Group 1: Capricor Therapeutics, Inc. - Capricor Therapeutics, Inc. leads the market with a remarkable 351.89% increase in its stock price, closing at $28.74, following advancements in its lead candidate, CAP-1002, for treating Duchenne muscular dystrophy [1][6] - The stock reached a new year-high of $40.37, with trading volume exceeding 48 million shares, attributed to a successful late-stage study for a heart condition associated with the disease [1][6] Group 2: Nauticus Robotics, Inc. - Nauticus Robotics, Inc.'s warrant (KITTW) saw a substantial rise of 150.92%, reaching $0.068, driven by technological breakthroughs in ocean robotics [2][6] - The company's stock (NASDAQ: KITT) experienced a 67.46% climb to $1.2101, with trading volume surging to over 72 million shares, reflecting investor interest in its innovative approach to oceanic exploration [2][6] Group 3: iRobot Corporation - iRobot Corporation experienced a significant uptick of 69.97% in its stock price, landing at $3.31, fueled by a strategic partnership aimed at expanding its product line into new markets [3][6] - The trading volume reached 166 million shares, indicating a strong market response compared to its usual trading activity [3] Group 4: Palladyne AI Corp. - Palladyne AI Corp.'s warrant (PDYNW) rounded out the top five with a 54.25% increase in its stock price to $0.10, reflecting advancements in AI and machine learning for robotic systems [4][6] - The increased trading activity underscores the dynamic nature of the market, where technological advancements can significantly impact company valuations [4][6] Group 5: Market Overview - The market's top gainers demonstrate the impact of technological advancements and strategic developments on company valuations, with Capricor Therapeutics, Nauticus Robotics, iRobot, and Palladyne AI Corp. all experiencing significant stock price increases [5][6] - These movements highlight the importance of innovation and strategic partnerships in driving investor interest and market performance [5]

Financial Data and Key Metrics Changes - Revenue for Q3 2025 was $1.9 million, down $0.1 million sequentially but up $1.6 million from the same quarter last year. The revenue shortfall was a strategic decision to defer work [10][11] - Operating expenses for the quarter were $7.8 million, up $1.9 million from Q3 2024 but down $0.6 million sequentially. General and administrative costs were $2.9 million, a decrease of $1.4 million sequentially [10][11] - Net loss for the quarter was $6.6 million, a decrease of $0.8 million sequentially but an increase of $24.5 million from Q3 2024 [11] - Cash at the end of Q3 2025 was $5.5 million, compared to $2.7 million last quarter, driven by funding from an at-the-market offering [11][12] Business Line Data and Key Metrics Changes - The company made a strategic decision to defer near-term revenue to enhance the vehicle for specific deep-water workflows, which positions it for longer-term contracts [14] - A significant milestone was achieved with the successful operation of the Aquanaut system to a depth of 2,300 meters in the Gulf of Mexico, demonstrating the platform's capabilities [14][22] - The customer base continued to grow, with positive feedback on ROV systems and increasing interest from both commercial and government sectors [18] Market Data and Key Metrics Changes - The maritime industry is experiencing a trend towards reduced personnel deployed offshore, driven by safety, sustainability, and cost considerations, which aligns with the company's strengths in autonomy [6] - The company is exploring opportunities in the deep-sea mining sector, leveraging its autonomous capabilities for safe and cost-efficient operations [6][7] Company Strategy and Development Direction - The company is focused on scaling its technology for commercial deployment and enhancing its operational capabilities [4][6] - A new $250 million equity facility was announced to support emerging opportunities, particularly in deep-sea mining [6][12] - The strategic expansion into various ocean industries highlights the versatility of the company's technology [7][8] Management's Comments on Operating Environment and Future Outlook - Management expressed confidence in the company's long-term strategy and the support from lenders, which positions the company well for maintaining its Nasdaq listing [12] - The focus remains on executing current workflows while exploring opportunities in ocean minerals, with a strong emphasis on immediate customer contracts [41][43] - Management acknowledged the challenges of supply chain management but indicated proactive measures are in place to mitigate risks [35][82] Other Important Information - The company plans to host an Investor Day in early 2026 to showcase its technology and operations [25] - Management emphasized the importance of commercial adoption of technology over mere promotion [56] Q&A Session Summary Question: How should we think about the enhanced margin potential for software-only retrofits compared to full-stack new-build vehicle sales? - Management indicated that gross margins on software are in the 80% plus range, making it a significant opportunity for cash flow generation [29][30] Question: Would acquiring existing vehicles in operation help accelerate scaling operations? - Management is exploring the acquisition of untethered vehicles to quickly scale operations, as demand for their technology is strong [33][34] Question: What is the current environment regarding supply chain and tariff risks? - Management reported that supply chain management remains challenging but proactive measures have been taken to secure necessary parts [35][36] Question: What is the plan to address NASDAQ compliance issues? - Management is focused on achieving the necessary shareholder equity level and has commitments from lenders to support this goal [51][52] Question: How can the company improve communication with capital markets and investor relations? - Management acknowledged the need for better communication and plans to increase the frequency of updates regarding milestones and technology adoption [56][57]

Quarter 3 2025 Financial Results Disclaimer Cautionary Language Regarding Forward-Looking Statements This slide deck contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended (the "Act"), and are intended to enjoy the protection of the safe harbor for forward-looking statements provided by the Act as well as protections afforded by other federal securities laws. Such forward-looking statements include but are not limited to: the expected timing ...

Core Insights - Nauticus Robotics reported a breakthrough quarter with significant advancements in its ROV and Aquanaut programs, highlighting the strength of its technology and execution [2][3] - The integration of Nauticus ToolKITT on third-party vehicles has been successful, enhancing autonomous navigation capabilities [3][6] - Customer demand is increasing, with plans for demonstrations and customer engagement at the company's facility [5][6] Financial Highlights - Revenue for the third quarter was $2.0 million, a substantial increase from $0.4 million in the same period last year, but slightly down from $2.1 million in the previous quarter [7] - Operating expenses totaled $7.9 million, reflecting a $1.9 million increase year-over-year but a $0.6 million decrease from the prior quarter [7] - The adjusted net loss for the third quarter was $6.8 million, compared to $6.4 million in the same period last year and $7.4 million in the previous quarter [8] Balance Sheet and Liquidity - As of September 30, 2025, the company had cash and cash equivalents of $5.5 million, up from $2.7 million as of June 30, 2025 [10] - Total assets increased to $42.8 million from $22.7 million at the end of the previous year [17] Operational Milestones - The first Aquanaut robot completed ultra-deepwater testing down to 2,300 meters, marking a significant achievement in the company's testing capabilities [14] - The second Aquanaut robot is set to begin testing new capabilities for the 2026 offshore season [14]

Financial Performance - Total revenue for the three months ended September 30, 2025, was $1,976,795, a significant increase from $370,187 in the same period of 2024, representing a growth of 434%[18] - The company reported a net loss of $(6,639,948) for the three months ended September 30, 2025, compared to a net income of $17,931,827 in the same period of 2024[18] - For the nine months ended September 30, 2025, the net loss was $21,661,311 compared to a net loss of $50,366,134 for the same period in 2024, indicating a significant reduction in losses[23] - For the nine months ended September 30, 2025, the Company reported a revenue of $4,714,842, compared to $9,178,003 for the same period in 2024, indicating a decline[148] Operating Loss and Expenses - The company reported an operating loss of $5,877,920 for the three months ended September 30, 2025, compared to a loss of $5,569,875 for the same period in 2024, indicating a slight increase in losses[18] - The company incurred total costs and expenses of $7,854,715 for the three months ended September 30, 2025, compared to $5,940,062 for the same period in 2024, representing an increase of 32%[18] - Cash used in operating activities for the nine months ended September 30, 2025, was $18,943,935, slightly lower than $20,128,427 for the same period in 2024[23] Assets and Liabilities - Cash and cash equivalents increased to $5,492,350 as of September 30, 2025, up from $1,186,047 at December 31, 2024, reflecting a growth of 364%[15] - Total assets rose to $42,813,211 as of September 30, 2025, compared to $22,685,087 at December 31, 2024, marking an increase of 88%[15] - Total current liabilities surged to $46,490,584 as of September 30, 2025, compared to $12,301,000 at December 31, 2024, reflecting an increase of 278%[15] - The accumulated deficit increased to $(278,787,369) as of September 30, 2025, from $(253,698,352) at December 31, 2024, indicating a deterioration of 10%[16] Stockholder Information - The total stockholders' deficit improved to $(4,122,986) as of September 30, 2025, from $(20,397,413) at December 31, 2024, indicating a reduction in deficit of 80%[16] - The Company had 6,427,297 shares of Common Stock outstanding as of September 30, 2025[187] - The Company’s stockholders approved the reverse stock split to meet NASDAQ Capital Market bid price requirements[182] Acquisition and Strategic Moves - The strategic acquisition of SeaTrepid International LLC was finalized on March 20, 2025, aiming to enhance operational performance and efficiency in the ROV fleet[30] - The Company completed the acquisition of SeaTrepid International LLC for total consideration of $14,352,692 on March 20, 2025[87] - SeaTrepid contributed approximately $4,181,918 in revenue and $1,666,453 in net income for the nine months ended September 30, 2025[147] Financing and Debt - The company is currently evaluating financing alternatives to maintain adequate liquidity, as all outstanding notes payable were reclassified from long-term to short-term due to maturity[32] - The Company entered into a senior secured term loan agreement providing an aggregate of $9,551,856 in secured term loans, with an additional $6 million available within 180 days[117] - The Company reduced the conversion price of the loans under the 2024 Term Loan Agreement to $14.31 on a post reverse split basis[121] Stock and Warrants - The Company conducted an At-The-Market (ATM) offering, issuing 1,106,261 shares for gross proceeds of $5,160,244 and net proceeds of $4,938,966 during the three months ended September 30, 2025[188] - The Public Warrants were valued at $1,569 as of September 30, 2025, reflecting a gain in value of $30,209 for the nine months ended September 30, 2025[199] - The Company reported a loss of $7,511 in the value of the Public Warrants for the nine months ended September 30, 2025, compared to a gain of $323,438 for the same period in 2024[202] Operational Insights - The company has implemented cost-cutting measures to preserve cash as it does not generate sufficient revenue to cover operating expenses[31] - The company believes it has sufficient resources to continue as a going concern for at least one year, supported by a current investor[31] - The company had no product sales for the three and nine months ended September 30, 2025, and 2024, respectively, indicating a focus on service contracts[47]

Core Insights - Nauticus Robotics, Inc. is scheduled to host its third quarter financial and operating results call on November 14, 2025, at 9:00 am Central Time [1] - The company develops autonomous robots for ocean industries, utilizing sensors, artificial intelligence, and algorithms for effective decision-making [3] - Nauticus' business model includes providing robotic systems for service, selling vehicles and components, and licensing software to both commercial and defense sectors [3] Financial Information - The earnings conference call will provide insights into the company's financial performance for the period ended September 30, 2025 [1] - Participants can join the call by dialing a toll-free number or accessing a listen-only webcast [2] Company Overview - Nauticus Robotics focuses on reducing operational costs and improving data collection for subsea infrastructure through its new generation of vehicles [3] - The company aims to enhance offshore health, safety, and environmental exposure while minimizing greenhouse gas emissions [3] - Nauticus has developed technology products for retrofitting traditional ROV operations and other vehicle platforms [3]

Core Insights - Nauticus Robotics has successfully certified and deployed its Nauticus ToolKITT™ autonomy software on two light work-class ROVs, marking a significant milestone in the company's strategy to expand its autonomy technology beyond proprietary systems [1][4][5] Group 1: Technology and Deployment - Nauticus ToolKITT™ has transitioned manual tasks of station-keeping and navigation into autonomous operations, significantly reducing pilot workload and enhancing operational safety [2][4] - The software has been successfully applied to a third-party ROV platform, demonstrating its flexibility and maturity as a modular autonomy solution [3][4] - The deployment of Nauticus ToolKITT™ is expected to modernize existing offshore vehicles without the need for major hardware redesigns, with a market potential of around 1,500 ROVs [5][6] Group 2: Market Strategy and Future Plans - The project represents a key step in Nauticus' strategy to bring its autonomy software to a broader market, transforming legacy ROVs into semi-autonomous assets for paying customers [5][6] - Nauticus plans to build on this success through additional customer projects and collaborations, aiming to enhance the global ROV fleet and expand the capabilities of Nauticus ToolKITT™ [5][6] - The company is focused on reducing operational costs and improving safety and environmental exposure in offshore operations through its advanced robotic systems [6][7]

Core Insights - Nauticus Robotics, Inc. has secured a $250 million Equity Line of Credit (ELOC) to support its growth and innovation initiatives, particularly in the deep-sea rare earth and mineral exploration market [1][6] - The company aims to leverage its advanced robotics and AI technologies to align with the U.S. government's focus on securing strategic minerals and reducing reliance on international sources [2][3] - Nauticus plans to pursue strategic acquisitions that will enhance its technological capabilities and support responsible exploration of critical minerals in ultra-deepwater environments [2][4] Strategic Highlights - The $250 million equity facility will provide Nauticus with the financial flexibility to acquire businesses and technologies that complement its autonomous systems portfolio [3][6] - The initiative emphasizes Nauticus' commitment to technological leadership and responsible innovation in subsea industries, with plans to update on acquisition targets and partnerships [4][6] - The company has recently expanded its subsea service and ROV capabilities through the acquisition of SeaTrepid International, furthering its strategic objectives [6] Industry Context - Access to rare earth minerals is crucial for sectors such as clean energy, electronics, and defense, positioning Nauticus as a key player in the supply chain for these industries [3] - The focus on sustainable innovation and environmental stewardship in subsea resource development aligns with global trends towards responsible resource management [6]

Core Insights - Nauticus Robotics, Inc. has entered into an agreement with existing debtholders to convert $3.7 million of debt into common equity, aiming to significantly deleverage its balance sheet [1] - Existing debtholders have also agreed to exchange outstanding debt into preferred equity if necessary, to ensure compliance with NASDAQ requirements [1] Company Overview - Nauticus Robotics develops autonomous robots for ocean industries, utilizing sensors, artificial intelligence, and algorithms for adaptability in changing environments [2] - The company's business model includes providing robotic systems for services, selling vehicles and components, and licensing software to both commercial and defense sectors [2] - Nauticus is testing a new generation of vehicles designed to reduce operational costs and gather data for maintaining subsea infrastructure [2] - The company offers services that enhance data collection, analytics, and subsea manipulation capabilities, aiming to lower operational footprints, costs, and greenhouse gas emissions [2]

Core Insights - Nauticus Robotics, Inc. is advancing its Aquanaut robots and Nauticus ToolKITT software through testing at the Advanced Ocean Systems (AOS) facility in Stuart, Florida, aiming to enhance capabilities and market opportunities [1][4][5] Company Developments - The first Aquanaut robot has been moved to the AOS facility for final checks before operations commence, with plans to utilize both Aquanaut robots for lake testing throughout the fall and winter [3][5] - Nauticus is also preparing to assemble a third Aquanaut robot to serve as an additional testing platform, which will allow the first two robots to focus on revenue-generating contracts in 2026 [5] Market Opportunities - Testing objectives include creating new market opportunities for untethered Aquanaut robots and Nauticus ToolKITT software, with specific target areas such as: - Leak Detection Services for subsea integrity and environmental monitoring [7] - 3D Digital Twin Solutions for remote asset management [7] - Survey & Mapping Expansion for various energy sectors [7] - Commercialization of Autonomy Software for defense platforms [7] - Fleet Interoperability for multi-vehicle coordination [7] - Customer & Investor Validation through live demonstrations [7] Strategic Collaborations - The collaboration with AOS is expected to provide a cost-effective testing environment and enhance interoperability between Nauticus' underwater systems and AOS's surface vehicles [5][8]