(Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q For the quarterly period ended March 31, 2022 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) | Delaware | 27-0223495 ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact name of registrant as specified in its charter) | Delaware | 27-0223495 | | --- | --- | | (Stat ...

B | R I L E Y Financial | --- | --- | |-----------------------------|-------| | | | | Fourth Quarter 2021 | | | Supplemental Financial Data | | | | | | February 23, 2022 | | 1 NASDAQ: RILY Reconciliation of U.S. GAAP to Non-GAAP Measures | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | |--------------------------------------------------------------------------------------------|-------|-----------|-------|-----------|-------|-------------------------------------|-------|-----------|------ ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q4 2021 Earnings Conference Call February 23, 2022 4:30 PM ET Company Participants Bryant Riley - Chairman and Co-Founder and Co-CEO Tom Kelleher - Co-Founder and Co-CEO Phillip Ahn - CFO and COO Conference Call Participants Sam Sheldon - Punch & Associates Keith Rosenbloom - Cruiser Capital Sean Haydon - Charles Lane Operator Good afternoon and welcome to B. Riley Financials Fourth Quarter and Full Year 2021 Earnings Call. Earlier today, B. Riley issued a press releas ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 27-0223495 (State or Other Ju ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q3 2021 Results Conference Call October 28, 2021 4:30 PM ET Company Participants Bryant Riley - Chairman and Co-Founder and Co-CEO Tom Kelleher - Co-Founder and Co-CEO Phillip Ahn - CFO and COO Conference Call Participants Keith Rosenbloom - Cruiser Capital Brian Rohman - Boston Partners Sean Haydon - Charles Lane Capital Operator Good afternoon and welcome to B. Riley Financial's Third Quarter 2021 Earnings Call. Earlier today, B. Riley issued a press release and pres ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) | Delaware | 27-0223495 | | --- | --- | | ( ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q2 2021 Earnings Conference Call July 29, 2021 4:30 PM ET Company Participants Bryant Riley - Chairman and Co-Founder and Co-CEO Phillip Ahn - CFO and COO Tom Kelleher - Co-Founder and Co-CEO Conference Call Participants Sean Haydon - Charles Lane Capital Brian Rohman - Boston Partners Paul Dwyer - Punch & Associates Operator Good afternoon and welcome to B. Riley Financial's Second Quarter 2021 Earnings Call. Earlier today, B. Riley issued a press release and present ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 27-0223495 (State or Other Jurisd ...

B | R I L E Y `Financial | --- | --- | |-----------------------------|-------| | | | | First Quarter 2021 | | | Supplemental Financial Data | | | May 3, 2021 | | 1 NASDAQ: RILY Reconciliation of U.S. GAAP to Non-GAAP Measures | --- | --- | --- | --- | --- | --- | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------|---------------------------------------------|------------------|-------------------|------ ...