Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________________________ FORM 10-K _____________________________________ (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 _________________________________ ...

Composition of Cash and Investments Percentage by Asset Type – December 31, 2022 | --- | --- | --- | --- | --- | --- | |------------------------|---------------------|--------------------------------------------------------------------------------------|-------|-----------------|-------------| | | | | | | | | | | Cash and Restricted Cash 12.4% | | | | | Private Equity 18.1% | | Partnership Interests and Other 3.8% | | | | | | | Due from/(to) Clearing Brokers, net 1.3% Corporate Bonds and Fixed Income Securi ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q4 2022 Results Conference Call February 22, 2023 4:30 PM ET Company Participants Bryant Riley - Chairman, Co-Founder & Co-CEO Tom Kelleher - Co-Founder, Co-CEO Phil Ahn - CFO, COO Conference Call Participants Keith Rosenbloom - Cruiser Capital Paul Dwyer - Punch & Associates Sean Haydon - Charles Lane Capital Operator [Call Starts Abruptly] Today's call includes prepared remarks from the company followed by a question-and-answer session. Joining us today from B. Rile ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q3 2022 Earnings Conference Call November 3, 2022 4:30 PM ET Company Participants Bryant Riley – Chairman, Co-Founder and Co-Chief Executive Officer Tom Kelleher – Co-Founder and Co-Chief Executive Officer Phillip Ahn – Chief Financial Officer and Chief Operating Officer Mike Frank – Investor Relations Conference Call Participants Stanford Wyatt – August Partners Operator Good afternoon and welcome to B. Riley Financial [Technical Difficulty] Investor Relations website ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) | Delaware | 27-0223 ...

B | R I L E Y Financial | --- | --- | |-----------------------------|-------| | | | | Second Quarter 2022 | | | Supplemental Financial Data | | | July 28, 2022 | | 1 NASDAQ: RILY Reconciliation of U.S. GAAP to Non-GAAP Measures | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------|-----------|-------|-----------|-- ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q2 2022 Earnings Conference Call July 28, 2022 4:30 PM ET Company Participants Bryant Riley – Chairman, Co-Founder and Co-Chief Executive Officer Tom Kelleher – Co-Founder and Co-Chief Executive Officer Phillip Ahn – Chief Financial Officer and Chief Operating Officer Conference Call Participants Sean Haydon – Charles Lane Capital Brett Hendrickson – Nokomis Capital Operator Good afternoon, and welcome to B. Riley Financial's Second Quarter 2022 Earnings Call. B. Riley ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) | Delaware | 27-0223495 | ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q1 2022 Earnings Conference Call April 28, 2022 4:30 PM ET Company Participants Bryant Riley - Chairman and Co-Founder and Co-CEO Tom Kelleher - Co-Founder and Co-CEO Phillip Ahn - CFO and COO Conference Call Participants Sean Haydon - Charles Lane Capital Anthony Perrella - Punch & Associates Brett Hendrickson - Nokomis Disclaimer*: This transcript is designed to be used alongside the freely available audio recording on this page. Timestamps within the transcript are ...

B | R I L E Y Financial | --- | --- | |-----------------------------|-------| | | | | First Quarter 2022 | | | Supplemental Financial Data | | | | | | April 28, 2022 | | 1 NASDAQ: RILY Reconciliation of U.S. GAAP to Non-GAAP Measures | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | |--------------------------------------------------------------------------------------------|-------|-------------------------------------------------|-------|-------|-----------|-------|---------------- ...