline of about 37%[26] - Net cash flow from investing activities was -$25.24 million, compared to -$22.60 million in the previous period, indicating an increase in cash outflow[27] - Total cash inflow from financing activities was $648.82 million, down from $1.06 billion in the previous period, reflecting a decrease of approximately 38.7%[27] - Cash outflow for financing activities totaled $1.41 billion, compared to $1.63 billion in the previous period, showing a reduction of about 13%[27] - Net cash flow from financing activities was -$765.78 million, worsening from -$571.60 million in the previous period[27] - The net increase in cash and cash equivalents was -$124.94 million, contrasting with a positive increase of $472.44 million in the previous period[27] - The ending balance of cash and cash equivalents was $15.22 billion, slightly down from $15.14 billion in the previous period[27] - Cash received from borrowings was $81.05 million, significantly lower than $201 million in the previous period, indicating a decrease of approximately 59.7%[27] - Cash received from other financing activities was $529.78 million, down from $857.05 million, reflecting a decline of about 38.2%[27] - Cash paid for debt repayment was $921.05 million, an increase from $751 million in the previous period, indicating a rise of approximately 22.6%[27] - Cash paid for dividends and interest was $42.07 million, down from $79.11 million, showing a decrease of about 46.9%[27] Management and Research - The company accepted one institutional research inquiry during the reporting period, with details published on the Shanghai Stock Exchange Interactive platform[16]