北京指南针科技发展股份有限公司 2024 年度内部控制自我评价报告 北京指南针科技发展股份有限公司全体股东： 根据财政部、证监会等五部委联合发布的《企业内部控制基本规范》及其配 套指引的规定要求，结合北京指南针科技发展股份有限公司（以下简称"公司"） 《内部控制管理手册》《内部控制评价手册》，对公司内部控制的有效性进行自我 评价。 一、董事会声明 公司董事会及全体董事保证本报告不存在任何虚假记载、误导性陈述或重大 遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带责任。 建立健全并有效实施内部控制是公司董事会的责任；监事会对董事会建立与 实施内部控制进行监督；经营管理层负责组织领导公司内部控制的日常运行。 公司内部控制的目标是：合理保证经营管理合法合规、资产安全、财务报告 及相关信息真实完整，提高经营效率和效果，促进实现公司发展战略。由于内部 控制存在固有局限性，故仅能对实现上述目标提供合理保证。 二、内部控制评价工作的总体情况 公司董事会是公司内部控制评价的最高决策机构，负责组织、领导、监督内 部控制评价工作，听取内部控制评价工作报告，审定内部控制缺陷整改意见，批 准内部控制自我评价报告的对外披露。审 ...

新年好呀诸位，这次元旦假期没有安排调休，就歇一天，所以明天又要开盘了。2024和2025之间的间隔，就是地球又多自转了一天，这种历法上的差别在 现实中不会有明显的意义。所以不要有过了年，一切都会好起来的想法，2025年的前几个月，只是2024年末的延升。 不过对于a股来说还是会有一些区别的，因为一旦过了历法年，就进入到了1-4月的年报披露季，我给诸位简单讲讲这里面的规律。 除了正式年报，交易所还规定了上市公司如果出现亏损、扭亏为盈、净利润较增长或下降50%以上等三类情况，有义务在1月31日之前进行预告，所以年 报第一轮冲击波会出现在1月底，那几天会有各种惊喜和惊吓，经常一个公告出来第二天涨停或跌停。 其实2024年有哪些行业容易爆雷大家心里大致是有预期的，像消费行业和医药行业的公司多半是好不了的，下滑幅度只要不离谱都不算大雷。电动车和芯 片行业的公司业绩大概率上涨，至于红利的银行电力煤炭高速公路这些板块，只要业绩不是超级大变脸，市场都会原谅的，因为买它们的逻辑是利率下 跌。 …… 1、1月1日起上海存量个人住房公积金贷款执行新利率，首套房贷从3.1%下降至2.85%，二套房贷从3.575%下降至3.325%。 ...

北京指南针科技发展股份有限公司 2022 年度向特定对象发行 A 股股票 方案论证分析报告（修订稿） 北京指南针科技发展股份有限公司（以下简称"指南针"或"公司"）为了 满足公司业务发展需要，增强公司盈利能力和提高公司核心竞争力，根据《中华 人民共和国公司法》（以下简称《公司法》）、《中华人民共和国证券法》（以下简 称《证券法》）、《公司章程》和中国证券监督管理委员会（以下简称"中国证监 会"）颁布的《上市公司证券发行注册管理办法》（以下简称《注册管理办法》） 等有关法律、法规和规范性文件的规定，拟向特定对象发行 A 股股票（以下简称 "本次发行"或"本次向特定对象发行"）募集资金不超过 30.00 亿元（含本数） 用于增资公司全资子公司麦高证券有限责任公司（以下简称"麦高证券"）。 一、本次发行的背景和目的 （一）本次交易的背景 1、资本市场改革向纵深迈进，促进证券业健康发展 琼斯等国际指数相继纳入 A 股，外资持股比持续放开，互联互通机制稳健运行， 全球资本配置 A 股进程持续加速。 资本市场持续扩大对外开放，不仅加速了自身市场化改革的进程，同时也迎 来了更多元的投资者。近年来，国内 A 股市场投资者结构 ...

证券代码：300803 证券简称：指南针 公告编号：2024-056 北京指南针科技发展股份有限公司 关于向全资子公司麦高证券有限责任公司增资的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 北京指南针科技发展股份有限公司（以下简称"公司"）于 2024 年 12 月 20 日召开第十三届董事会第三十二次会议及第十四届监事会第二十三次会议，审议 通过了《关于签订附条件生效的<《麦高证券有限责任公司增资协议》补充协议> 并对麦高证券有限责任公司增资的议案》，董事会同意公司向全资子公司麦高证 券有限责任公司（以下简称"麦高证券"）增资，并同意授权公司经营管理层具 体决定和办理与上述增资相关的事项。详情如下： 一、向麦高证券增资情况概述 为尽快恢复麦高证券有限责任公司（原网信证券有限责任公司，以下简称 "麦高证券"）正常经营，公司于 2022 年 5 月 16 日与麦高证券签署了《网信证 券有限责任公司增资协议》。公司计划通过向特定对象发行 A 股股票的方式募 集总额不超过 30 亿元（含本数）（人民币，下同）的资金，募集资金在扣除相 关发行费用后，将全部用于 ...

北京指南针科技发展股份有限公司 关于 2022 年度向特定对象发行 A 股股票 募集资金使用可行性分析报告（修订稿） 一、本次募集资金使用计划 北京指南针科技发展股份有限公司（以下简称"公司"）拟向特定对象发行 A 股股票（以下简称"本次发行"），本次发行募集资金总额不超过 30.00 亿元 （含本数）。本次发行募集资金在扣除相关发行费用后，将全部用于增资公司全 资子公司麦高证券有限责任公司（原名为"网信证券有限责任公司"，以下简称 "麦高证券"）。具体而言，麦高证券拟使用不超过 8 亿元用于发展财富管理业 务，不超过 5 亿元作为融资融券业务的启动资金，不超过 3 亿元用于发展投资银 行业务，不超过 4 亿元用于发展证券投资业务，不超过 5 亿元用于信息技术和合 规风控建设投入，以及不超过 5 亿元补充运营资金。 在本次发行的董事会审议通过之后至发行募集资金实际到位之前，公司可根 据子公司麦高证券经营状况和发展规划以自筹资金先行对麦高证券进行增资。公 司已于 2022 年 7 月以自筹资金 5.00 亿元先行增资麦高证券，并计划于近期以自 筹资金 2.00 亿元再次增资麦高证券。上述增资完成后，本次发行募集 ...

证券代码：300803 证券简称：指南针 公告编号：2024-059 一、本次发行对公司主要财务指标的影响 北京指南针科技发展股份有限公司 （一）测算假设及前提 为分析本次发行对公司主要财务指标的影响，结合公司实际情况，做出如下 假设： 1、公司所处宏观经济环境、产业政策、行业发展状况、市场情况等方面没 有发生重大变化； 关于 2022 年度向特定对象发行 A 股股票摊薄即期回报与 填补措施及相关主体承诺事项（修订稿）的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 北京指南针科技发展股份有限公司（以下简称"公司"）拟向特定对象发行 A 股股票（以下简称"本次发行"）。根据《国务院办公厅关于进一步加强资本 市场中小投资者合法权益保护工作的意见》（国办发〔2013〕110 号）、《国务院关 于进一步促进资本市场健康发展的若干意见》（国发〔2014〕17 号）、中国证监会 《关于首发及再融资、重大资产重组摊薄即期回报有关事项的指导意见》（证监 会公告〔2015〕31 号）等文件的相关要求，为保障中小投资者及全体股东的利 益，公司就本次向特定对象发行 A 股股 ...

北京指南针科技发展股份有限公司（以下简称"公司"）于 2023 年 12 月 25 日参与江苏省泰州市中级人民法院在淘宝网司法拍卖网络平台开展的"被执 行人联合创业集团有限公司所持有先锋基金管理有限公司（以下简称"先锋基 金"）比例为 34.2076%股权"的司法拍卖，并以 110,211,594.5 元的价格竞得。 公司已于 2023 年 12 月 22 日召开第十三届董事会第十九次会议授权经营层以自 有资金参与先锋基金股权司法拍卖。具体内容详见公司于 2023 年 12 月 25 日在 巨潮资讯网（http://www.cninfo.com.cn）披露的《关于参与先锋基金管理有限公 司股权司法拍卖的公告》（公告编号：2023-071）。 二、进展情况 证券代码：300803 证券简称：指南针 公告编号：2024-051 北京指南针科技发展股份有限公司 关于参与先锋基金管理有限公司股权司法拍卖的 进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 一、公司参与先锋基金股权司法拍卖的基本情况 特此公告。 北京指南针科技发展股份有限公司 董事会 2024 ...

Revenue and Profit Performance - Revenue for the third quarter reached 231.43 million yuan, a year-on-year increase of 34.50%[3] - Net profit attributable to shareholders of the listed company was -60.99 million yuan, a year-on-year decrease of 3.53%[3] - Operating income for the period reached 776.36 million RMB, up from 683.37 million RMB, a 13.6% increase[20] - Net profit for the period was -109.96 million RMB, compared to -40.56 million RMB in the previous period, indicating a 171.1% increase in losses[21] - Basic earnings per share (EPS) were -0.27, down from -0.10 in the previous period[22] Asset and Liability Changes - Total assets as of the end of the reporting period were 8.77 billion yuan, an increase of 61.42% compared to the end of the previous year[3] - Total assets increased to 8.77 billion RMB from 5.43 billion RMB, a significant growth of 61.4%[18] - Total liabilities rose to 6.96 billion RMB from 3.58 billion RMB, marking a 94.6% increase[19] - The company's total assets increased from 3,496,505,073.00 yuan at the beginning of the period to 6,674,168,504.00 yuan at the end of the period, with a significant increase in monetary funds from 2,569,531,060.00 yuan to 5,558,100,450.00 yuan[17] - The company's monetary funds increased by 116.31% to 5.56 billion yuan, primarily due to increased customer deposits in brokerage business[7] Cash Flow and Financial Activities - Net cash flow from operating activities for the first nine months was 3.09 billion yuan, a year-on-year increase of 187.05%[9] - Operating cash flow increased to 3,094,832,428 yuan, up from 1,078,169,398 yuan in the previous period[23] - Sales of goods and services generated 607,267,400 yuan in cash, a decrease from 646,505,472 yuan in the previous period[23] - Cash received from interest and commissions rose to 205,858,586 yuan, compared to 100,197,624 yuan in the previous period[23] - Cash received from securities trading surged to 3,079,015,977 yuan, up from 1,077,230,264 yuan in the previous period[23] - Investment cash inflow reached 3,196,332,755 yuan, a significant increase from 1,014,997,228 yuan in the previous period[23] - Cash outflow for investments was 3,377,719,042 yuan, compared to 1,313,386,065 yuan in the previous period[24] - Net cash flow from financing activities was 261,898,797 yuan, up from 136,538,905 yuan in the previous period[24] - Total cash and cash equivalents at the end of the period stood at 5,985,983,048 yuan, compared to 2,278,482,710 yuan in the previous period[24] Brokerage and Financial Services - Interest income increased by 92.70% to 45.86 million yuan, driven by growth in brokerage business[9] - Commission and fee income increased by 125.92% to 135.14 million yuan, also due to growth in brokerage business[9] - Investment income rose by 116.08% to 87.25 million yuan, mainly from securities proprietary trading business[9] - The company's brokerage and proprietary business at Maigo Securities saw a 125.92% YoY increase in net commission income to 135 million yuan and a 92.70% YoY increase in net interest income to 46 million yuan[15] Shareholder and Equity Information - The number of ordinary shareholders at the end of the reporting period was 50,771[10] - Guangzhou Zhanxin Communication Technology Co., Ltd. holds 40.45% of the shares, making it the largest shareholder[10] - The company's 2022 stock option incentive plan saw 531,192 options exercised by the end of the reporting period, with 3,367,508 options remaining unexercised[16] Financial Information Service Business - The company's financial information service business is highly correlated with the capital market's performance, and the total transaction volume of the securities market in the first three quarters of 2024 decreased compared to the same period last year, negatively impacting the business[14] - The company's financial information service business experienced a significant increase in registered and paying users, with advertising and network promotion expenses rising year-over-year, affecting profits[14] Intangible Assets and Development Expenditure - Intangible assets grew to 66.57 million RMB from 60.38 million RMB, a 10.3% increase[18] - Development expenditure remained unchanged, with no new entries recorded[18] - Goodwill remained stable at 1.29 billion RMB, showing no change from the previous period[18] - Long-term prepaid expenses increased to 17.24 million RMB from 10.10 million RMB, a 70.7% rise[18] - Deferred tax assets grew to 146.86 million RMB from 127.72 million RMB, a 15.0% increase[18]

Financial Performance - Total revenue for the first half of 2024 was RMB 544,931,563, representing a 6.58% increase compared to RMB 511,304,856 in the same period last year[12]. - Net profit attributable to shareholders was a loss of RMB 48,953,917, a decrease of 366.48% from a profit of RMB 18,370,713 in the previous year[12]. - The net profit after deducting non-recurring gains and losses was a loss of RMB 50,670,194, a decrease of 530.71% from a profit of RMB 11,764,288 in the previous year[12]. - The company reported a significant increase in investment income, reaching ¥51,944,080, which is a 90.73% increase from ¥27,234,837 in the previous year, primarily due to the performance of the proprietary trading business of Maigao Securities[42]. - The company reported a net loss of ¥48,963,006 for the first half of 2024, a decline from a net profit of ¥18,361,096 in the same period of 2023[137]. - The company recorded a total comprehensive loss of ¥48,573,014, compared to a comprehensive income of ¥18,361,096 in the previous year[137]. Cash Flow and Assets - The net cash flow from operating activities increased by 16.14% to RMB 1,181,375,713 from RMB 1,017,207,537 in the same period last year[12]. - The ending balance of cash and cash equivalents reached CNY 3,869,231,758 at the end of the first half of 2024, up from CNY 2,469,600,571 at the end of the first half of 2023, marking an increase of approximately 56.7%[141]. - The total assets at the end of the reporting period reached RMB 6,898,937,266, marking a 27.03% increase from RMB 5,430,841,906 at the end of the previous year[12]. - The company's cash and cash equivalents increased to CNY 3,501,535,463.00 from CNY 2,569,531,060.00, representing a growth of approximately 36.2%[129]. - Total current assets rose to CNY 4,836,095,601.00, up from CNY 3,496,505,073.00, indicating an increase of about 38.3%[129]. Business Segments - The securities business of Maigao Securities generated revenue of 164 million yuan, a significant increase of 118.72% compared to the same period last year[19]. - The financial information service business reported revenue of 423 million yuan, a decrease of 4.40% year-on-year[19]. - In the first half of 2024, the company's brokerage business revenue reached ¥82.22 million, a year-on-year increase of 138.08%[23]. - The financial information services segment generated operating revenue of ¥423,317,930, with a gross margin of 83.57%, while the securities services segment saw a substantial increase in revenue to ¥163,878,631, with a gross margin of 100%[43]. Investments and Acquisitions - The company acquired a 34.21% stake in Pioneer Fund Management for ¥110.21 million, aiming to become its largest shareholder[24]. - The company completed the acquisition of a 34.2076% stake in Pioneer Fund Management Co., Ltd. for approximately 110,211,594.50 CNY, aiming to become the largest single shareholder[112]. Research and Development - The company continues to invest in R&D for financial information services, launching new data analysis features to enhance user decision-making capabilities[22]. - Research and development expenses increased by 21.05% to ¥75,756,588 from ¥62,585,207, reflecting the company's commitment to enhancing its product offerings[42]. Market and Competition - The company faces risks including market fluctuations, regulatory changes, and data security issues[3]. - The company faces intensified market competition due to rapid technological advancements and increased investment from domestic and international competitors[61]. - The company emphasizes continuous technological updates and product innovation to meet diverse and personalized customer demands[62]. Corporate Governance and Compliance - The company has established a corporate governance structure including a shareholders' meeting, board of directors, and supervisory board, with 14 departments including development and product departments[155]. - The company actively fulfills its tax obligations and maintains compliance with financial regulations[92]. - The company confirms that there are no significant doubts regarding its ability to continue as a going concern for the next 12 months[159]. Shareholder and Stock Options - The company plans to issue A-shares to specific investors, with a total fundraising amount not exceeding 3 billion CNY and a maximum of 121,499,999 shares to be issued, representing up to 30% of the total share capital before the issuance[107]. - The company's stock options plan saw an increase in shares from 408,936,313 to 408,973,399 due to the exercise of stock options[86]. - The stock option incentive plan is expected to enhance company performance by improving operational efficiency and reducing agency costs, outweighing the associated expenses[88]. Employee and Social Responsibility - The company has implemented a comprehensive human resources management system, focusing on employee training and performance evaluation[92]. - The company emphasizes its commitment to corporate social responsibility, ensuring timely and accurate information disclosure to shareholders[92]. - The company has taken measures to reduce carbon emissions, although specific details were not disclosed[91].

Financial Performance - Total revenue for Q1 2024 was CNY 293,508,665, a decrease of 13.17% compared to CNY 338,012,494 in the same period last year[3] - Net profit attributable to shareholders was CNY 16,788,949, down 70.74% from CNY 57,368,704 year-on-year[3] - Basic earnings per share decreased to CNY 0.04, a decline of 71.43% from CNY 0.14 in the previous year[3] - Total revenue for Q1 2024 was CNY 240,821,626, a decrease of 24.3% compared to CNY 318,206,952 in Q1 2023[21] - Net profit for Q1 2024 was CNY 16,787,738, down 70.7% from CNY 57,366,966 in Q1 2023[22] - Basic earnings per share for Q1 2024 was CNY 0.04, compared to CNY 0.14 in Q1 2023[23] Cash Flow and Liquidity - Net cash flow from operating activities was CNY 1,037,765,421, a decrease of 36.88% compared to CNY 1,644,008,826 in the same period last year[9] - The net cash flow from operating activities for the current period is ¥1,037,765,421, a decrease of 37% compared to ¥1,644,008,826 in the previous period[24] - Total cash inflow from investment activities is ¥1,090,954,334, significantly up from ¥150,074,107 in the previous period[25] - The net cash flow from investment activities is -¥120,930,098, an improvement from -¥157,954,702 in the previous period[25] - Cash inflow from financing activities totals ¥108,956,510, down from ¥203,339,116 in the previous period[25] - The net cash flow from financing activities is -¥3,587,705, compared to a positive net flow of ¥47,411,287 in the previous period[25] - The ending balance of cash and cash equivalents is ¥3,723,885,728, an increase from ¥2,895,628,655 in the previous period[25] - Cash received from sales of goods and services is ¥263,167,558, down from ¥372,825,511 in the previous period[24] - Cash received from interest, fees, and commissions is ¥60,918,054, up from ¥23,470,282 in the previous period[24] - Total cash outflow from operating activities is ¥506,255,254, a decrease from ¥1,105,593,449 in the previous period[24] Assets and Liabilities - The company's total assets increased by 20.21% to CNY 6,528,304,887 from CNY 5,430,841,906 at the end of the previous year[3] - Total assets increased to CNY 6,528,304,887 in Q1 2024, up from CNY 5,430,841,906 in Q1 2023, representing an increase of 20.2%[20] - Total liabilities rose to CNY 4,645,712,547 in Q1 2024, compared to CNY 3,577,656,303 in Q1 2023, an increase of 29.9%[20] - The total number of ordinary shareholders at the end of the reporting period was 38,981, with the top ten shareholders holding 40.50% of the shares[10] Investment and Income - Commission and fee income surged by 178.61% to CNY 39,992,128, driven by increased revenue from securities brokerage[9] - Investment income rose significantly by 429.77% to CNY 29,429,208, primarily from proprietary trading activities[9] - The company reported investment income of CNY 29,429,208 in Q1 2024, significantly up from CNY 5,555,046 in Q1 2023[22] - The net income from brokerage and proprietary business at Maigao Securities reached RMB 39.99 million, an increase of 178.61% year-on-year, while net interest income was RMB 12.69 million, up 132.87% year-on-year[15] Operational Metrics - The company's financial information service business experienced a significant decline in revenue compared to the same period last year, primarily due to a delayed marketing cycle for high-end products, resulting in cash flow and revenue being recognized in the second quarter instead of the first[15] - The total amount of securities bought and sold on behalf of clients was RMB 3.394 billion, representing a growth of 40.86% compared to the end of the previous year[15] - The company's advertising and online promotion expenses saw a slight increase year-on-year, contributing to a significant rise in the number of new paying users[15] - The company implemented stock option incentive plans in 2022 and 2023, leading to an increase in share-based payment expenses during the reporting period[15] - The total number of stock options exercised reached 686,200, with 11,850 options remaining unexercised as of the end of the reporting period[16] Equity and Investments - The company's long-term equity investments increased significantly to RMB 126.29 million from RMB 16.08 million, reflecting a growth of 685.66%[18] - The total equity attributable to shareholders of the parent company increased to CNY 1,902,463,856 in Q1 2024, compared to CNY 1,873,055,908 in Q1 2023[20] Inventory and Expenses - The company reported a decrease in inventory from RMB 485,809 to RMB 439,944, indicating a reduction of 9.45%[18] - Operating costs for Q1 2024 were CNY 28,796,579, a decrease of 6.1% from CNY 30,681,224 in Q1 2023[21] - Research and development expenses for Q1 2024 were CNY 34,100,199, slightly down from CNY 35,957,778 in Q1 2023[21] Audit Status - The company has not yet audited the first quarter report for 2024[25]