中信建投证券股份有限公司关于 云从科技集团股份有限公司 | 序号 | 工作内容 | 持续督导情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度， | 保荐人已建立健全并有效执行了持续督 | | | 并针对具体的持续督导工作制定相应的 | 导制度，并制定了相应的工作计划。 | | | 工作计划。 | | | 2 | 根据中国证监会相关规定，在持续督导工 | 保荐人已与云从科技签订《保荐协议》， 该协议明确了双方在持续督导期间的权 | | | 作开始前，与上市公司或相关当事人签署 | | | | 持续督导协议，明确双方在持续督导期间 | 利和义务。 | | | 的权利义务，并报上海证券交易所备案。 | | | 3 | 通过日常沟通、定期回访、现场检查、尽 | 保荐人通过日常沟通、定期或不定期回 | | | 职调查等方式开展持续督导工作。 | 访、现场检查等方式，了解云从科技经 | 一、持续督导工作情况 1 | 序号 | 工作内容 | 持续督导情况 营情况，对云从科技开展持续督导工作。 | | --- | --- | --- | | | 持续督导期间，按照有关规定对上市 ...

Shareholder Structure - The total number of shares held by the controlling shareholder, Changzhou Yuncong, increased from 146,505,343 shares to 205,107,480 shares after the capital reserve conversion, maintaining the voting rights ratio[12]. - The total voting rights held by Changzhou Yuncong increased from 879,032,058 votes to 1,230,644,880 votes, representing 59.67% of the total voting rights[20]. - The total number of shares held by other shareholders is 831,831,307, accounting for 80.22% of the total shares[20]. - The voting rights of each A-share is set at 6 votes, while each B-share has 1 vote, creating a significant voting power disparity[18]. - The total number of shares for the company is 1,036,938,787, with a total voting rights of 2,062,476,187[20]. Investment and Development Projects - The investment scale for the Qizhou platform is projected at 8,235.56 million, with 968.72 million invested in the current period[27]. - Cumulative investment in the Qizhou platform reached 6,162.45 million, indicating ongoing development efforts[27]. - The company has invested a total of 5,415.14 million in the Human-Machine Collaborative Operating System project, with 19.75 million invested in the current period, and a cumulative investment of 3,907.37 million[28]. - The Dynamic Head and Shoulder Passenger Flow Statistics project has a total investment scale of 6,336.90 million, with 2,295.55 million invested in the current period, and a cumulative investment of 5,600.00 million[34]. - The Financial Smart Outlet Solution project has a total investment scale of 2,817.78 million, with 73.02 million invested in the current period, and a cumulative investment of 1,926.56 million[35]. - The company has completed a project on Security and Privacy Protection Technology with a total investment scale of 3,266.00 million, and a cumulative investment of 1,475.91 million[36]. - The Risk Control Online Loan Accounting System has a total investment scale of 1,663.52 million, with 28.19 million invested in the current period, and a cumulative investment of 1,078.68 million[34]. - The company has invested a total of 911.36 million in the exploration of human-machine collaborative closed-loop solutions, with a current period investment of 249.17 million[33]. - The company has a total investment of 2 billion in the emergency command intelligence resolution solution, with a current period investment of 11.26 million and a cumulative investment of 30.42 million[35]. - The company has a total investment of 357.74 million in the development of the human-machine collaborative operation system, with a current period investment of 38.15 million and a cumulative investment of 160.47 million[33]. Research and Development - The R&D team consists of 522 personnel, accounting for 60.42% of the total workforce, with 177 holding a master's degree or higher, representing 33.91% of the R&D team[46]. - The company has established a general model research center in collaboration with the Guangdong Provincial Laboratory of Artificial Intelligence and Digital Economy, focusing on human-machine collaboration core technologies[57]. - The company is committed to continuous innovation in AI core technologies, covering image recognition, speech recognition, natural language processing, and machine learning[77]. - The company is actively developing new products and solutions to address pain points in business growth and cost reduction[87]. - The company is focusing on the development of a comprehensive intelligent agent based on the "pre-trained large model + human feedback reinforcement learning" paradigm, which is a key direction for future R&D investment[56]. - The company emphasizes the importance of aligning R&D efforts with market demands to enhance product competitiveness and market position[86]. Financial Performance - The company reported a 58.16% year-over-year decline in main business revenue due to insufficient order reserves from 2022[70]. - Research and development expenses amounted to 198.0029 million yuan, representing 120.99% of operating revenue[67]. - The company achieved operating revenue of 163.65 million RMB, a year-on-year decrease of 58.16% compared to the same period in 2022[101]. - The net profit attributable to shareholders was -304.11 million RMB, narrowing the loss by 21.25 million RMB compared to the previous year[101]. - The company reported a net cash flow from operating activities improvement due to increased self-developed software revenue and reduced external product and service expenditures[103]. - The company's operating revenue for the current period is ¥163,646,018.26, a decrease of 58.16% compared to ¥391,108,844.11 in the same period last year[128]. - The net cash flow from operating activities is -¥171,578,906.70, indicating a significant cash outflow compared to -¥363,437,671.41 in the previous year[127]. - Research and development expenses amount to ¥198,002,869.70, down 22.61% from ¥255,844,257.10 in the previous year[128]. Strategic Initiatives - The company is committed to becoming a global leader in the intelligent ecosystem, with a mission to define smart living and enhance human potential[52]. - The company aims to enhance its leading advantage in the digital economy by focusing on AI empowerment in various sectors, including elderly care and smart manufacturing[54]. - The company expanded its digital government marketing team, achieving over 60% sales network coverage in prefecture-level cities nationwide[60]. - The company established partnerships with over 10 large software developers and expanded its system integrators and channel suppliers by more than 60, enhancing its core product marketing channels[60]. - The company is facing challenges in converting research and development outcomes into commercial applications due to the rapid technological evolution in the AI industry[98]. Environmental and Social Responsibility - The company has integrated low-carbon concepts into its development strategy, continuously optimizing product innovation for high-quality development[180]. - The company has developed a smart ecological governance platform based on its self-developed Human-Machine Collaborative Operating System (CWOS) and launched ecological governance and carbon neutrality solutions[192]. - The company has committed to reducing carbon emissions through the development of new products that assist in carbon reduction[193]. Capital and Asset Management - The company plans to issue A-shares to specific targets as part of its fundraising strategy for technological innovation[120]. - The company has authorized the board to handle matters related to the issuance of A-shares, indicating a strategic move towards capital raising[120]. - The company's total assets include cash and cash equivalents of ¥1,377,394,505.55, representing 45.70% of total assets, a slight decrease of 3.84% from the previous year[132]. - The company has a short-term loan balance of ¥661,198,837.48, which is 21.94% of total assets, down 20.07% from the previous year[132]. - The company's long-term equity investments increased by 44.97% to ¥3,171,479.77, attributed to higher profits from joint ventures[132]. - The company raised a total of CNY 1,728,049,100.00 from its initial public offering, with a net amount of CNY 1,627,094,945.89 after deducting issuance costs[185]. - The cumulative investment of raised funds by the end of the reporting period was CNY 1,325,324,816.17, representing 81.45% of the total committed investment[185].

云从科技集团股份有限公司 前次募集资金使用情况鉴证报告 大华核字[2023]0013873 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） （截止 2023 年 6 月 30 日） 云从科技集团股份有限公司 前次募集资金使用情况鉴证报告 $$\begin{array}{c c c c}{{\mathbb{H}}}&{{}}&{{}}&{{}}&{{}}\\ {{}}&{{}}&{{}}&{{}}&{{}}\\ {{}}&{{}}&{{}}&{{}}&{{}}\end{array}$$ 一、 前次募集资金使用情况鉴证报告 1-2 二、 云从科技集团股份有限公司前次募集资金使 用情况的专项报告 1-6 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 前 次 募 集 资 金 使 用 情 况 鉴 ...

中信建投证券股份有限公司 关于云从科技集团股份有限公司 使用部分募集资金向全资子公司增资用于实施募投项目的 专项核查意见 中信建投证券股份有限公司（以下简称"中信建投"或"保荐人"）作为云 从科技集团股份有限公司（以下简称"云从科技"或"公司"）首次公开发行股 票并在科创板上市的保荐人，根据《证券发行上市保荐业务管理办法》《上海证 券交易所科创板股票上市规则（2020年12月修订）》《上市公司监管指引第2号 ——上市公司募集资金管理和使用的监管要求（2022年修订）》《上海证券交易 所科创板上市公司自律监管指引第1号——规范运作》等相关规定，对云从科技 使用部分募集资金向全资子公司增资用于实施募投项目事项进行了审慎核查，具 体情况如下： 一、募集资金基本情况 根据中国证券监督管理委员会《关于同意云从科技集团股份有限公司首次公 开发行股票注册的批复》（证监许可〔2022〕333 号），公司向社会公开发行人民 币普通股 112,430,000 股，募集资金总额为人民币 172,804.91 万元，扣除发行费 用后，实际募集资金净额为人民币 162,709.49 万元。本次募集资金已于 2022 年 5 月 24 ...

证券代码：688327 证券简称：云从科技 公告编号：2023-039 云从科技集团股份有限公司 2023 年半年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》和 《上海证券交易所科创板股票上市规则》等有关规定，云从科技集团股份有限公 司（以下简称"公司"或"云从科技"）董事会对公司 2023 年半年度募集资金 存放与实际使用情况专项说明如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 根据中国证券监督管理委员会《关于同意云从科技集团股份有限公司首次公 开发行股票注册的批复》（证监许可〔2022〕333 号），公司向社会公开发行人 民币普通股 112,430,000 股，募集资金总额为人民币 172,804.91 万元，扣除发行 费用合计人民币10,095.42万元后，实际募集资金净额为人民币162,709.49万元。 本次 ...

一、前次募集资金的募集情况 本公司经中国证券监督管理委员会证监发行字[2022]333 号文注册同意，于 2022 年 5 月 18 日采取向战略投资者定向配售、网下向符合条件的投资者询价配 售、网上向持有上海市场非限售 A 股股份和非限售存托凭证市值的社会公众投 资者定价发行相结合的方式向社会公众发行人民币普通股 11,243 万股，每股发 行价格为 15.37 元。本次发行募集资金共计 1,728,049,100.00 元，扣除相关的 发行费用 100,954,154,11 元，实际募集资金 1,627,094,945.89 元。 截止 2022 年 05 月 24 日，公司上述发行募集的资金已全部到位，业经大华 会计师事务所（特殊普通合伙）有限公司以"大华验字[2022]000266 号"验资 报告验证确认。 公司按照《上市公司证券发行管理办法》规定在以下银行开设了募集资金的 存储专户，截至 2023 年 6 月 30 日止，募集资金的存储情况列示如下： 证券代码：688327 证券简称：云从科技 公告编号：2023-041 云从科技集团股份有限公司 前次募集资金使用情况的专项报告 公司董事会及全体董事 ...

根据《中华人民共和国公司法》《上市公司独立董事规则》及《公司章程》 等有关规定，我们作为云从科技集团股份有限公司（以下简称"公司"）独立董 事，本着忠实勤勉的原则和尽责求实的精神，对公司第二届董事会第九次会议相 关事项进行了核查，经谨慎查验，现就核查情况发表独立意见如下： 一、《关于〈公司 2023 年半年度募集资金存放与实际使用情况的专项报告〉 的议案》的独立意见 云从科技集团股份有限公司独立董事 关于公司第二届董事会第九次会议相关事项的独立意见 独立董事：周忠惠、周斌、王延峰 我们认为：《公司 2023 年半年度募集资金存放与实际使用情况的专项报告》 真实反映了公司 2023 年半年度募集资金存放、管理与使用的相关情况，公司 2023 年半年度募集资金存放与实际使用符合《中华人民共和国公司法》《中华人民共 和国证券法》《上海证券交易所科创板股票上市规则》《上海证券交易所科创板 上市公司自律监管指引第 1 号—规范运作》等相关法律法规、规章及其他规范性 文件和公司《募集资金管理制度》的相关规定，对募集资金进行了专户存储和专 项使用，公司所披露信息真实、准确、完整，与募集资金的实际使用情况一致， 不存在改变或 ...

·证券代码：688327 证券简称：云从科技 公告编号：2023-040 云从科技集团股份有限公司 关于使用部分募集资金向全资子公司增资 用于实施募投项目的公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 投资标的名称：云从科技集团股份有限公司（以下简称"公司"）全资 子公司上海云从企业发展有限公司（以下简称"上海云从"）、上海云从汇临人 工智能科技有限公司（以下简称"上海汇临"）、北京云从科技有限公司（以下 简称"北京云从"）、恒睿（重庆）人工智能技术研究院有限公司（以下简称"恒 睿重庆"）、广州云从人工智能技术有限公司（以下简称"广州人工智能"）。 投资金额：使用部分募集资金向上述全资子公司合计增资不超过 19,000 万元人民币。 本次增资系基于首次公开发行的募投项目的实际需求，有利于保障募投 项目的顺利实施，不会对公司的正常经营产生重大不利影响；本次增资完成后， 上述公司仍系公司全资子公司，不会改变公司合并报表范围；本次增资不构成关 联交易，亦不构成《上市公司重大资产重组管理办法》规定的重大资产重 ...

证券代码：688327 证券简称：云从科技 公告编号：2023-038 云从科技集团股份有限公司 第二届监事会第六次会议决议公告 本公司监事会及全体监事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 云从科技集团股份有限公司（以下简称"公司"）第二届监事会第六次会议 于 2023 年 8 月 11 日在上海市浦东新区川和路 55 弄张江人工智能岛 11 号楼 4 楼 会议室以现场会议与通讯表决相结合的方式召开，本次会议通知及相关材料已于 2023 年 8 月 1 日以电子邮件方式送达公司全体监事。 本次会议由监事会主席李夏风先生主持，会议应出席监事 3 人，实际出席监 事 3 人（其中监事赵捷先生以通讯表决方式出席）。本次会议的召集、召开和表 决程序符合《中华人民共和国公司法》等法律、法规以及《公司章程》的有关规 定。 二、监事会会议审议情况 经与会监事表决，审议通过以下议案： 1、《关于〈公司 2023 年半年度报告及其摘要〉的议案》 公司监事会认为：公司董事会编制的《2023 年半年度报告》和《2023 年半 年度报告 ...