福能东方装备科技股份有限公司 独立董事关于 2023 年半年度公司控股股东及其他关 联方占用公司资金情况、公司对外担保情况的专项说 明和独立意见 根据《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》《上市公司监管指引第 8 号——上市公司资金往来、对外担保的监管要 求》《上市公司独立董事规则》及《公司章程》等相关法律法规、规章制度的有 关规定，作为公司的独立董事，现就公司控股股东及其他关联方占用公司资金、 公司对外担保事项发表专项说明和独立意见，具体如下： 一、关于 2023 年半年度控股股东及其他关联方占用公司资金的情况 经核查，2023 年半年度，公司未发生控股股东及其他关联方占用公司资金 的情况。 二、关于 2023 年半年度公司及控股子公司对外担保的情况 截至 2023 年 6 月 30 日，公司除《2023 年半年度报告》中所述的担保事项 外，未发生其它对外担保事项，公司不存在违规为控股股东、实际控制人及其他 关联方、任何非法人单位或个人提供担保的情形；控股股东、实际控制人及其关 联方也未强制公司为他人提供担保；公司无逾期的对外担保事项，无涉及诉讼的 担保金额以及因担保而 ...

证券代码：300173 证券简称：福能东方 公告编号：2023-074 福能东方装备科技股份有限公司 关于控股股东、控股子公司为公司提供担保的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 福能东方装备科技股份有限公司（以下简称"公司"或"福能东方"）拟向 招商银行股份有限公司佛山分行（以下简称"招商银行佛山分行"）申请人民币 7,000 万元整、期限不超过 12 个月的综合授信敞口额度。前述公司拟申请的综 合授信敞口额度在公司 2023 年 3 月 24 日召开的 2023 年第一次临时股东大会审 议通过的《关于 2023 年度公司及子公司向金融机构申请综合授信额度的议案》 范围内，详细内容见公司于 2023 年 3 月 2 日、2023 年 3 月 24 日指定信息披露 媒体巨潮资讯网（http://www.cninfo.com.cn）披露的《关于 2023 年度公司及 子公司向金融机构申请综合授信额度的公告》（公告编号：2023-017）、《2023 年第一次临时股东大会决议公告》（公告编号：2023-026）。 根据招商银行佛山分行要求，公司申请 ...

福能东方装备科技股份有限公司 关于变更《协议书》事项并签订补充协议的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 证券代码：300173 证券简称：福能东方 公告编号：2023-073 福能东方装备科技股份有限公司（以下简称"公司"或"福能东方"）于 2023 年 8 月 24 日召开了第五届董事会第四十二次会议、第五届监事会第二十八次会 议，审议通过了《关于变更<协议书>事项并签订补充协议的议案》，同意由环昱 自动化（深圳）有限公司（以下简称"深圳环昱"）执行董事、总经理、法定代 表人焦庆华及深圳环昱承接 2020 年 10 月《解除深圳环昱股权转让之<协议书>》 约定的温坚文及温炎基的剩余部分债务相应的还款义务。经各方友好协商，公司 与温坚文、温炎基、焦庆华及深圳环昱签订《补充协议》。现将相关情况公告如 下： 一、概述 公司于 2020 年 10 月 20 日召开了第五届董事会第五次会议、第五届监事会 第四次会议，审议通过了《关于解除深圳环昱<股权转让协议>的议案》，同意解 除公司于 2018 年 4 月就收购温坚文持有的环昱自动化（深圳）有限公司 ...

全资子公司 其他应收款 21.72 23.01 44.73 非经营往来 非经营性往来 | | | 占用方与上市公 | 上市公司核算 | 2023年期 | 2023年半年度 占用累计发生 | 2023年半年 度占用资金 | 2023年半年 | 2023年期末占 | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非 经 营性资金占用 | 资金占用方名称 | | | 初占用资 | | | 度偿还累计 | | 占用形成原因 | 占用性质 | | | | 司的关联关系 | 的会计科目 | 金余额 | 金额（不含利 | 的利息(如 | 发生金额 | 用资金余额 | | | | | | | | | 息） | 有) | | | | | | 控股股东、实际控制人 | | | | | | | | | | | | 及其附属企业 | | | | | | | | | | | | 前控股股东、实际控制 | | | | | | | | | | | | 人及其附属企业 | | | | | | | | | | | | 小计 | | | | | ...

证券代码：300173 证券简称：福能东方 公告编号：2023-067 福能东方装备科技股份有限公司 关于召开 2023 年第三次临时股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、 召开会议的基本情况 1.股东大会届次：福能东方装备科技股份有限公司（以下简称"公司"）2023 年第三次临时股东大会。 2.股东大会的召集人：本次股东大会由董事会召集。公司于 2023 年 8 月 11 日召开了第五届董事会第四十一次会议，审议通过了《关于召开 2023 年第三次 临时股东大会通知的议案》。 3.会议召开的合法、合规性：经公司第五届董事会第四十一次会议审议通过， 决定召开 2023 年第三次临时股东大会，本次股东大会会议召开符合有关法律、 行政法规、部门规章、规范性文件、交易所业务规则和《公司章程》等的规定。 4.会议召开的日期、时间： （1）现场会议召开日期、时间：2023 年 8 月 28 日（星期一）15:00。 （2）网络投票日期、时间： ①通过深圳证券交易所交易系统进行网络投票的时间为 2023 年 8 月 28 日 （星期一）9：1 ...

第五届董事会第四十一次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 证券代码：300173 证券简称：福能东方 公告编号： 2023-066 福能东方装备科技股份有限公司 二、审议通过了《关于召开 2023 年第三次临时股东大会通知的议案》 1 福能东方装备科技股份有限公司（以下简称"福能东方"或"公司"）第五 届董事会第四十一次会议，于 2023 年 8 月 11 日以书面传签表决方式召开。会议 通知已于 2023 年 8 月 10 日以电子信息等书面形式送达给全体董事，本次董事会 会议经全体董事一致同意豁免会议通知期限要求。 本次会议应参加会议董事 9 人，实际参加会议董事 9 人，本次会议的召集、 召开符合《中华人民共和国公司法》及《公司章程》的有关规定。经与会董事认 真审议，本次会议表决通过以下议案： 一、审议通过了《关于购买董监高人员责任保险的议案》 同意公司拟在 2023 年度为董监高购买境内外保险公司的"董事、监事和高 级管理人员责任保险"，赔偿限额为 3000 万元至 5000 万元，保费金额不超过人 民币 50 万元/年（具体 ...

福能东方装备科技股份有限公司 独立董事关于第五届董事会第四十一次会议 相关事项的独立意见 根据《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》《上市公司独立董事规则》及《公司章程》等相关法律法规、规章制度 的有关规定，作为公司的独立董事，对公司第五届董事会第四十一次会议审议的 《关于购买董监高人员责任保险的议案》相关事项发表了以下独立意见： 经审议，我们一致认为：本次为公司及全体董事、监事、高级管理人员购买 责任保险，有利于保障公司董事、监事、高级管理人员的权益，促进其更好地履 行职责，有利于完善公司风险管理体系，促进公司良性发展。该事项的决策和审 议程序合法、合规，不存在损害公司及股东利益，特别是中小股东利益的情形。 因此，我们一致同意将该事项提交公司股东大会审议。 ________________ 曹丽梅 李正华 福能东方装备科技股份有限公司 2023 年 8 月 11 日 2 ________________ ________________ 1 （本页无正文，为《福能东方装备科技股份有限公司独立董事关于第五届 董事会第四十一次会议相关事项的独立意见》签字页） 独立董事签字： ...

1.会议召开时间：2023 年 5 月 16 日（星期二）15:00-17:00 2.会议召开方式：网络互动方式 3.会议召开地点：价值在线（www.ir-online.cn） 证券代码：300173 证券简称：福能东方 公告编号：2023-040 福能东方装备科技股份有限公司 关于举办 2022 年度业绩说明会的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 三、投资者参加方式 投资者可于 2023 年 5 月 16 日（星期二）15:00-17:00 通过网址 https://eseb.cn/13YjW8sUn2E 或使用微信扫描下方小程序码即可进入参与互动交 流。投资者可于 2023 年 5 月 16 日前进行会前提问，公司将通过本次业绩说明 会，在信息披露允许范围内就投资者普遍关注的问题进行回答。 4. 会 议 问 题 征 集 ： 投 资 者 可 于 2023 年 5 月 16 日 前 访 问 网 址 https://eseb.cn/13YjW8sUn2E 或扫描下方小程序码，点击"进入会议"进行会前 提问，公司将通过本次业绩说明 ...

Financial Performance - The company's operating revenue for Q3 2022 was ¥608,847,997.84, representing a 142.06% increase compared to the same period last year[5] - The net profit attributable to shareholders was a loss of ¥4,335,773.67, a decrease of 33.96% year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of ¥7,271,673.88, which is a 5.29% increase compared to the previous year[5] - The total operating revenue for the third quarter of 2022 was CNY 1,221,606,658.85, an increase of 17.1% compared to CNY 1,042,834,705.17 in the same period last year[24] - The net profit attributable to shareholders of the parent company was 6,380,435.63 CNY, down from 19,072,553.06 CNY in the same period last year, indicating a decline of about 66.5%[26] - The operating profit for Q3 2022 was 20,766,187.31 CNY, compared to 41,867,974.37 CNY in Q3 2021, reflecting a decrease of approximately 50.5%[25] - The company’s total profit for Q3 2022 was 20,711,186.65 CNY, down from 43,165,500.20 CNY in Q3 2021, a decline of approximately 52.1%[25] Cash Flow and Liquidity - Cash flow from operating activities for the year-to-date was ¥203,549,114.99, showing a significant increase of 186.61%[5] - The company's cash and cash equivalents decreased to CNY 502,116,012.19 from CNY 556,163,843.79, reflecting a decline of approximately 9.7%[22] - The total cash and cash equivalents at the end of Q3 2022 were 319,383,242.87 CNY, down from 421,467,220.64 CNY at the end of Q3 2021, a decrease of approximately 24.3%[29] - The net cash flow from operating activities was 203,549,114.99 CNY, a significant improvement from a negative cash flow of -235,020,324.00 CNY in the previous year[28] Assets and Liabilities - The total assets at the end of Q3 2022 were ¥4,665,595,499.19, a decrease of 2.58% from the end of the previous year[5] - The total assets as of September 30, 2022, amounted to CNY 4,665,595,499.19, down from CNY 4,788,925,421.87, indicating a decrease of about 2.6%[23] - The total liabilities decreased to CNY 3,384,387,755.92 from CNY 3,443,889,853.15, a reduction of approximately 1.7%[23] - The total current liabilities amounted to CNY 3,150,502,864.92, a slight decrease from CNY 3,200,479,061.79, indicating a reduction of about 1.6%[23] Shareholder Information - The total number of common stock shareholders at the end of the reporting period is 33,290[11] - The largest shareholder, Foshan Investment Holding Group Co., Ltd., holds 20.78% of shares, totaling 152,644,001 shares[11] - The second-largest shareholder, Guo Jingsong, holds 3.61% of shares, totaling 26,503,966 shares, which are fully pledged[11] - The company has a total of 12,021,429 shares held by Chao Yuan Technology (Hong Kong) Limited, which are also pledged[14] - The report indicates that there are 4,007,143 shares under lock-up due to major asset restructuring commitments, with a release date of June 12, 2023[14] - The company has a total of 26,472,454 shares under management, with 3,025 shares locked for executives[15] - The controlling shareholder's name was changed from "Foshan Public Utilities Holding Co., Ltd." to "Foshan Investment Holding Group Co., Ltd." on August 10, 2022[16] Research and Development - Research and development expenses increased by 59.61% year-on-year, totaling ¥62,132,326.19 for Q3 2022[9] - Research and development expenses increased to 62,132,326.19 CNY from 38,928,618.85 CNY, marking a rise of about 59.8% year-over-year[25] Legal and Regulatory Matters - The company is involved in ongoing litigation regarding unpaid equity transfer payments and accounts receivable, with a civil judgment issued by the Foshan Intermediate People's Court[16] Government Subsidies and Tax Refunds - The company received government subsidies amounting to ¥4,097,181.22 during the reporting period, contributing to its non-recurring gains[6] - The company received tax refunds amounting to 49,031,380.02 CNY, compared to 25,976,478.76 CNY in the previous year, an increase of approximately 89.5%[28] Financial Outlook - The company’s cash flow from operating activities remains a focus for future improvement as indicated in the financial outlook[24]

Revenue and Profitability - The revenue from lithium battery automation production equipment reached ¥516,838,433.95, accounting for 84.35% of the company's main business income[5] - The company's operating revenue for the first half of 2022 was ¥612,758,661.01, a decrease of 22.56% compared to ¥791,304,573.32 in the same period last year[32] - Net profit attributable to shareholders was ¥10,716,209.30, down 58.20% from ¥25,638,156.11 year-on-year[32] - The net profit after deducting non-recurring gains and losses was ¥4,143,747.09, representing a decline of 79.18% compared to ¥19,903,164.70 in the previous year[32] - The company's revenue for the reporting period was ¥612,758,661.01, a decrease of 22.56% compared to the previous year[53] - The gross margin for lithium battery equipment was 29.05%, with a decrease of 5.00% compared to the previous year[55] - The company reported a total revenue of 19,419.4 million yuan for the first half of 2022, reflecting a growth of 95.7% compared to the previous period[66] - The company reported a total operating profit of 516,838,433.95 CNY, indicating strong operational efficiency[78] - The company reported a net profit of CNY 77.79 million, which represents a decrease of 9.3% year-on-year[183] Customer Concentration and Risks - The top five customers contributed 79.80% of the total revenue, indicating a high customer concentration risk[6] - The company faces risks related to high customer concentration, which could impact revenue stability if key clients reduce orders[81] - As of June 30, 2022, accounts receivable amounted to ¥325,968,310.69, representing a significant portion of current assets, which may impact cash flow[8] - The company has a receivable of ¥210 million from related party Songde Industrial, which poses a repayment risk given the financial status of the debtor[84] Research and Development - The company plans to enhance its research and development capabilities to address the shortage of R&D personnel due to increasing order volumes[10] - Research and development expenses amounted to ¥43,131,985.24, representing 7.04% of total revenue, with a 5.55% increase from the previous year[48] - The company continues to focus on the research and development of lithium battery automation production equipment, maintaining its position as a leading enterprise in the industry[40] - The company has developed a linear 590 soft-pack EV injection machine with a speed of over 15 PPM, showcasing its technological advancements in the sector[40] - The company is focusing on enhancing its technological capabilities, with an investment of 200 million RMB in R&D for new technologies[103] Financial Position and Cash Flow - Total assets at the end of the reporting period were ¥4,819,681,612.16, an increase of 0.64% from ¥4,788,925,421.87 at the end of the previous year[32] - The net cash flow from operating activities improved to ¥67,257,688.18, a significant increase of 137.91% from a negative cash flow of ¥177,410,229.56 in the same period last year[32] - The company's short-term borrowings increased to 505,238,776.39, representing 10.48% of total liabilities[60] - The company’s investment activities resulted in a net cash outflow of ¥183,408,396.67, a 302.51% increase in outflow compared to the previous year[53] - The total current assets increased slightly to ¥3.62 billion from ¥3.57 billion at the beginning of the year, reflecting a growth of 1.2%[161] Market Expansion and Strategic Initiatives - The company is actively engaged in expanding its market presence through innovative product offerings and advanced manufacturing solutions[40] - The company plans to enhance market expansion by collaborating with well-known battery manufacturers such as Zhongchuang Xinhang and Hive Energy[82] - The company is focused on expanding its market presence in high-end intelligent manufacturing equipment, particularly in the lithium battery and 3C automation sectors[81] - The company is exploring potential mergers and acquisitions to enhance its competitive position in the market[184] - The company aims to increase its market share by 10% over the next fiscal year through targeted marketing strategies and customer engagement initiatives[186] Social Responsibility and Community Engagement - The company organized 42 instances of volunteer support at highway checkpoints and sent 21 volunteers to community nucleic acid testing sites during the COVID-19 pandemic, contributing to the local government's efforts[94] - The company actively participated in poverty alleviation initiatives, supporting various regions including Guizhou and Tibet during the reporting period[96] - The company has been recognized for its commitment to social responsibility and community engagement during the pandemic[94] Legal and Compliance Matters - The company is involved in ongoing litigation with Guangdong Shicheng Plastic Machinery Co., Ltd., which may result in additional financial liabilities if the outcome is unfavorable[106] - The company has faced challenges regarding the fulfillment of performance commitments, with arbitration proceedings initiated due to non-compliance[108] - The company has not reported any penalties or rectification measures during the period[117] Shareholder and Governance Issues - The company guarantees not to engage in any form of competition with its subsidiary, Zhihui Songde, ensuring shareholder interests are protected[100] - The company has committed to not transferring or disposing of its shares in Shaoxu Investment until the lock-up period specified in the restructuring agreement expires[106] - The company has confirmed the status of its controlling shareholder and the international controller of the listed company[100] Future Outlook and Guidance - The company provided a positive outlook for the second half of 2022, projecting a revenue growth of 25% driven by new product launches and market expansion strategies[103] - Future guidance includes an expected EBITDA margin improvement to 35% by the end of 2022, up from 30% in the previous year[104] - The company has set a performance guidance for the next quarter, expecting a revenue growth of approximately 5%[184]