关于东来涂料技术(上海)股份有 限公司 非经营性资金占用及其他关联资 金往来情况的专项报告 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.cnof.gov.cn）"进行查 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.cnof.gov.cn）"进行直播 立信会计师事务所(特殊普通合伙) BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP 关于东来涂料技术(上海)股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2024]第 ZA11714 号 东来涂料技术(上海)股份有限公司全体股东: 我们审计了东来涂料技术(上海)股份有限公司(以下简称"东 来技术公司")2023年度的财务报表,包括 2023年12月 31日的合并 及母公司资产负债表、2023年度合并及母公司利润表、合并及母公 司现金流量表、合并及母公司所有者权益变动表和相关财务报表附 注,并于 2024年 4 月 25 日出具了报告号为信会师报字(2024)第 ZA11713 号的无保留意见审计报告。 东来 ...

东来涂料技术（上海）股份有限公司 2023 年度独立董事述职报告 本人王健胜，作为东来涂料技术（上海）股份有限公司（以下简称"公司"） 第二届董事会及第三届董事会的独立董事，2023 年度任职期间内，严格按照 《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证 券法》（以下简称"《证券法》"）、《上海证券交易所科创板股票上市规则》、 《上市公司独立董事管理办法》、《上市公司治理准则》等相关法律、法规和规 范性文件规定，本着恪尽职守、勤勉尽责的工作态度，积极出席公司股东大会 会议、董事会会议及各专门委员会会议，认真审议董事会各项议案，切实履行 独立董事职责，并按规定对公司相关事项发表了独立、客观、公正的意见。现 将 2023 年度履行职责的情况报告如下： 一、基本情况 （一）个人工作履历、专业背景以及兼职情况 王健胜，中国国籍，无境外永久居留权，1961 年生，大专学历，执业注册 会计师，拥有注册资产评估师与注册税务师执业资格。上海市虹口区第十二届、 第十三届政协委员。现任上海市司法会计鉴定专家委员会专家、上海市司法鉴 定协会会计专业委员会主任委员。曾就职于上海宏华会计师事务所有限公司； 现 ...

东来涂料技术(上海)股份有限公司 鉴证报告 2023 年度 HI 山东 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（hmm//worn-form 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（hmm//www.mir 报告编码:沪24CQTXJ3PC T7 立信会计师事务所(特殊普通合伙) BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP 关于东来涂料技术(上海)股份有限公司2023年度募集资金 存放与使用情况专项报告的鉴证报告 信会师报字[2024]第ZA11716号 东来涂料技术(上海)股份有限公司全体股东: 我们接受委托,对后附的东来涂料技术(上海)股份有限公司(以 下简称"东来技术"）2023年度募集资金存放与使用情况专项报告(以 下简称"募集资金专项报告")执行了合理保证的鉴证业务。 一、董事会的责任 东来技术董事会的责任是按照中国证券监督管理委员会《上市公 司监管指引第2号 -- 上市公司募集资金管理和使用的监管要求 (2022年修订)》(证监会公告〔2022〕15号)、《上海证券交易所 科创板上市公司自律监管指 ...

东来涂料技术(上海)股份有限公司 内部控制审计报告 二〇二三年度 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.mof.gov.co）"进行查 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.mof.gov.co）"进行查 and and and the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the station of the statio 三、内部控制的固有局限性 内部控制具有固有局限性,存在不能防止和发现错报的可能性。 此外,由于情况的变化可能导致内部控制变得不恰当,或对控制政策 和程序遵循的程度降低,根据内部控制审计结果推测未来内部控制的 有效性具有一定风险。 立信会计师事务所(特殊普通合伙) BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP 内部控制审计报告 ...

Financial Performance - The net profit attributable to shareholders for 2023 is CNY 51,673,626.57, with a distributable profit at year-end of CNY 293,377,784.30[5] - The proposed cash dividend distribution amounts to CNY 22,295,760.00, which represents 43.15% of the net profit attributable to shareholders for 2023[5] - The total amount for profit distribution, including share repurchase, is CNY 56,190,601.51, exceeding the net profit attributable to shareholders by 108.74%[6] - The company repurchased shares totaling CNY 33,894,841.51 during the year, which is considered as cash dividends under regulations[6] - The company's operating revenue for 2023 reached ¥518,948,207.40, representing a year-on-year increase of 31.83% compared to ¥393,646,158.18 in 2022[21] - Net profit attributable to shareholders increased by 140.66% to ¥51,673,626.57 from ¥21,472,038.89 in the previous year[21] - The net profit after deducting non-recurring gains and losses rose by 168.81% to ¥15,567,673.78, up from ¥5,791,264.10 in 2022[21] - The net cash flow from operating activities increased by 62.15% to ¥31,630,119.08 compared to ¥19,506,586.24 in 2022[21] - Basic earnings per share increased by 144.44% to ¥0.44 from ¥0.18 in the previous year[22] - Diluted earnings per share rose by 138.89% to ¥0.43, up from ¥0.18 in 2022[23] - The company's total assets increased by 26.59% to ¥1,571,072,273.25 from ¥1,241,062,171.03 in 2022[21] - The company's net assets attributable to shareholders increased by 2.80% to ¥867,711,721.38 compared to ¥844,087,277.43 at the end of 2022[21] Research and Development - Research and development expenses accounted for 5.68% of operating revenue, a decrease of 0.40 percentage points from 6.08% in 2022[23] - R&D investment amounted to 29.49 million yuan, up 23.11% year-on-year, accounting for 5.68% of operating revenue[33] - The company holds a total of 60 invention patents and 17 utility model patents as of the end of the reporting period[33] - The company has developed several core technologies, including environmentally friendly water-based automotive repair paint, which reduces VOC emissions and improves safety for workers[67] - The company emphasizes continuous R&D innovation, with all core technologies having obtained patent authorization, ensuring a competitive edge in the market[67] - The company has increased its R&D personnel to 83, representing 12.89% of the total workforce, up from 12.24% in the previous period[87] - The company is developing a water-based insulation coating for electric vehicle battery packs, which meets high resistance and safety standards, with good application prospects[81] - A new water-based antibacterial and antiviral coating has been created, utilizing modified nano-silver antibacterial agents for long-lasting performance[81] Market Position and Strategy - The company has entered a growth phase in overseas markets, particularly in automotive coatings[34] - The company is focusing on developing a comprehensive service demand for painting applications, particularly in green body shop centers that meet VOC emission standards[66] - The company is committed to expanding its product offerings in the automotive sector, with several projects in advanced stages of development and promising application prospects[76] - The company aims to enhance its market presence through the development of advanced coatings that meet stringent automotive industry standards[78] - The company is strengthening its position as a key supplier in the automotive aftermarket paint sector, focusing on direct sales and enhancing management of authorized dealers to increase global market share[151] Governance and Compliance - The company has established a governance structure consisting of the shareholders' meeting, board of directors, supervisory board, and management, ensuring clear responsibilities and coordinated operations[167] - The board of directors has set up four specialized committees: strategy, audit, nomination, and compensation, to support decision-making on significant matters[167] - The company has not reported any issues regarding independence from its controlling shareholders or significant competition affecting its operations[167] - The governance structure complies with relevant laws and regulations, ensuring effective oversight and operational integrity[167] - The company has maintained stable leadership, with key executives holding their positions for several years, contributing to consistent strategic direction[175] Operational Risks and Challenges - The company has outlined various operational risks and corresponding mitigation measures in the report[4] - The company faces risks related to rising labor costs and fluctuations in raw material prices, which could impact profitability[98] - The company faces risks related to market demand fluctuations, particularly in the automotive sector, which could impact future performance[104] Investment and Future Projects - The company plans to invest 400 million yuan in a new project for water-based environmentally friendly automotive coatings, with construction expected to be completed by Q1 2026[36] - The company plans to complete the "10,000 tons of water-based environmentally friendly automotive paint" project by Q1 2026, with a total investment of RMB 40,000 million[145] - The company aims to use funds raised from its IPO to build new facilities, upgrade existing production lines, and enhance R&D capabilities, aiming for an annual production capacity of 10,000 tons of water-based environmentally friendly automotive coatings[155] Employee Management and Development - The company has implemented a series of training programs to enhance employee skills and foster a sense of belonging[197] - The company has established a performance-based incentive system to ensure competitive salary levels, linking employee compensation directly to their contributions[196] - Total remuneration for all directors, supervisors, and senior management at the end of the reporting period amounted to RMB 4.7033 million[180] Sales and Revenue - The company achieved substantial growth in overseas markets, with overseas revenue increasing by 24.52% and a remarkable 1,158.83% growth in the Northwest region[110] - Direct sales revenue reached CNY 400.23 million, up 19.64%, while distribution sales increased by 113.53% to CNY 115.56 million[110] - The main business revenue from automotive aftermarket repair coatings accounted for over 40% of total revenue, indicating significant reliance on this segment[104]

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、 本次授权事项概述 根据《上市公司证券发行注册管理办法》《上海证券交易所上市公司证券发 行上市审核规则》《上海证券交易所上市公司证券发行与承销业务实施细则》等 相关规定，东来涂料技术（上海）股份有限公司（以下简称"东来技术"或"公 司"）于 2024 年 4 月 25 日召开第三届董事会第四次会议，同意公司董事会提请 股东大会授权董事会决定公司向特定对象发行融资总额不超过 3 亿元且不超过 最近一年末净资产 20%的股票，授权期限为自公司 2023 年年度股东大会审议通 过之日起至公司 2024 年年度股东大会召开之日止。 二、 本次授权事宜具体内容 本次提请股东大会授权事宜包括但不限于以下内容： （一）确认公司是否符合以简易程序向特定对象发行股票条件 证券代码：688129 证券简称：东来技术 公告编号：2024-022 东来涂料技术（上海）股份有限公司 关于提请股东大会授权董事会以简易程序向特定对 象发行股票的公告 1、 本次发行股票的定价基准日为发行期首日，发行价格 ...

公司代码：688129 公司简称：东来技术 东来涂料技术（上海）股份有限公司 2023 年度内部控制评价报告 东来涂料技术（上海）股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由 ...

董事会关于独立董事独立性自查情况的专项报告 东来涂料技术（上海）股份有限公司董事会 2024 年 4 月 25 日 东来涂料技术（上海）股份有限公司（以下简称"公司"）第二届董事会独 立董事由任浩先生、曾娟女士、王健胜先生组成，2023 年 12 月 8 日，公司完成 董事会的换届选举，第三届董事会独立董事由高彦峰先生、苏涛永先生、王健胜 先生组成。根据《上市公司独立董事管理办法》《上海证券交易所科创板股票上 市规则》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》 等相关规定，公司董事会对 2023 年度独立董事履职期间的独立性情况进行了评 估并出具如下专项意见： 东来涂料技术（上海）股份有限公司 经核查，独立董事在 2023 年度任职期间，未在公司担任除独立董事以外的 任何职务，也未在公司主要股东公司担任任何职务，与公司及公司主要股东之间 不存在直接或者间接利害关系或者其他可能影响其进行独立客观判断关系的情 形，始终保持高度的独立性，履职行为符合《上市公司独立董事管理办法》《上 海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管 指引第 1 号——规范运作》等规定中对 ...

Financial Performance - The company's operating revenue for Q1 2024 reached ¥112,879,873.18, representing a year-on-year increase of 35.57%[2] - Net profit attributable to shareholders was ¥19,982,053.35, showing a significant increase of 554.75% compared to the same period last year[2] - Basic earnings per share (EPS) was reported at ¥0.17, reflecting a growth of 466.67% year-on-year[2] - Total operating revenue for Q1 2024 reached ¥112,879,873.18, a 35.7% increase from ¥83,260,112.22 in Q1 2023[18] - Net profit for Q1 2024 was ¥19,982,053.35, compared to ¥3,051,849.07 in Q1 2023, marking a significant increase of 554.5%[19] - Earnings per share for Q1 2024 were ¥0.17, up from ¥0.03 in Q1 2023, indicating a growth of 466.7%[20] Cash Flow and Management - The net cash flow from operating activities was negative at -¥36,301,729.15, indicating a need for improved cash management[2] - Cash inflow from operating activities in Q1 2024 was ¥113,332,127.03, compared to ¥87,778,269.13 in Q1 2023, reflecting a growth of 29.1%[20] - The net cash flow from operating activities was -$36.3 million, an improvement from -$41.4 million in the previous quarter[21] - Cash inflow from investment activities totaled $383.1 million, compared to $285.4 million in the prior quarter, resulting in a net cash flow of $45.9 million from investments[21] - Cash inflow from financing activities was $258.4 million, significantly higher than $99.2 million in the previous quarter, with a net cash flow of $6.8 million[21] - The company recorded a cash outflow of $10.2 million related to other operating activities, down from $13.9 million in the previous quarter[21] Assets and Liabilities - Total assets at the end of the reporting period were ¥1,573,848,293.40, a slight increase of 0.18% from the end of the previous year[3] - Total liabilities as of Q1 2024 amounted to ¥742,108,410.41, an increase from ¥703,360,551.87 in the previous year[16] - The total assets as of Q1 2024 were ¥1,573,848,293.40, a slight increase from ¥1,571,072,273.25 in the previous year[16] - The company's total current assets increased to RMB 1,265,264,542.65 from RMB 1,261,459,135.12 as of December 31, 2023[14] - The company's inventory increased to RMB 109,111,181.23 from RMB 98,560,251.40, representing a growth of about 10.5%[14] - Short-term borrowings increased to RMB 646,689,124.56 from RMB 578,884,572.63, indicating a rise of approximately 11.7%[14] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 5,284, indicating a stable shareholder base[9] - The top ten shareholders collectively hold 44.28% of the shares, with Shanghai Donglai Technology Co., Ltd. being the largest shareholder at 53,352,000 shares[9] - As of March 31, 2024, the company has repurchased a total of 5,294,468 shares, accounting for 4.39% of the total share capital of 120,478,800 shares[12] - The company plans to use repurchased shares to maintain company value and protect shareholder interests[11] - The company has not reported any changes in the shareholding structure of the top 10 shareholders due to securities lending activities[10] Research and Development - Research and development (R&D) expenses totaled ¥6,754,940.43, accounting for 5.98% of operating revenue, a decrease of 1.95 percentage points year-on-year[3] - Research and development expenses for Q1 2024 were ¥6,754,940.43, slightly up from ¥6,600,595.11 in Q1 2023, indicating a focus on innovation[18] Financial Expenses - The company reported a financial expense of ¥3,048,784.03 in Q1 2024, significantly higher than ¥1,117,976.19 in Q1 2023, reflecting increased borrowing costs[18]

东方证券承销保荐有限公司 关于东来涂料技术（上海）股份有限公司 2023 年度募集资金存放与使用情况的核查意见 东方证券承销保荐有限公司（以下简称"东方投行"、"保荐机构"）作为 东来涂料技术（上海）股份有限公司（以下简称"东来技术"或"公司"）首次 公开发行股票并在科创板上市的持续督导保荐机构，根据《证券发行上市保荐业 务管理办法》《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监 管要求》《上海证券交易所上市公司持续督导工作指引》《上海证券交易所科创板 上市公司自律监管指引第 1 号——规范运作》《科创板上市公司持续监管办法（试 行）》及《上海证券交易所科创板股票上市规则》等有关规定，对东来技术 2023 年度募集资金的存放和使用情况进行了核查，具体情况如下： 一、募集资金的基本情况 （一）实际募集资金金额、资金到账情况 根据 2020 年 9 月 8 日中国证券监督委员会（以下简称"中国证监会"）《关 于同意东来涂料技术（上海）股份有限公司首次公开发行股票注册的批复》（证 监许可[2020]2118 号），公司获准首次向社会公众公开发行人民币普通股 30,000,000 股，每股面值为人民币 ...