关于不向下修正"国力转债"转股价格的公告 | 证券代码：688103 | 证券简称：国力股份 | 公告编号：2023-061 | | --- | --- | --- | | 转债代码：118035 | 转债简称：国力转债 | | 昆山国力电子科技股份有限公司 二、关于不向下修正转股价格的具体内容 根据《募集说明书》的相关条款规定：在本次发行的可转换公司债券存续期 间，当公司 A 股股票在任意连续三十个交易日中至少有十五个交易日的收盘价 低于当期转股价格的 85%时，公司董事会有权提出转股价格向下修正方案并提 交公司股东大会审议表决。上述方案须经出席会议的股东所持表决权的三分之二 以上通过方可实施。股东大会进行表决时，持有本次发行的可转换公司债券的股 东应当回避。修正后的转股价格应不低于该次股东大会召开日前二十个交易日公 司 A 股股票交易均价和前一个交易日公司 A 股股票交易均价。若在前述三十个 交易日内发生过转股价格调整的情形，则在转股价格调整日前的交易日按调整前 的转股价格和收盘价计算，在转股价格调整日及之后的交易日按调整后的转股价 格和收盘价计算。 本公司董事会及全体董事保证本公告内容不存在任何虚假记载 ...

| 证券代码：688103 | 证券简称：国力股份 公告编号：2023-060 | | --- | --- | | 转债代码：118035 | 转债简称：国力转债 | 昆山国力电子科技股份有限公司 关于"国力转债"预计满足转股价格修正条件的提示 性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 昆山国力电子科技股份有限公司（以下简称"公司"）股票自 2023 年 9 月 21 日至 2023 年 10 月 13 日已有 10 个交易日的收盘价低于当期转股价的 85%（即 53.41 元/股），预计触发转股价格向下修正条件。若触发修正条件，公司将于触 发条件当日召开董事会审议决定是否修正转股价格，并及时履行信息披露义务。 根据《上海证券交易所上市公司自律监管指引第 12 号——可转换公司债券》 的有关规定，公司可能触发可转换公司债券（以下简称"可转债"）转股价格向下 修正条件的相关情况公告如下： 一、可转债基本情况 （一）可转债发行上市情况 经中国证券监督管理委员会《关于同意昆山国力电子科技股份有限公司 ...

| 证券代码：688103 | 证券简称：国力股份 公告编号：2023-059 | | --- | --- | | 转债代码：118035 | 转债简称：国力转债 | 调整前转股价格：63.00 元/股 调整后转股价格：62.83 元/股 转股价格调整实施日期：2023 年 10 月 11 日 "国力股份"的转股期：2023 年 12 月 16 日至 2029 年 6 月 11 日，目前尚 未进入转股期。 根据中国证券监督管理委员会关于可转换公司债券发行的有关规定及公司 于 2023 年 6 月 8 日在上海证券交易所网站（www.sse.com）披露的《昆山国力电 子科技股份有限公司向不特定对象发行可转换公司债券募集说明书》（以下简称 "募集说明书"）的相关条款，国力转债在本次发行后，若公司发生派送股票股 利、转增股本、增发新股（不包括因本次发行的可转换公司债券转股而增加的股 本）、配股以及派送现金股利等情况，公司将按上述条件出现的先后顺序，依次 对转股价格进行调整。 二、转股价格的调整方式 根据《募集说明书》发行条款的相关规定，在本次发行之后，若公司发生派 送股票股利、转增股本、增发新股（不包括因本次发行 ...

证券代码：688103 证券简称：国力股份 昆山国力电子科技股份有限公司 投资者关系活动记录表 编号：2023-010 投资者关系活动类别 特定对象调研 分析师会议 媒体采访 业绩说明会 新闻发布会 路演活动 现场参观 其他（请文字说明其他活动内容） 参与单位名称及人员姓名 线上参与公司 2023 年半年度业绩说明会的投资者 时间 2023 年 09 月 21 日 15:00-16:30 地点 价值在线（https://www.ir-online.cn/） 上市公司接待人员姓名 董事长 尹剑平 总经理 黄浩 董事会秘书 张雪梅 财务总监 李平 独立董事 王琦龙 投资者关系活动主要内容 介绍 1.上半年研发投入多少？主要研究的项目、产品有哪些？ 答:尊敬的投资者，您好！2023 年上半年，公司研发投入为 3,56 8.94 万元，研发投入金额较上年同期增长 55.65%，主要系研发人 员薪酬及研发材料投入增加、实施股权激励产生的股份支付费用增 加所致。2023 年上半年，公司主要研究的项目包括新一代车载高 压直流接触器（Y 系列）系列化、大功率速调管、高性能精细化真 空电容器的研发、大功率 S 波段磁控管、新领 ...

Group 1: R&D Investment and Projects - In the first half of 2023, the company's R&D investment amounted to 35.894 million yuan, representing a year-on-year increase of 55.65% due to higher salaries for R&D personnel and increased material costs [1] - Key research projects include the development of next-generation vehicle-mounted DC contactors, high-power fast-tuning tubes, high-performance capacitors, and new high-voltage relays [1][2] Group 2: Financial Performance - The net cash flow from operating activities for the reporting period was -14.218 million yuan, a decrease of 155.17% year-on-year, primarily due to reduced cash receipts from sales and increased expenses [2] - Total assets at the end of the reporting period were 1,870.775 million yuan, with total liabilities of 797.379 million yuan, resulting in a net asset value of 1,068.049 million yuan, indicating no liquidity risk [2] Group 3: Revenue and Profitability - The company's revenue in the first half of 2023 increased by 3.58% compared to the same period last year, driven by strong demand in the semiconductor and aerospace industries [3] - The net profit attributable to shareholders, excluding non-recurring gains and losses, decreased by 8.56% year-on-year due to increased R&D costs and stock-based compensation [3] Group 4: Market Trends and Customer Base - The company's revenue from new energy vehicles and related facilities saw a slight decline compared to the previous year, mainly due to decreased domestic market demand [2] - Major clients in the new energy sector include CATL, Huichuan Technology, New Wind Power Electronics, and XWANDA [2] Group 5: Future Growth and Strategic Initiatives - The company aims to achieve a revenue growth rate of no less than 69% and a net profit growth rate of no less than 44% in 2023, based on 2021 figures, as part of its stock incentive plan [2] - Future growth points include deepening the electronic vacuum device industry, enhancing product competitiveness, and accelerating project construction for new product development [5]

| 证券代码：688103 | 证券简称：国力股份 | 公告编号：2023-058 | | --- | --- | --- | | 转债代码：118035 | 转债简称：国力转债 | | 昆山国力电子科技股份有限公司 关于召开2023年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、说明会类型 公司已于 2023 年 8 月 29 日在上海证券交易所网站（www.sse.com.cn）披露 了《昆山国力电子科技股份有限公司 2023 年半年度报告》及《昆山国力电子科 三、参加人员 董事长 尹剑平，总经理 黄浩，董事会秘书 张雪梅，财务总监 李平，独立 董事 王琦龙（如遇特殊情况，参会人员可能进行调整）。 四、投资者参加方式 投 资 者 可 于 2023 年 9 月 21 日 （ 星 期 四 ） 15:00-16:30 通过网址 https://eseb.cn/17PMLZfGx7a 或使用微信扫描下方小程序码即可进入参与互动交 流。投资者可于 2023 年 9 月 20 日 12 ...

| 证券代码：688103 | 证券简称：国力股份 | 公告编号：2023-057 | | --- | --- | --- | | 转债代码：118035 | 转债简称：国力转债 | | 昆山国力电子科技股份有限公司 首次公开发行战略配售限售股上市流通公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、本次上市流通的限售股类型 经中国证券监督管理委员会《关于同意昆山国力电子科技股份有限公司首次 公开发行股票注册的批复》（证监许可[2021]2450 号），公司首次向社会公开 发行人民币普通股（A 股）2,389 万股，并于 2021 年 9 月 10 日在上海证券交易 所科创板挂牌上市。本公司首次公开发行 A 股前总股本为 7,150 万股，首次公开 发行 A 股后总股本为 9,539 万股，其中有限售条件流通股 7,594.2610 万股，占 本公司发行后总股本的 79.61%，无限售条件流通股 1,944.7390 万股，占本公司 发行后总股本的 20.39%。具体情况详见公司于 2021 年 9 月 9 日在上 ...

招商证券股份有限公司 关于昆山国力电子科技股份有限公司 首次公开发行战略配售限售股上市流通的核查意见 招商证券股份有限公司（以下简称"招商证券"、"保荐机构"）作为昆山国 力电子科技股份有限公司（以下简称"国力股份"、"公司"）持续督导的保荐机 构根据《证券发行上市保荐业务管理办法》、《上海证券交易所科创板股票上市规 则》等相关法律法规及规范性文件，对国力股份首次公开发行战略配售限售股上 市流通事项进行了核查，核查情况如下： 一、本次上市流通的限售股类型 经中国证券监督管理委员会《关于同意昆山国力电子科技股份有限公司首次 公开发行股票注册的批复》（证监许可[2021]2450号），公司首次向社会公开发 行人民币普通股（A股）2,389万股，并于2021年9月10日在上海证券交易所科创 板挂牌上市。本公司首次公开发行A股前总股本为7,150万股，首次公开发行A股 后总股本为9,539万股，其中有限售条件流通股7,594.2610万股，占本公司发行 后总股本的79.61%，无限售条件流通股1,944.7390万股，占本公司发行后总股本 的 20.39% 。 具 体 情 况 详 见 公 司 于 2021 年 9 月 ...

招商证券股份有限公司 关于昆山国力电子科技股份有限公司 2023 年半年度持续督导跟踪报告 根据《证券发行上市保荐业务管理办法》、《上海证券交易所科创板股票上市 规则》等有关法律、法规和规范性文件的规定，招商证券股份有限公司（以下简 称"招商证券"、"保荐机构"）作为昆山国力电子科技股份有限公司（以下简称 "国力股份"、"公司"）持续督导工作的保荐机构，负责国力股份的持续督导工 作，并出具 2023 年半年度持续督导跟踪报告。 | 序号 | 工作内容 | 持续督导工作情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度，并针对 | 保荐机构已建立健全并有效执行了 持续督导制度，已根据公司的具体 | | | 具体的持续督导工作制定相应的工作计划 | | | | | 情况制定了相应的工作计划 | | 2 | 根据中国证监会相关规定，在持续督导工作开始 | 保荐机构已与公司签署了保荐协 议，协议明确了双方在持续督导期 | | | 前，与上市公司或相关当事人签署持续督导协 | | | | 议，明确双方在持续督导期间的权利义务，并报 | | | | 上海证券交易所备案 | 间 ...

Financial Performance - Basic earnings per share for the first half of 2023 were CNY 0.30, a decrease of 9.09% compared to CNY 0.33 in the same period last year[23]. - Diluted earnings per share for the first half of 2023 were CNY 0.29, down 12.12% from CNY 0.33 year-on-year[23]. - The net profit attributable to shareholders decreased by 10.39% to ¥28,152,675.21 from ¥31,415,770.78 year-on-year[24]. - The company's operating revenue for the first half of the year was ¥289,463,163.91, an increase of 3.58% compared to ¥279,449,649.64 in the same period last year[24]. - The gross profit margin for the reporting period was 41.82%, an increase of 3.68 percentage points from the previous year[67]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was 2,745.04 million, down 8.56% year-on-year[71]. - Operating profit and total profit for the company were 2,863.48 million yuan and 2,863.94 million yuan, respectively[57]. Cash Flow and Assets - The net cash flow from operating activities was -CNY 14.218 million, a decrease of 155.17% year-on-year, primarily due to reduced cash received from sales and increased expenses[23]. - The net cash flow from operating activities was negative at -¥14,217,996.88, a decline of 155.17% compared to ¥25,772,713.06 in the previous year[24]. - Total assets increased by 25.57% to ¥1,870,774,997.96 from ¥1,489,871,828.51 at the end of the previous year[24]. - The company's inventory value was 19,700.86 million, representing 10.53% of total assets[68]. - The company reported a significant increase in cash and cash equivalents, reaching CNY 748,708,602.39, which is a 97.03% increase from CNY 380,005,227.57 in the previous period[75]. Research and Development - Research and development expenses accounted for 12.33% of operating revenue, an increase of 4.12 percentage points compared to 8.21% in the same period last year[23]. - Total R&D investment reached ¥35,689,445.01, a significant increase of 55.65% compared to ¥22,929,556.77 in the same period last year[46][47]. - The R&D model is project-based, focusing on independent research and development, with a complete management system in place to ensure quality and alignment with market needs[34]. - The company applied for 30 patents and obtained 32 patents during the reporting period, strengthening its product system in the vacuum electronic device manufacturing field[44]. - The number of R&D personnel increased to 172, representing 15.67% of the total workforce, up from 12.96% in the previous year[54]. Market Position and Strategy - The company specializes in the R&D, production, and sales of electronic vacuum devices, with applications in various sectors including new energy vehicles and aerospace[28]. - The company has established a strong position in the new energy vehicle sector, leveraging its expertise in ceramic materials technology for high-pressure direct current contactors[38]. - The company is actively exploring new markets and applications, particularly in renewable energy sectors, to enhance its competitive position and market share[40]. - The company has established stable customer relationships with well-known enterprises in aerospace, military, semiconductor equipment, and renewable energy sectors[56]. - The company is focusing on digital and automated transformation, with the PLM and new ERP systems beginning to operate, enhancing production efficiency and capacity[57]. Risks and Challenges - The company faces risks related to R&D and technology innovation, which are critical for its operational development and market competitiveness[61]. - The company faces risks from raw material price fluctuations, particularly in metals, which significantly impact production costs[65]. - The company is exposed to legal risks related to ongoing lawsuits, which could adversely affect its financial condition if substantial compensation is required[66]. - There are significant litigation matters involving the company, including a lawsuit filed by Philips in Illinois against GL Leading and others for alleged misuse of trade secrets[162]. - The company is involved in a lawsuit initiated by Philips, claiming infringement of commercial secrets related to X-ray tubes, with a compensation demand of RMB 50 million[163]. Environmental and Social Responsibility - The company invested 4.92 million yuan in environmental protection during the reporting period[101]. - The company is listed as a key pollutant discharge unit and has implemented effective pollution control measures to ensure emissions meet national standards[102]. - The company has established an emergency response plan for environmental incidents and filed it with the local environmental authority[105]. - The company will increase investment in environmental protection to enhance pollutant disposal capabilities in the future[108]. - The company did not implement any carbon reduction measures during the reporting period[109]. Shareholder Commitments and Governance - The company’s actual controller and shareholders have committed to a 36-month lock-up period following the IPO, which started on September 8, 2021[111]. - The commitment includes a restriction on selling shares for two years after the lock-up period ends[111]. - The company has appointed new independent directors and supervisors as part of its board restructuring, effective from February 1, 2023[93]. - The company has completed the election of the board of directors and supervisory board, along with the appointment of senior management personnel[96]. - The company will ensure compliance with all relevant laws and regulations regarding share reductions[129]. Future Outlook - The company provided a positive outlook for the second half of 2023, projecting revenue growth of 20% to 30% based on current market trends and product demand[123]. - New product launches are expected to contribute an additional $100 million in revenue, with a focus on innovative technology solutions[120]. - The company is expanding its market presence in Asia, targeting a 10% market share increase by the end of 2024[122]. - The management emphasized the importance of sustainability initiatives, aiming for a 50% reduction in carbon emissions by 2025[125]. - The company is exploring potential acquisitions to strengthen its market position, with a budget of $200 million allocated for strategic investments[121].