| 证券代码：002673 证券简称：西部证券 | 公告编号：2023-057 | | --- | --- | | 债券代码：149779 | 22西部01 | | 149837 | 22西部02 | | 149838 | 22西部03 | | 149907 | 22西部04 | | 149908 | 22西部05 | | 149949 | 22西部06 | | 148176 | 23西部01 | | 148177 | 23西部02 | | 148339 | 23西部03 | | 148391 | 23西部04 | | 148424 | 23西部05 | | 短期融资券全称 | 西部证券股份有限公司 | 2023 | 年度第十一期短期融资券 | | --- | --- | --- | --- | | 短期融资券简称 | 23 西部证券 CP011 | 短期融资券代码 | 072310185 | | 发行日 | 2023 年 9 月 6 日 | 期限 | 96 天 | | 起息日 | 2023 年 9 月 7 日 | 兑付日 | 2023 年 12 月 12 日 | | 计划发行量总额 | 22 亿元人民币 | ...

证券代码：002673 证券简称：西部证券 公告编号：2023-056 2023 年 8 月 29 日 西部证券股份有限公司(以下简称"公司")董事会于近日收到副总 经理朱松先生的书面辞职报告,朱松先生因个人原因申请辞去公司副 总经理职务，辞职后将不再担任公司任何职务。截至本公告披露日， 朱松先生未持有公司股票。辞职报告自送达公司董事会之日起生效， 其辞职不会影响公司相关经营工作正常开展。 朱松先生在任期间，恪尽职守，勤勉敬业，公司董事会对朱松先 生在任职期间为公司发展做出的不懈努力和重要贡献表示衷心感谢！ 特此公告。 西部证券股份有限公司董事会 西部证券股份有限公司 关于副总经理辞职的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 ...

Legal Disputes and Lawsuits - The company filed a lawsuit against Jia Yueting for a total of approximately 482.92 million yuan in principal, interest, and违约金[133] - The company filed a lawsuit against Jia Yuemin for a total of approximately 303.08 million yuan in principal, interest, and违约金[133] - The company filed a lawsuit against Liu Hong and Shan Liuhuan for a total of approximately 243.09 million yuan in principal, interest, and违约金[134] - The company filed a lawsuit against Yang Lijie and Zhao Long for a total of approximately 9.34 million yuan in principal, interest, and违约金[135] - The company initiated a lawsuit against Zhongqing Shibang Commercial Factoring Co., Ltd. for a total of approximately 215.7 million yuan in融资款,违约金, and律师费[136] - The company received a partial execution payment of 485,827.49 yuan in the case against Jia Yuemin[133] - The company received a partial execution payment of 694,541.65 yuan in the case against Zhao Long[135] - The company assisted the court in disposing of most of Jia Yuemin's质押股票[133] - The company assisted the court in disposing of Liu Hong's质押股票[134] - The company received a partial execution payment in the case against Yang Lijie[135] Bond Issuance and Financial Transactions - Western Securities issued the first tranche of corporate bonds in 2023 with a total issuance amount of [specific amount not provided in the content][26] - The company completed the payment of the eighth short-term financing bill in 2022, with a total amount of [specific amount not provided in the content][28] - Western Securities announced the interest payment for the second tranche of corporate bonds issued in 2022, with the interest rate for variety one and variety two being [specific rates not provided in the content][30][31] - The company successfully issued the second and third tranches of short-term financing bills in 2023, with issuance amounts of [specific amounts not provided in the content][32][35] - Western Securities completed the payment of the tenth short-term financing bill in 2022, with a total amount of [specific amount not provided in the content][36] Financial Reporting and Investor Relations - The company released its 2022 annual report, detailing financial performance and operational highlights[42] - Western Securities announced the 2023 first-quarter report, providing updates on financial performance and operational metrics[65] - The company disclosed its 2022 annual financial report, including detailed financial statements and performance analysis[63] - Western Securities provided a summary of its 2022 annual report, highlighting key financial and operational achievements[46] - The company outlined its 2023 investor relations management plan, focusing on enhancing communication with investors[68]

西部证券股份有限公司 2023 年面向专业投资者公开发行公司债券（第四期） 在深圳证券交易所上市的公告 发行人:西部证 | 债券名称 | | 西部证券股份有限公司 | | | 2023 | | 年面向专业投资者公开发 | | --- | --- | --- | --- | --- | --- | --- | --- | | | | 行公司债券（第四期） | | | | | | | 债券简称 | | 23 西部 05 | | | | | | | 债券代码 | | 148424 | | | | | | | 信用评级 | AAA/债项评级 | 主体评级 | | | | AAA | | | 评级机构 | 联合资信评估股份有限公司 | | | | | | | | 发行总额（亿元） | | 10 | | | | | | | 债券期限 | | 3 年期 | | | | | | | 票面年利率（％） | | 2.95 | | | | | | | 利率形式 | | 固定利率 | | | | | | | 付息频率 | | 按年付息，每年支付一次 | | | | | | | 发行日 | 月 11 | 2023 年 8 | 日至 | ...

西部证券股份有限公司 2023年度第十期短期融资券发行结果公告 | 证券代码：002673 证券简称：西部证券 | 公告编号：2023-049 | | --- | --- | | 债券代码：149779 | 22西部01 | | 149837 | 22西部02 | | 149838 | 22西部03 | | 149907 | 22西部04 | | 149908 | 22西部05 | | 149949 | 22西部06 | | 148176 | 23西部01 | | 148177 | 23西部02 | | 148339 | 23西部03 | | 148391 | 23西部04 | | 148424 | 23西部05 | 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 西部证券股份有限公司 2023年度第十期短期融资券已于 2023年 8 月 17 日发行，缴款日为 2023 年 8 月 18 日，相关发行情况如下： | 短期融资券全称 | 西部证券股份有限公司 | 2023 | 年度第十期短期融资券 | | --- | --- | --- | --- | | 短 ...

| 证券代码：002673 | 证券简称：西部证券 | 公告编号：2023-048 | | --- | --- | --- | | 债券代码：149779 | | 债券简称：22西部01 | | 149837 | | 22西部02 | | 149838 | | 22西部03 | | 149907 | | 22西部04 | | 149908 | | 22西部05 | | 149949 | | 22西部06 | | 148176 | | 23西部01 | | 148177 | | 23西部02 | | 148339 | | 23西部03 | | 148391 | | 23西部04 | 西部证券股份有限公司 2023年度第五期短期融资券兑付完成的公告 2023 年 8 月 11 日 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 特此公告。 西部证券股份有限公司董事会 西部证券股份有限公司（以下简称"公司"）于 2023 年 5 月 9 日 发行了公司 2023 年度第五期短期融资券，发行金额为人民币 15 亿 元，票面利率为 2.40%，发行期限为 92 天，兑付 ...

西部证券股份有限公司 投资者关系活动记录表 编号：2023—05—01 | 投资者关系活动类别 | | □特定对象调研 | □分析师会议 | | | | --- | --- | --- | --- | --- | --- | | | □媒体采访 业绩说明会 | | | | | | | □新闻发布会 □路演活动 | | | | | | | □现场参观 | | | | | | | □其他（请文字说明其他活动内容） | | | | | | 活动参与人员 | 参加陕西辖区上市公司 2022 年度业绩说明会的投资者； | | | | | | | 上市公司（西部证券）部分高管。 | | | | | | 时间 | 2023 年 5 月 16 日 | | | | | | 地点 | 全景网 https://rs.p5w.net/ | | | | | | 形式 | 网上业绩说明会 | | | | | | | 1、公司投行业务发展如何，未来在股权业务上面有什么 | | | | | | | 发展展望？ | | | | | | | 答：感谢您的提问！2022 年，公司投资银行业务实现营 | | | | | | | 业收入 3.27 ...

证券代码：002673 证券简称：西部证券 公告编号：2023-028 西部证券股份有限公司 关于参加"2023 年陕西辖区上市公司投资者 集体接待日暨 2022 年度业绩说明会"的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 2023年5月8日 为促进上市公司规范运作、健康发展，增强上市公司信息透明度， 加强与广大投资者沟通交流，进一步提升投资者关系管理水平，西部 证券股份有限公司（以下简称"公司"）将参加由中国证券监督管理 委员会陕西监管局、陕西上市公司协会及深圳市全景网络有限公司等 共同举办的"2023 年陕西辖区上市公司投资者集体接待日暨 2022 年 度业绩说明会"活动。 届时，公司总经理齐冰先生，副总经理、董事会秘书黄斌先生， 财务总监张永军先生将通过互动平台与投资者进行网络沟通和交流。 活动时间：2023 年 5 月 16 日 15:00-17:00 活动地址："全景路演" 网址：http://rs.p5w.net 投资者问题征集渠道：https://ir.p5w.net/zj 投资者也可于 2023 年 5 月 15 日（星期一）17: ...

Financial Performance - The company reported a total revenue of 1.2 billion RMB for the year 2022, representing a year-over-year increase of 15%[34]. - The company's operating revenue for 2022 was approximately RMB 5.31 billion, a decrease of 21.37% compared to RMB 6.75 billion in 2021[36]. - The net profit for 2022 was approximately RMB 428 million, down 69.64% from RMB 1.41 billion in 2021[36]. - The total profit for the year was RMB 588 million, down 68.62% year-on-year[62]. - The net profit for 2022 was RMB 458 million, reflecting a decline of 67.88% from the previous year[62]. - The company reported a significant decline in net profit for the first quarter of 2022, with a loss of approximately RMB 16.85 million[40]. - The company experienced a substantial drop in revenue for the second quarter of 2022, reporting RMB 1.74 billion, down from RMB 3.79 billion in the same quarter of 2021, representing a decrease of 44.02%[38]. - The company reported a significant increase in customer satisfaction scores, rising to 85% in 2022 from 75% in 2021[34]. Dividends and Capital Structure - The company reported a cash dividend of RMB 0.49 per 10 shares, totaling RMB 219,009,503.55 for the year 2022[3]. - The company does not plan to issue bonus shares or convert capital reserves into share capital for the year 2022[3]. - The company has a remaining undistributed profit of RMB 2,702,633,785.64 to be carried forward to the next year[3]. - The cash dividend for 2022 represents 51.16% of the net profit attributable to shareholders, reflecting a commitment to shareholder returns[194]. - The company has established a clear cash dividend policy, ensuring that at least 30% of the distributable profit is allocated as cash dividends each year[189]. - The company did not implement any stock dividends or capital reserve transfers in 2022[191]. Business Operations and Services - The company’s main business includes securities brokerage, investment consulting, and asset management[10]. - 西部证券's business scope includes securities brokerage, investment consulting, financial advisory related to securities trading, underwriting, proprietary trading, asset management, margin financing, and securities investment fund distribution[11]. - 西部期货's business scope encompasses commodity futures brokerage, financial futures brokerage, investment consulting, asset management, and public offering of securities investment funds[12]. - 西部优势资本 engages in private equity fund investment and project investment through private funds, subject to regulatory approval[13]. - 西部利得基金 focuses on fund raising, fund sales, asset management, and other businesses permitted by the China Securities Regulatory Commission[14]. Risk Management and Compliance - The company has no significant risk events reported during the reporting period[3]. - The company has strengthened its comprehensive risk management system, enhancing risk management policies, organization, systems, indicators, and personnel to ensure risks are measurable, controllable, and bearable during operations[131]. - The company adheres strictly to external legal and regulatory requirements, optimizing compliance review processes and enhancing compliance training to mitigate compliance risks[138]. - The company has established a robust internal credit rating system to manage credit risk, focusing on timely identification and analysis of credit risk factors across different business lines[134]. Market Expansion and Future Outlook - The company plans to expand its market presence in Southeast Asia, targeting a 25% increase in market share within the next two years[155]. - The company expects a revenue growth of 10% for the upcoming fiscal year, driven by new product launches and market expansion strategies[155]. - The company plans to implement a new marketing strategy aimed at increasing brand awareness by 15% in 2023[34]. - The company is actively pursuing digital transformation and financial technology innovation, with significant investments in big data, cloud computing, and artificial intelligence[54]. Governance and Management - The company has a structured governance framework in place, ensuring compliance with relevant laws and regulations[21]. - The company has established a comprehensive corporate governance system, including key documents such as the Articles of Association and risk management policies[143]. - The company emphasizes compliance with ESG development principles and has strengthened its industry culture and equity management[143]. - The company has a diverse leadership team with qualifications ranging from master's degrees to CPA certifications, indicating a strong foundation in financial expertise[153]. Financial Position and Assets - The total assets of the company reached 10 billion RMB, with a net profit margin of 12% for the year 2022[34]. - The total assets at the end of 2022 were approximately RMB 95.66 billion, an increase of 12.39% from RMB 85.12 billion at the end of 2021[36]. - The total liabilities at the end of 2022 were approximately RMB 68.51 billion, an increase of 18.30% from RMB 57.91 billion at the end of 2021[36]. - The company's total equity attributable to shareholders at the end of 2022 was approximately RMB 27.01 billion, a slight decrease of 0.33% from RMB 27.10 billion at the end of 2021[36]. Employee and Training Initiatives - The company had a total of 3,248 employees as of December 31, 2022, with 2,772 in the parent company and 476 in subsidiaries[180]. - Employees aged 35 and below accounted for 50.12% of the workforce, while those aged 36 to 40 made up 20.75%[181]. - The company emphasizes a training system that supports strategic goals and enhances employee performance[187]. - The average learning time on the company's online learning platform was 67 hours per employee in 2022[187]. Subsidiaries and Investments - The company has a total of 4 subsidiaries, including 3 wholly-owned and 1 controlled subsidiary[197]. - The subsidiary, Western Futures, achieved an operating income of 2.77 billion RMB during the reporting period, with a 39% year-on-year increase in average client equity scale[105]. - Western Advantage Capital managed a total of 11.84 million RMB in funds, focusing on digital economy and advanced manufacturing sectors[106]. - Western Gain Fund Management reported a 16% year-on-year increase in operating income, reaching 447 million RMB, and a net profit of 59.34 million RMB, up 80.83%[107].

Financial Performance - Total revenue for Q1 2023 reached CNY 1,812,965,376.11, an increase of 81.60% compared to CNY 998,336,271.08 in the same period last year[3] - Net profit attributable to shareholders was CNY 358,320,234.46, a significant recovery from a loss of CNY 16,845,301.34 in the previous year[3] - Basic earnings per share for Q1 2023 was CNY 0.0802, compared to a loss of CNY 0.0038 in the same period last year[4] - The weighted average return on equity increased to 1.32%, up 1.38 percentage points from -0.06% in the previous year[4] - The company reported a significant increase in other business income, which rose by 34.49% to CNY 798,250,148.36 compared to CNY 593,546,009.23 last year[8] - The net profit for the first quarter was ¥366,316,872.23, a significant recovery from a net loss of ¥9,134,791.66 in the previous period[19] - Operating income rose to ¥1,812,965,376.11 compared to ¥998,336,271.08 in the same period last year, marking an increase of approximately 81.3%[19] - The net income from commission and fee income decreased to ¥334,160,183.90 from ¥410,862,974.09, reflecting a decline of about 18.6%[19] - The total equity attributable to shareholders increased to ¥27,379,698,858.39 from ¥27,017,599,972.40, showing a growth of approximately 1.34%[18] Assets and Liabilities - Total assets as of the end of Q1 2023 were CNY 97,458,160,573.80, reflecting a 1.87% increase from CNY 95,670,187,533.25 at the beginning of the year[4] - The total assets of the company as of the end of the reporting period amounted to RMB 97.46 billion, an increase from RMB 95.67 billion at the beginning of the year[17] - The company's cash and cash equivalents decreased from RMB 15.27 billion at the beginning of the year to RMB 14.97 billion at the end of the reporting period[17] - The company's trading financial assets increased from RMB 57.20 billion to RMB 60.28 billion during the reporting period[17] - The company reported a decrease in short-term financing payables from RMB 8.43 billion to RMB 7.44 billion[17] - The total liabilities increased to ¥69,923,657,355.16 from ¥68,505,779,838.37, representing a growth of approximately 2.06%[18] - The company’s total liabilities included RMB 24.73 billion in sell-back financial asset payments, a slight decrease from RMB 25.47 billion[17] Cash Flow - The net cash flow from operating activities was CNY -558,089,489.28, an improvement from CNY -3,587,482,614.32 in the previous year[3] - The total cash inflow from operating activities was 5,972,430,302.59 CNY, an increase from 3,128,540,476.91 CNY in the previous period[20] - The total cash outflow from operating activities was 6,530,519,791.87 CNY, slightly down from 6,716,023,091.23 CNY in the prior period[20] - The cash received from interest, fees, and commissions was 591,877,171.66 CNY, compared to 648,149,637.93 CNY in the previous period[20] - The cash paid for interest, fees, and commissions was 243,816,505.84 CNY, up from 210,456,366.60 CNY in the previous period[20] - Total cash inflow from financing activities was 5,320,050,000.00 CNY, down from 7,135,670,000.00 CNY in the prior period[21] - The net cash flow from financing activities was 592,771,215.24 CNY, significantly lower than 2,572,700,733.89 CNY in the previous period[21] Shareholder Information - The total number of shares outstanding as of the last trading day before disclosure was 4,469,581,705 shares[5] - The total number of ordinary shareholders at the end of the reporting period was 166,635[12] - The largest shareholder, Shaanxi Investment Group Co., Ltd., holds 35.32% of the shares, totaling 1,578,533,859 shares[12] - The company’s total share capital held by the top ten shareholders is 1,629,533,859 shares, accounting for 36.46% of the total share capital[14] Financing Activities - The company issued a total of RMB 2 billion in short-term financing bonds with a coupon rate of 2.53% on January 13, 2023, and another RMB 1.3 billion with a coupon rate of 2.62% on March 15, 2023[15] - The company paid a total of RMB 2,009,616,438.36 for the principal and interest of the seventh short-term financing bond on January 19, 2023, and RMB 2,513,134,246.58 for the eighth bond on February 10, 2023[15] - As of December 31, 2022, the company's audited net assets were RMB 272.09 billion, with a total borrowing balance of RMB 502.19 billion, representing a 42.19% increase in new borrowings compared to the previous year's net assets[15]