事件概述 沈阳化工股份有限公司（证券简称：ST沈化（维权），原简称：沈阳化工）因涉嫌信息披露违法违 规，于2023年4月被中国证监会立案调查。根据公司后续公告，其已于2025年9月30日收到辽宁证监局下 发的《行政处罚事先告知书》（〔2025〕5号），并因此自2025年10月10日起被实施其他风险警示。 2025年11月28日，公司正式收到辽宁证监局下发的《行政处罚决定书》（〔2025〕7号）。至此，监管 机构的调查及处罚程序已基本完成。上海百悦律师事务所牛彬律师指出，根据相关司法解释，正式行政 处罚的作出是投资者提起民事索赔诉讼的关键前置条件，符合特定条件的受损投资者现已可准备启动诉 讼程序。 索赔条件（初步） 根据已生效的《行政处罚决定书》及相关法律法规，牛彬律师表示，暂定符合以下交易条件的投资者 （含个人及机构）可参与索赔： 于2019年3月21日至2023年4月21日期间买入沈阳化工/ST沈化股票，并且在2023年4月21日收盘后仍继续 持有或在之后卖出该股票而产生亏损的投资者。（沈阳化工维权入口） （最终索赔条件及范围将以人民法院的生效裁判为准。） 索赔所需基本材料 登录新浪财经APP 搜索【信披】 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重大遗 漏。 特别提示： 1.沈阳化工股份有限公司（以下简称"公司"）于2025年9月30日收到中国证券监督管理委员会辽宁监管 局下发的《行政处罚事先告知书》（〔2025〕5号）（以下简称"《事先告知书》"），根据《事先告知 书》载明的内容及《深圳证券交易所股票上市规则（2025年修订）》第9.8.1条的相关规定，公司股票被 实施其他风险警示，但未触及《深圳证券交易所股票上市规则（2025年修订）》第九章第五节规定的重 大违法类强制退市情形。公司股票自2025年10月10日起被实施其他风险警示。 2.公司于2025年11月28日收到中国证券监督管理委员会辽宁监管局下发的《行政处罚决定书》 (〔2025〕7号)，具体内容详见公司同日在巨潮资讯网（www.cninfo.com.cn）披露的《沈阳化工股份有 限公司关于收到中国证券监督管理委员会辽宁监管局〈行政处罚决定书〉的公告》（公告编号：2025- 043）。 3.根据《深圳证券交易所股票上市规则（2025年修订）》第9.8.6条 ...

Core Points - Shenyang Chemical Co., Ltd. will have its stock subjected to other risk warnings starting October 10, following a notice from the Liaoning Securities Regulatory Bureau regarding administrative penalties for financial misconduct [1][5][6] - The company has been found to have manipulated financial data over multiple years, leading to significant discrepancies in reported profits [2][3] Financial Misconduct - The Liaoning Securities Regulatory Bureau's notice indicates that Shenyang Chemical's financial reports from 2018 to 2021 contained false records due to deliberate adjustments rather than simple errors [2][3] - The company reported inflated profits of CNY 130 million, CNY 204 million, and CNY 104 million for the years 2018 to 2020, which represented 80.44%, 29.40%, and 19.14% of the respective reported profits [3] - In 2021, the company reported a reduced profit of CNY 148 million, accounting for 70.11% of the reported profit for that year [3] Regulatory Actions - The company and responsible individuals have received a warning and proposed fines totaling CNY 7 million, with specific penalties for key executives ranging from CNY 100,000 to CNY 3.5 million [5][6] - Proposed sanctions include an 8-year market ban for the former chairman and a 5-year ban for the former chief accountant [6] Company Performance and Impact - Shenyang Chemical has faced poor performance in recent years, with cumulative losses of CNY 678 million since its listing, although it reported a profit of CNY 62.42 million in the first half of this year [7] - The risk warning will significantly impact the company's stock trading, limiting daily price fluctuations to 5% and excluding it from financing options, which may lead to a loss of investor confidence and increased operational challenges [7]

Meeting Overview - The meeting was held on August 18, 2025, at 14:30, combining on-site and online voting [3][4] - A total of 266 shareholders attended, representing 229,454,983 shares, which is 27.9989% of the total voting shares [5] - Among them, 2 shareholders attended in person, representing 219,013,539 shares (26.7248%), while 264 participated online, representing 10,441,444 shares (1.2741%) [5] Shareholder Participation - Small and medium shareholders accounted for 265 attendees, representing 10,791,444 shares (1.3168%) [6] - The meeting included company directors, supervisors, senior management, and lawyers from Shanghai Jintiancheng Law Firm [7] Proposal Review and Voting Results - The meeting adopted a combined voting method of on-site and online [8] - Proposal 1: "Provision of Entrusted Loans by Subsidiary through Financial Company" received 9,126,444 votes in favor (84.5711%) and was approved [9][10] - Proposal 2: "Adjustment of 2025 Annual Routine Related Transactions" received 9,208,744 votes in favor (85.3338%) and was also approved [11][12] Legal Opinion - The legal opinion from Shanghai Jintiancheng Law Firm confirmed that the meeting's procedures and resolutions complied with relevant laws and regulations [14][15]