北京大成(上海)律师事务所 关于 东来涂料技术(上海)股份有限公司 2021 年限制性股票激励计划作废部分已授予尚未归属 限制性股票、调整授予价格、首次授予部分第一个归属 期及预留授予部分第一个归属期归属条件成就事项 之 法律意见书 大成是 Dentons 在中国的优先合作律所 北京大成(上海)律师事务所 www.dachenglaw.com 上海市浦东新区世纪大道 100 号上海环球金融中心 9/24/25 楼(200120) 9th/24th/25th Floor, Shanghai World Financial Center, No. 100 Century Avenue, Pudong New Area, Shanghai 200120, P.R. China Tel: +86 21-58785888 Fax: +86 21-58786866 大成 DENTONS 大成是 Dentons 在中国的优先合作律所 目录 | | 平 义 … F ★ www.manumman.wikiwuwww | | --- | --- | | | 本次调整、作废及归属的批准与授权 . | | | 本次调整的具体情况 | ...

证券代码：688129 证券简称：东来技术 公告编号：2023-031 东来涂料技术(上海)股份有限公司 关于调整公司 2021 年限制性股票激励计划 授予价格的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责 任。 重要内容提示： 限制性股票授予价格（含预留授予）由 13.88 元/股调整为 13.64 元/ 股。 东来涂料技术(上海)股份有限公司（以下简称"东来技术"或"公司"）于 2023 年 8 月 21 日召开第二届董事会第二十次会议、第二届监事会第十九次会 议，同意根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）、 《上海证券交易所科创板股票上市规则》（以下简称"《上市规则》"）、公司 《2021 年限制性股票激励计划（草案）》（以下简称"《激励计划》"、"本激 励计划"）的有关规定，以及公司 2021 年第二次临时股东大会的授权，公司董 事会对 2021 年限制性股票激励计划授予价格（含预留授予）进行调整，具体情 况如下： 一、本次限制性股票激励计划已履行的决策程序和信息披露情况 1、2021 年 ...

除 60 名激励对象因离职而不具备激励对象条件,不符合归属条件外，公司 本次激励计划首次授予部分第一个归属期及预留授予部分第一个归属期合计 110 名激励对象(其中首次授予部分 105 名,预留授予部分 10 名,预留授予部分中 有 5 名同为首次授予的激励对象)符合《公司法》《证券法》、《管理办法》、《上 市规则》等法律、法规和规范性文件规定的激励对象条件,符合本次激励计划规 定的激励对象范围,其作为公司本次激励计划激励对象的主体资格合法、有效, 激励对象获授限制性股票的首次授予部分第一个归属期及预留授予部分第一个 归属期归属条件已成就。 监事会同意本次符合条件的 110 名激励对象(其中首次授予部分 105 名,预 留授予部分 10 名,预留授予部分中有 5 名同为首次授予的激励对象 >办理归属, 对应限制性股票的归属数量为 52.51 万股。上述事项符合相关法律、法规及规范 性文件所规定的条件,不存在损害公司及股东利益的情形。 东来涂料技术( 东来涂料技术(上海)股份有限公司 监事会关于公司 2021年限制性股票激励计划首次授予和预 留授予第一个归属期归属名单的核查意见 东来涂料技术(上海)股份有限公司 ...

证券代码：688129 证券简称：东来技术 公告编号：2023-029 东来涂料技术(上海)股份有限公司 第二届董事会第二十次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责 任。 东来涂料技术(上海)股份有限公司（以下简称"公司"）第二届董事会第 二十次会议通知已于2023年8月14日以书面方式发出，会议于2023年8月21日在 公司会议室以现场与通讯表决相结合的方式召开。会议应参与表决董事7名，实 际参与表决董事7名。公司监事、高级管理人员列席了本次会议。会议的召集与 召开符合《中华人民共和国公司法》和《东来涂料技术(上海)股份有限公司章 程》等相关规定，表决形成的决议合法、有效。 一、审议通过《关于调整公司2021年限制性股票激励计划授予价格的议案 》 表决结果：同意 5 票，反对 0 票，弃权 0 票 1 具体内容详见公司于同日刊登在上海证券交易所网站（www.sse.com.cn） 的《关于调整公司 2021 年限制性股票激励计划授予价格的公告》（公告编号： 2023-031）。 二、审议通过《关于作废公 ...

证券代码：688129 证券简称：东来技术 公告编号：2023-024 东来涂料技术（上海）股份有限公司 关于召开 2022 年度暨 2023 年第一季度业绩说明会 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 东来涂料技术（上海）股份有限公司（以下简称"公司"）已于 2023 年 4 月 25 日在上海证券交易所网站（www.sse.com.cn）披露了公司《2022 年年度报告》 及其摘要，于 2023 年 4 月 29 日在上海证券交易所网站（www.sse.com.cn）披露 了公司《2023 年第一季度报告》。为加强与投资者的深入交流，使投资者更加全 面、深入地了解公司 2022 年度暨 2023 年第一季度的经营成果及财务状况，公司 拟于 2023 年 5 月 26 日（星期五）下午 13：00-14：00 以网络互动的方式召开 2022 年度暨 2023 年第一季度业绩说明会，就投资者关心的问题进行交流，欢迎 广大投资者积极参与。 一、说明会类型 本次投资者说明会以网络互动方式召开， ...

2023 年第一季度报告 证券代码：688129 证券简称：东来技术 东来涂料技术（上海）股份有限公司 2023 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人朱忠敏、主管会计工作负责人卢大川及会计机构负责人（会计主管人员）卢大川保证 季度报告中财务信息的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | 项目 | 本报告期 | 本报告期比上年 同期增减变动幅 | | | --- | --- | --- | --- | | | | 度(%) | | | 营业收入 | 83,260,112.22 | | 8.87 | | 归属于上市公司股东的净利润 | 3,051,849.07 | | -72.32 | | 归属于上市公司股东的扣除非 | -6,665 ...

Financial Performance - In 2022, the company's operating revenue declined significantly due to macroeconomic downturn, resulting in a net profit decrease of 77.10%[4] - In 2022, the company's operating revenue was CNY 393.65 million, a decrease of 20.27% compared to CNY 493.70 million in 2021[21] - The net profit attributable to shareholders was CNY 21.51 million, down 77.10% from CNY 93.93 million in the previous year[21] - The basic earnings per share decreased to CNY 0.18, a decline of 76.92% from CNY 0.78 in 2021[23] - The net cash flow from operating activities dropped by 71.22% to CNY 19.51 million, compared to CNY 67.79 million in 2021[24] - The gross profit margin for the reporting period was 33.09%, a decrease of 9.45 percentage points year-on-year[97] - Revenue from automotive aftermarket repair coatings was 195.01 million RMB, down 35.78% year-on-year[99] - Revenue from new automotive interior and exterior parts and body coatings was 142.95 million RMB, an increase of 28.32% year-on-year[99] Shareholder Returns - The company repurchased a total of 1,199,906 shares for a total amount of RMB 16,104,020.96, which accounted for 74.87% of the net profit attributable to shareholders[5] - The company plans not to distribute cash dividends for the 2022 fiscal year, opting instead to retain undistributed profits for future allocation[5] - The company plans to maintain a cash dividend policy where at least 10% of the distributable profit will be distributed in cash annually, with specific ratios depending on the development stage and capital expenditure plans[184] - The company’s cash dividend distribution for the year was not less than 30% of the average distributable profit over the last three years[184] Research and Development - The company is in a phase of continuous R&D investment and market development, indicating a focus on long-term growth despite current challenges[4] - Research and development expenses accounted for 6.08% of operating revenue, an increase of 0.73 percentage points from 5.35% in 2021[23] - The company invested a total of ¥23,953,003.99 in R&D during the reporting period, a decrease of 9.36% compared to ¥26,425,953.50 in the previous year[70] - The company has 58 invention patents and 17 utility model patents, with 168 invention patents under application[34] - The company is currently working on 5 key R&D projects, with total expected investments ranging from ¥130 million to ¥160 million for each project[73] - The company has developed a fast-drying intermediate paint for automotive repairs, which significantly reduces drying time and improves operational efficiency[63] Market Conditions and Risks - There is a risk of continued performance decline or losses if market demand does not recover, compounded by rising labor costs[4] - The company experienced a significant decline in terminal consumer market demand, impacting revenue and increasing production costs due to rising raw material prices[24] - The company faces risks from rising labor costs and fluctuating prices of raw materials, which constitute 70% of production costs[89] - The company has outlined various risks and corresponding mitigation measures in the report, emphasizing the importance of monitoring market conditions[4] Corporate Governance - The company has established a clear governance structure with defined roles and responsibilities among shareholders, the board, and management[155] - The total remuneration for the chairman and general manager, Zhu Zhongmin, was 846,100 RMB[158] - The company has not reported any issues regarding independence or operational autonomy from its controlling shareholders[155] - The company’s board of directors must provide detailed explanations if no cash dividend proposal is made despite positive distributable profits[191] Strategic Focus - The company is currently focused on enhancing its core competitiveness and maintaining stable operations amid economic challenges[4] - The company aims to enhance production capacity and improve product quality through the new plant project, integrating into the customer value chain[37] - The company plans to continue expanding its market presence and enhancing its product offerings through ongoing R&D efforts[74] - The company has a strategic focus on R&D, maintaining an independent team to continuously innovate and develop high-end automotive coatings[45] Operational Efficiency - The company has established a flat direct sales network with 9 subsidiaries and offices, covering key markets such as Beijing, Shanghai, and Guangzhou[85] - The company has a mature marketing network that extends to lower-tier cities, enhancing its market penetration[85] - The company plans to strengthen its management system to improve operational efficiency and risk management[151] - The company emphasizes collaboration with upstream suppliers for material development, enhancing its core competencies in polymer chemical materials[80]

2022 年第三季度报告 证券代码：688129 证券简称：东来技术 东来涂料技术（上海）股份有限公司 2022 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务 信息的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 主要会计数据和财务指标 单位：元 币种：人民币 | 项目 | 本报告期 | 本报告期比上 年同期增减变 | | 年初至报告期末 | | --- | --- | --- | --- | --- | | | | | 年初至报告期末 | 比上年同期增减 | | | | 动幅度(%) | | 变动幅度(%) | | 营业收入 | 105,915,006.12 | -9.98 | 267,842,325.63 | -18.20 | ...

Financial Performance - The company reported a total revenue of RMB 200 million for the first half of 2022, representing a year-on-year increase of 15%[20]. - The gross profit margin for the reporting period was 30%, which is a slight decrease from 32% in the same period last year[20]. - Basic earnings per share decreased by 55.56% to CNY 0.16 compared to the same period last year[21]. - Net profit attributable to shareholders decreased by 55.86% to CNY 19.21 million, while net profit excluding non-recurring gains and losses decreased by 75.26% to CNY 8.19 million[23]. - Operating revenue fell by 22.81% to CNY 161.93 million compared to the same period last year[23]. - The company reported a net profit margin of approximately 5.0% for the first half of 2022, compared to 12.0% in the same period of 2021[160]. - The net profit for the first half of 2022 was CNY 19,210,866.50, down 56.0% from CNY 43,519,412.26 in the first half of 2021[162]. - The company reported a total of 53,352,000 restricted shares eligible for trading starting from October 23, 2023[145]. Research and Development - The company is investing RMB 50 million in R&D for new eco-friendly coating technologies aimed at reducing VOC emissions by 25%[20]. - The proportion of R&D investment to operating revenue increased by 0.83 percentage points to 6.50%[21]. - The company has a fully independent R&D team and system, continuously investing in the development of automotive coatings, industrial coatings, and color development, aiming to meet the standards of high-end automotive brands[35]. - The company achieved a total R&D investment of ¥10,531,894.06, a decrease of 11.53% compared to the previous year's ¥11,904,071.40[58]. - The company obtained 4 new invention patents during the reporting period, bringing the total number of invention patents to 54[56]. - The company is currently working on 5 key R&D projects with a total expected investment of ¥725 million, of which ¥367.69 million has been invested to date[60]. - The company has developed a high-performance water-based two-component epoxy primer with improved sanding properties, fast drying speed, and high hardness compared to existing technologies[51]. Market Expansion and Strategy - Future outlook indicates a projected revenue growth of 20% for the second half of 2022, driven by new product launches and market expansion strategies[20]. - Market expansion efforts include entering two new provinces in China, which are expected to contribute an additional RMB 30 million in revenue by the end of 2022[20]. - The company aims to expand its market presence and enhance product offerings in the automotive and electronics sectors[27]. - The company is focusing on expanding its market presence through innovative product development and environmentally friendly technologies[52]. - The company is considering strategic acquisitions to bolster its product offerings, with a budget of 100 million allocated for potential deals[110]. Governance and Compliance - The company has maintained a stable governance structure with all board members confirming the accuracy of the financial report[11]. - There are no significant non-operating fund occupations by controlling shareholders or related parties reported[8]. - The company has maintained compliance with environmental regulations, with no incidents of pollution reported during the reporting period[99]. - The company has implemented regular inspections and third-party assessments to ensure environmental protection measures are effective[99]. - The company has not faced any administrative penalties related to environmental issues[99]. Risks and Challenges - The company faced challenges due to pandemic-related restrictions, impacting production and market demand[21]. - The company faces risks related to rising labor costs, intellectual property protection, and fluctuations in raw material prices[78]. - The company is facing potential risks related to safety production and environmental protection due to the nature of its chemical products[82]. Shareholder and Capital Management - The company announced no profit distribution or capital reserve transfer for the first half of 2022, with no dividends or stock bonuses planned[95]. - The company has committed to a share lock-up period of 36 months from the date of listing, during which no shares will be transferred or managed by others[102]. - The company will not repurchase shares held by the controlling shareholder during the lock-up period[103]. - The company will publicly disclose any failure to fulfill commitments and compensate investors for losses incurred due to non-compliance[107]. Product Development and Innovation - The company is focused on high-performance coatings for automotive and 3C consumer electronics, with a strong emphasis on R&D[27][29]. - The company has developed a technology for ultra-fast drying intermediate paint for automotive repairs, which saves energy and reduces construction time[50]. - The company has introduced a fast-drying automotive repair paint that can be polished within 25 minutes at room temperature, enhancing operational efficiency[51]. - The company has developed a new VOC water-based paint cleaner that is more environmentally friendly and cost-effective compared to existing technologies[54]. Financial Position and Assets - The company's total assets as of June 30, 2022, were 995.43 million yuan, a slight decrease of 0.28% compared to the same period last year[73]. - The total current assets decreased from CNY 917,172,695.63 to CNY 837,041,217.53, representing a decline of approximately 8.7%[153]. - Cash and cash equivalents decreased significantly from CNY 665,335,459.00 to CNY 69,322,971.35, a drop of about 89.6%[153]. - The company reported a total of 184 patent applications, with 72 patents granted to date[56].

Revenue and Profit - Revenue for Q1 2022 was CNY 76,476,430.92, representing a decrease of 19.92% compared to the same period last year[5] - Net profit attributable to shareholders was CNY 11,027,121.07, down 41.14% year-on-year[5] - Net profit excluding non-recurring gains and losses decreased by 60.57% to CNY 7,231,082.24[5] - Basic and diluted earnings per share were both CNY 0.09, down 43.75% year-on-year[5] - Total revenue for Q1 2022 was CNY 76,476,430.92, a decrease of 20% compared to CNY 95,495,368.63 in Q1 2021[17] - Net profit for Q1 2022 was CNY 11,027,121.07, a decline of 41% from CNY 18,733,747.82 in Q1 2021[19] - Basic and diluted earnings per share for Q1 2022 were CNY 0.09, down from CNY 0.16 in Q1 2021[19] Cash Flow and Assets - Operating cash flow turned negative at CNY -23,380,974.24, a decline of 451.36% compared to the previous year[5] - The company's cash and cash equivalents decreased significantly from ¥665,335,459.00 to ¥60,548,254.09, indicating a reduction of about 90.9%[14] - The total cash and cash equivalents at the end of Q1 2022 were CNY 60,548,254.09, down from CNY 91,468,231.23 at the end of Q1 2021[24] - The company’s cash flow from operating activities turned negative, contrasting with a positive cash flow of CNY 6,654,368.94 in Q1 2021[22] - The company reported a significant increase in cash paid for purchasing goods and services, totaling CNY 87,812,327.96, compared to CNY 60,764,700.77 in the previous year[22] - The company’s cash flow challenges are reflected in the overall net decrease in cash and cash equivalents of -CNY 604,787,204.91 for the quarter[24] Research and Development - R&D expenses totaled CNY 5,790,028.97, accounting for 7.57% of revenue, an increase of 1.04 percentage points[6] - Research and development expenses were CNY 5,790,028.97 in Q1 2022, down from CNY 6,235,456.70 in Q1 2021, indicating a potential shift in R&D focus[18] Assets and Liabilities - Total assets at the end of the reporting period were CNY 983,700,618.69, a decrease of 1.45% from the end of the previous year[6] - Total assets decreased to CNY 983,700,618.69 in Q1 2022 from CNY 998,179,453.09 in Q1 2021[16] - Total liabilities decreased to CNY 106,769,803.91 in Q1 2022 from CNY 134,383,324.84 in Q1 2021[16] - Non-current liabilities totaled CNY 3,818,377.35 in Q1 2022, slightly up from CNY 3,755,364.55 in Q1 2021[16] Market and Strategic Direction - The decline in profits was primarily attributed to the outbreak of COVID-19 in Shanghai and rising raw material prices[7] - The company increased inventory reserves significantly due to rising procurement costs[7] - The company has not disclosed any new product developments or market expansion strategies in the current report[12] - There are no significant changes in the company's strategic direction or mergers and acquisitions mentioned in the report[12] Shareholder Information - The company has a major shareholder, Shanghai Donglai Technology Co., Ltd., holding 44.46% of shares, and another significant shareholder, Zhu Zhongmin, holding 17.27%[10] - The company reported a total of 1,500,000 shares lent out through margin trading as of the reporting period[11] Financial Performance - The weighted average return on equity was 1.28%, a decrease of 1.08 percentage points[5] - The company reported a financial expense of CNY -513,379.75 in Q1 2022, an improvement from CNY -968,784.78 in Q1 2021[18] - Deferred tax assets were CNY 5,077,197.09 in Q1 2022, a decrease from CNY 5,572,034.82 in Q1 2021, reflecting changes in tax strategy[16]