长江证券承销保荐有限公司（以下简称"长江保荐"、"保荐机构"）作为上 海霍普建筑设计事务所股份有限公司（以下简称"公司"、"霍普股份"）首次公 开发行股票并在创业板上市的保荐机构，根据《深圳证券交易所上市公司自律监 管指引第 13 号——保荐业务》《深圳证券交易所上市公司自律监管指引第 2 号— —创业板上市公司规范运作》等相关法律、法规和规范性文件的规定，对霍普股 份的董事、监事、高级管理人员及部分中层管理人员进行了持续督导培训，具体 情况如下： 一、本次培训的基本情况 1、保荐机构：长江证券承销保荐有限公司 6、培训对象：霍普股份董事、监事、高级管理人员及部分中层管理人员 7、培训内容：股份买卖的限制性规定 二、上市公司的配合情况 关于上海霍普建筑设计事务所股份有限公司 2023 年度持续督导培训情况报告 长江证券承销保荐有限公司 保荐机构本次持续督导培训的工作过程中，公司积极予以配合，保证了培训 工作的有序进行，达到了良好效果。 三、本次培训的结论 1 2、保荐代表人：章睿、王骞 3、培训时间：2023年8月28日 4、培训地点：霍普股份会议室 5、培训人员：章睿 本次培训期间，公司参与培训的人员认真配 ...

长江证券承销保荐有限公司 关于上海霍普建筑设计事务所股份有限公司 2023 年度持续督导定期现场检查报告 | 保荐机构名称：长江证券承销保荐有限公司 | 被保荐公司简称：霍普股份 | 保荐代表人姓名：章睿 | 联系电话：021-61118978 | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | | 保荐代表人姓名：王骞 | 联系电话：021-61118978 | 现场检查人员姓名：章睿、李晓坤 | | | | | | | 现场检查对应期间：2023 | 年度 | 现场检查时间：2023 | 年 | 月 | 日 | 8 | 28 | | 一、现场检查事项 | 现场检查意见 | （一）公司治理 | 是 | 否 | 不适用 | | | | 现场检查主要手段：查阅公司章程和各项规章制度；查阅历次股东大会、董事会及 | 监事会决议及记录；对相关人员进行访谈。 | | | | | | | | 1.公司章程和公司治理制度是否完备、合规 | √ | 2.公司章程和三会规则是否得到有效执行 | √ | | | | | | 3.三会会议记录是否完整，时间、地点 ...

长江证券承销保荐有限公司 关于上海霍普建筑设计事务所股份有限公司 2023 半年度持续督导跟踪报告 | 保荐人名称：长江证券承销保荐有限公司 | 被保荐公司简称：霍普股份 | | --- | --- | | 保荐代表人姓名：章睿 | 联系电话：021- 61118978 | | 保荐代表人姓名：王骞 | 联系电话：021- 61118978 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 次 | | 2.督导公司建立健全并有效执行规章制度的情 | | | 况 | | | （1）是否督导公司建立健全规章制度（包括但 不限于防止关联方占用公司资源的制度、募集资 | | | | 是 | | 金管理制度、内控制度、内部审计制度、关联交 | | | 易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月 次 1 | | （2）公司募集资金项目进展是否与信息披 ...

Group 1: Financial Performance - The company's revenue in the first half of the year saw a significant year-on-year increase, primarily due to the active response to the national "dual carbon" strategy and the expansion into the "green energy" market [1][2] - The growth in revenue is attributed to two main factors: stabilization and recovery of the "architectural design" business, and the successful launch of multiple projects in the "green energy" sector [2] Group 2: Business Transformation Logic - Achieving the "dual carbon" goal is a national strategy and a long-term economic development theme, with low-carbon green buildings being a crucial measure for carbon peak and carbon neutrality in the construction sector [2] - The company aims to develop a comprehensive service system covering planning consultation, architectural design, engineering construction, photovoltaic energy storage, and microgrid energy management [2][3] Group 3: Competitive Advantages in Photovoltaic Business - The company has extensive resources and relationships with commercial owners and developers due to its long-standing presence in the architectural design industry [3] - The subsidiary, Aipoke, has founders with experience in leading domestic photovoltaic companies, providing a strong supply chain and channel resources [3] - Aipoke boasts a skilled construction team that effectively reduces initial investment and operational costs through meticulous management [3] Group 4: Goals and Strategies for Photovoltaic Business - In the short term, the company will focus on distributed photovoltaic power station investment and operation, integrating energy storage and micro-wind power technologies [3] - In the medium term, the company plans to collaborate with industry partners to develop BIPV products for large-scale commercial use [3] - In the long term, the company aims to leverage AI algorithms and its own photovoltaic and energy storage systems to actively engage in virtual power plant operations [3] Group 5: Urban Village Renovation Participation - The company has actively participated in various urban village renovation projects, such as the "Guangzhou Xiaoxintang Urban Village Renovation Project" and "Wuhan Sanjintan Village Renovation K1 Plot Project" [3] - The company’s main clients are focused on acquiring land in first- and second-tier core cities, with many projects falling under urban renewal categories [3]

Financial Performance - The company reported a total revenue of RMB 500 million for the first half of 2023, representing a year-on-year increase of 15%[21]. - The net profit attributable to shareholders was RMB 80 million, up 20% compared to the same period last year[21]. - Future guidance estimates a revenue target of RMB 1.1 billion for the full year 2023, reflecting a growth rate of 12%[21]. - The company's operating revenue for the reporting period was ¥95,852,819.29, representing a 53.97% increase compared to ¥62,255,614.58 in the same period last year[27]. - The net profit attributable to shareholders was ¥1,235,929.00, a significant turnaround from a loss of ¥52,085,479.99 in the previous year, marking a 102.37% improvement[27]. - The basic earnings per share increased to ¥0.0194 from a loss of ¥0.8191, reflecting a 102.37% increase[27]. - The company reported a significant increase in revenue for the first half of 2023, achieving a total of 500 million RMB, representing a 20% year-over-year growth[150]. - The company reported a positive net profit after covering losses and allocating reserves, indicating a healthy financial position[152]. Market Expansion and Strategy - The company plans to expand its market presence by entering three new provinces by the end of 2023, aiming for a 10% increase in market share[21]. - The company is exploring potential mergers and acquisitions to enhance its service offerings and expand its capabilities in the renewable energy sector[21]. - The company is focusing on expanding its "green energy" market while consolidating its traditional "architectural design" business, aiming for a dual-driven development model[35]. - The company is actively expanding its business into the green energy sector, particularly through the acquisition of Aipok, which introduces new market dynamics and risks[126]. - Market expansion plans include entering two new provinces, which are projected to increase market share by 10%[150]. - The company is considering strategic acquisitions to enhance its service offerings, with a budget of 200 million RMB for potential deals[150]. Research and Development - The company has invested RMB 30 million in R&D for new technologies, focusing on sustainable building solutions[21]. - The company emphasizes research and development, integrating BIM technology into architectural design and exploring AI algorithms for energy consumption prediction[76]. - The company is investing in new technology development, allocating 50 million RMB towards R&D initiatives[150]. Operational Efficiency and Cost Management - The company aims to improve operational efficiency by 15% through process optimization[150]. - The company plans to strengthen cost management and control expenses to reduce operational costs[151]. - Operating costs decreased by 13.33% to ¥70,488,170.17, while management expenses fell by 16.17% to ¥15,422,740.11[82]. Cash Flow and Financial Management - The company reported a net cash flow from operating activities of -¥27,500,852.57, which is a 30.63% decline compared to -¥21,052,737.23 in the previous year[27]. - The net cash flow from operating activities was -¥27,500,852.57, a decline of 30.63% year-on-year, attributed to increased raw material inventory[82]. - The company reported a significant increase in investment cash flow, reaching ¥19,821,068.21, a 121.45% improvement from the previous year[82]. Shareholder Relations and Profit Distribution - The company will not distribute cash dividends or issue bonus shares for this fiscal year[6]. - The company has committed to a long-term plan to optimize design processes and improve operational efficiency[151]. - The company plans to distribute cash dividends amounting to at least 10% of the annual distributable profit, with a minimum of 30% over any three consecutive years[152]. - The company emphasizes reasonable returns to investors while ensuring sustainable development, taking into account various factors such as cash flow and growth stage[152]. - The company will ensure that the profits accumulated before the issuance of new shares will be shared among new and old shareholders[151]. Regulatory Compliance and Risk Management - The management highlighted risks related to market competition and regulatory changes, with strategies in place to mitigate these risks[21]. - The company has implemented strict credit management policies to mitigate the risk of uncollectible accounts receivable[122]. - The company acknowledges the potential for increased market competition and policy changes that could impact its future profitability in the green energy sector[127]. - The company is exposed to investment and cooperation risks in the photovoltaic and energy storage sectors, which could significantly affect its financial performance if not managed effectively[128]. Corporate Governance and Social Responsibility - The company has integrated social responsibility management into its corporate governance, aiming to enhance core competitiveness and create greater value for shareholders[141]. - The company has established a complete internal control system in accordance with relevant laws and regulations to protect the rights and interests of shareholders, ensuring timely and accurate information disclosure[142]. - The company adheres to labor laws and has established a reasonable compensation management system, focusing on employee training and development to promote mutual growth[144]. Share Structure and Stock Management - The total number of restricted shares before the change was 63,585,000, which accounted for 100% of the company's total share capital[188]. - After the change, the number of restricted shares decreased to 45,847,500, representing 72.10% of the total share capital[187]. - The company has committed to a lock-up period extension of 6 months for certain shareholders, including Zhao Kai and Gong Jun[191]. - The company has established a plan to stabilize its stock price if it falls below the net asset value per share for 20 consecutive trading days within three years post-IPO[155].

证券代码：301024 证券简称：霍普股份 公告编号：2023-058 上海霍普建筑设计事务所股份有限公司 第三届监事会第九次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 上海霍普建筑设计事务所股份有限公司（以下简称"公司"）第三届监事 会第九次会议于2023年8月28日以现场方式在公司会议室召开，会议通知已于 2023年8月18日以电话、电子邮件等方式送达至全体监事。本次会议由监事会主 席黄伟婷女士召集并主持，会议应出席监事3人，实际出席监事3人。本次会议 的召集、召开和表决程序符合有关法律、法规和《公司章程》等规定，会议合 法有效。 二、监事会会议审议情况 （一）审议通过了《关于公司<2023年半年度报告>及其摘要的议案》 经审议，监事会认为：公司《2023年半年度报告》及《2023年半年度报告 摘要》的编制程序、内容、格式符合相关法律、法规、规范性文件的规定。报 告编制期间，未有泄密及其他违反法律法规、《公司章程》或损害公司利益的 行为发生。报告所载信息真实、准确、完整，不存在虚假记载、误导性陈述或 重大遗漏。 具 ...

证券代码：301024 证券简称：霍普股份 公告编号：2023-059 上海霍普建筑设计事务所股份有限公司 关于召开2023年第一次临时股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 上海霍普建筑设计事务所股份有限公司（以下简称"公司"）于2023年8月 28日召开第三届董事会第十一次会议审议通过了《关于提请召开2023年第一次 临时股东大会的议案》，决定于2023年9月13日（星期三）下午14:30召开2023 年第一次临时股东大会，现将相关会议事项通知如下： 一、召开会议的基本情况 （一）股东大会届次：2023年第一次临时股东大会 （二）股东大会的召集人：公司董事会 公司2023年8月28日召开的第三届董事会第十一次会议审议通过《关于提请 召开2023年第一次临时股东大会的议案》，决定召开2023年第一次临时股东大 会。 （三）会议召开的合法、合规性：本次股东大会的召集程序符合有关法律、 行政法规、部门规章、规范性文件和《公司章程》的规定。 （四）会议召开的日期、时间： 1、现场会议召开时间：2023年9月13日（星期三）下午14:30； ...

部分募投项目结项并使用节余募集资金永久补充流动资金 的核查意见 长江证券承销保荐有限公司（以下简称"长江保荐"、"保荐机构"）作为上 海霍普建筑设计事务所股份有限公司（以下简称"公司"、"霍普股份"）首次公 开发行股票并在创业板上市的保荐机构，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指 引第 13 号——保荐业务》《上市公司监管指引第 2 号——上市公司募集资金管理 和使用的监管要求》等相关法律、法规和规范性文件的规定，对霍普股份部分募 投项目结项并使用节余募集资金永久补充流动资金的事项进行了审慎核查，核查 的具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意上海霍普建筑设计事务所股份有限公 司首次公开发行股票注册的批复》（证监许可[2021]2115 号文）核准，公司首次 公开发行人民币普通股（A 股）共计 10,600,000 股，发行价格为每股人民币 48.52 元，实际募集资金总额为人民币 514,312,000.00 元，扣除本次发行股票 ...

证券代码：301024 证券简称：霍普股份 公告编号：2023-053 上海霍普建筑设计事务所股份有限公司 2023年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会《上市公司监管指引第2号——上市公司募集资 金管理和使用的监管要求（2022年修订）》（证监会公告〔2022〕15号）、《深圳 证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》以及《深 圳证券交易所创业板上市公司自律监管指南第2号——公告格式》的相关规定，本 公司就2023年半年度募集资金存放与使用情况作如下专项报告： 一、募集资金基本情况 （一）首次公开发行股票募集资金 经中国证券监督管理委员会《关于同意上海霍普建筑设计事务所股份有限公司 首次公开发行股票注册的批复》(证监许可[2021]2115号文)核准，上海霍普建筑设 计事务所股份有限公司（以下简称"公司"、"本公司"）首次公开发行人民币普 通股（A股）1,060万股，发行价格为人民币48.52元/股，实际募集资金总额为人民 币514,312,000.00元， ...

上海霍普建筑设计事务所股份有限公司 关于为控股子公司提供担保额度预计的公告 证券代码：301024 证券简称：霍普股份 公告编号：2023-055 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 一、担保情况概述 上海霍普建筑设计事务所股份有限公司（以下简称"公司"）于2023年8月 28日召开第三届董事会第十一次会议、第三届监事会第九次会议，审议通过了 《关于为控股子公司提供担保额度预计的议案》，该议案尚需提交公司股东大 会审议，现将相关事项公告如下： 为更好的推动公司控股子公司上海霍普珀科新能源有限公司（以下简称 "霍普珀科"）的业务发展，在确保运作规范和风险可控的前提下，公司拟为 霍普珀科（含授权期限内其新设立或纳入合并范围且资产负债率小于70%的控 股子公司）提供总额不超过人民币3亿元的担保。担保额度有效期为：自2023年 第一次临时股东大会审议通过之日起12个月止。上述额度范围内的担保方式为 保证担保，最终的担保金额和期限以实际签署的担保协议为准。上述担保额度 可在霍普珀科及授权期限内其新设立或纳入合并范围且资产负债率小于70%的 控股子公司之间分别 ...