中国证监会拟决定：对三七互娱责令改正，给予警告，并处以900万元罚款，并对相关责任人给予警 告，并处以相应罚款。其中三七互娱现任董事长李卫伟罚款1400万元，现任副董事长、总经理曾开天罚 款350万元，现任董事、副总经理杨军罚款350万元，现任副董事长胡宇航罚款80万元，现任董事、董事 会秘书叶威罚款150 万元，吴卫红罚款25万元。 这一处罚源于2023年6月，当时三七互娱公告收到证监会下发的立案告知书，因涉嫌信息披露违法违 规，证监会决定对公司、公司实际控制人兼董事长李卫伟和公司副董事长曾开天立案。 时隔两年多，这一立案调查终于有了结果。公告显示，涉嫌违法的事实包括四项：2014年至2020年年报 披露的股东持股情况存在虚假记载；2018年年度报告未披露收购江苏极光股权事项为关联交易，存在重 大遗漏；三七互娱2020年间接收购广州三七股权事项为关联交易，披露的临时公告虚假记载、2020年年 度报告存在重大遗漏；2018年至2021年年报未披露与海南力源等公司发生的关联交易，存在重大遗漏。 10月31日，A股游戏厂商三七互娱(002555.SZ)发布公告，提及公司及相关责任人收到《行政处罚事先告 知书》，因 ...

Core Viewpoint - Taiyuan Heavy Industry and its executives are facing a total fine of 16.95 million yuan due to violations in information disclosure, as confirmed by the Shanxi Securities Regulatory Bureau [1] Group 1: Penalties and Legal Actions - The company and over ten executives, including the former chairman, are proposed to be fined a total of 16.95 million yuan [1] - The relevant responsible individuals will face market entry bans [1] - The company has received an administrative penalty notice, marking the conclusion of the investigation by the China Securities Regulatory Commission [1] Group 2: Company Operations and Impact - Taiyuan Heavy Industry stated that its current production and operational status is normal, and the issues related to the violations stem from historical reasons [1] - The company has already divested the business assets involved in the violations, indicating that the penalties will not affect future operational development [1] - The violations do not meet the delisting standards set by the Shanghai Stock Exchange, thus the company's stock is not at risk of delisting, although it will be subject to a one-year "ST" warning [1] Group 3: Financial Misreporting Details - The administrative notice revealed that the company had prematurely recognized revenue from wind power generation equipment and misreported costs and financial expenses, leading to false records in annual reports from 2014 to 2018, as well as in 2020 and 2021 [1] - Specifically, in 2014 and 2016, the company overstated revenues by 757 million yuan and 752 million yuan, respectively, with other years also showing varying degrees of understated revenue [1]

登录新浪财经APP 搜索【信披】查看更多考评等级 三七互娱在公告中表示，截至本公告披露日，公司生产经营一切正常，上述事项不会对公司生产经营产 生重大影响。公司就本次事项向广大投资者致以诚挚的歉意。公司及相关责任人引以为戒、深刻反思并 总结经验教训，严格落实监管要求，强化守法合规意识，提高规范运作水平，切实维护公司及全体股东 合法利益。 三七互娱（维权）10月31日晚间公告，当日公司和相关责任人李卫伟（现任董事长）、曾开天（现任副 董事长、总经理）、胡宇航（现任副董事长）、杨军（时任董事、副总经理）、叶威（现任董事、董事 会秘书、财务总监）、吴卫红收到中国证监会出具的《行政处罚事先告知书》，三七互娱、李卫伟等涉 嫌信息披露违法违规案一案，已由证监会调查完毕，证监会依法拟对公司及相关责任人作出行政处罚。 证监会拟决定：对三七互娱责令改正，给予警告，并处以900万元罚款；对李卫伟给予警告，并处以 1400万元罚款，其中作为直接负责的主管人员罚款500万元，作为实际控制人，罚款900万元；对杨军给 予警告，并处以350万元罚款；对曾开天给予警告，并处以350万元罚款；对叶威给予警告，并处以150 万元罚款；对胡宇航给 ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has imposed administrative penalties on Shandong Meichen Technology Co., Ltd. for violations related to information disclosure and financial fraud from 2014 to 2018 [2][16]. Summary by Sections Company Overview - Shandong Meichen Technology Co., Ltd. is based in Weifang, Shandong Province, and has been involved in financial misconduct related to its subsidiary, Hangzhou Saishi Garden Group Co., Ltd. [2] Violations and Findings - From 2014 to 2018, Meichen Technology inflated its revenue and profits through fraudulent activities, including false procurement and sales, resulting in significant discrepancies in its financial reports [10][11]. - The inflated revenues were reported as follows: - 2014: 23.66 million CNY (2.06% of reported revenue) - 2015: 372.64 million CNY (20.67%) - 2016: 725.61 million CNY (24.60%) - 2017: 215.19 million CNY (5.53%) - 2018: 100.68 million CNY (2.88%) [10] - The inflated profits were reported as follows: - 2014: 22.93 million CNY (17.91% of reported profit) - 2015: 188.54 million CNY (75.64%) - 2016: 259.58 million CNY (49.78%) - 2017: 117.43 million CNY (15.49%) - 2018: 69.49 million CNY (15.58%) [10] Key Individuals Involved - Key individuals involved in the misconduct include: - Guo Baifeng, who was the chairman of Saishi Garden and organized the financial fraud [11][15] - Zhang Lei (born February 1977), who served as chairman and failed to ensure accurate reporting [11][15] - Li Ronghua, who participated in the fraud and held positions as a director and general manager [11][15] - Other executives, including Zheng Zhaowei, Zhang Lei (born December 1981), Liu Jianyu, and others, were also implicated for failing to fulfill their duties [12][13][15]. Penalties Imposed - The CSRC has ordered Meichen Technology to correct its practices and imposed a fine of 600,000 CNY [16]. - Individual penalties include: - Guo Baifeng, Zhang Lei (born February 1977), and Li Ronghua: 300,000 CNY each [16] - Zheng Zhaowei: 250,000 CNY [16] - Zhang Lei (born December 1981), Liu Jianyu, and Sun Shuqin: 200,000 CNY each [16] - Li Weigang: 150,000 CNY [16] - Other involved parties received fines ranging from 100,000 CNY to 50,000 CNY [16]. - Guo Baifeng faces a 10-year ban from the securities market due to the severity of his violations [16].

人民财讯10月31日电，贝斯美（300796）10月31日公告，公司收到公司实际控制人陈峰的通知，其于 2025年10月31日收到中国证监会下发的《立案告知书》，因涉嫌未按规定履行要约收购义务及信息披露 违法违规，根据相关法律法规，中国证监会决定对陈峰进行立案。本次立案系对实际控制人陈峰个人的 调查，与上市公司日常经营管理和业务活动无关，不会对上市公司及子公司生产经营活动产生影响。 ...

Group 1 - The company reported a total revenue of 4.447 billion yuan, a year-on-year increase of 19.38%, and a net profit of 530 million yuan, up 8.83% year-on-year for the first three quarters of 2025 [1] - The company received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation into alleged violations of information disclosure, which has caused stock price fluctuations [1][3] - The investigation is likely linked to the termination of a 36.9 billion yuan service agreement with "Hangzhou X Company," which was announced on September 30, 2025 [1][2] Group 2 - The terminated contract was for a five-year service agreement for computing power, which had not generated any purchase orders since its signing [2] - The termination of this significant contract may serve as a basis for the CSRC's investigation and for shareholder claims [3] - Investors are now concerned about potential losses and are seeking legal avenues to protect their rights following the company's performance announcement [3]

Group 1 - The company *ST Huike reported a total revenue of 74.8131 million yuan for the first three quarters of 2025, indicating a turnaround from losses compared to the previous year [1] - Despite the positive revenue report, the company is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, which may lead to further regulatory penalties [1][3] - The company faces a risk of delisting due to a negative net profit in 2024 and a revenue below 100 million yuan, which has resulted in a risk warning from the exchange [3] Group 2 - In March 2025, the company received a warning letter from the Guangdong Securities Regulatory Bureau for failing to disclose a projected revenue below 100 million yuan and the risk of delisting within the required timeframe [2] - The company is currently involved in a legal case regarding investor claims, with specific periods outlined for eligible investors to register their claims [1]

长江商报消息 ●长江商报记者 徐佳 经过监管部门的立案调查，东尼电子（603595.SH）信披违法行为被坐实。 10月29日晚间，东尼电子披露公司收到行政处罚事先告知书，因重大合同进展披露不及时，2022年年度 报告、2023年半年度报告存在虚假记载等问题，浙江证监局拟决定对东尼电子给予警告，并罚款700万 元，六名相关责任人一并被罚870万元。综上，公司及六名相关责任人合计被罚1570万元。 长江商报记者注意到，浙江证监局查明，2022年和2023年半年度，东尼电子通过少确认研发费用和营业 成本，以及未充分计提存货跌价准备、少确认资产减值损失准备等行为，分别虚增利润总额3877.59万 元、7227.79万元，分别占当期披露金额绝对值的38.63%、70.95%，一年半内合计虚增利润总额1.11亿 元。 尽管2024年4月，东尼电子已进行前期会计差错更正，但其依旧因信披违规问题被重罚。 不仅如此，按照相关规定，东尼电子股票将被实施其他风险警示，即10月31日复牌后，公司股票简称变 更为"ST东尼"。 同花顺数据显示，2025年前9个月，东尼电子实现营业收入14.57亿元，同比增长1.5%；归属于上市公司 股 ...

Core Viewpoint - The integrity and transparency of companies are crucial for the healthy operation of capital markets, as demonstrated by Huizhou Intelligent's severe penalties for financial misconduct, leading to its stock being marked as "ST" [1][2] Group 1: Regulatory Actions - Huizhou Intelligent and its related personnel received a warning and a fine of 5 million yuan from the Zhejiang Securities Regulatory Bureau due to violations in information disclosure [2] - The former chairman and general manager, Wu Jianfei, and the former vice general manager and director, Jiang Xueqian, were fined 2.5 million yuan each, while the former financial director, Chen Yingying, and the former board secretary, Wu Ning, were fined 1.5 million yuan each [2] Group 2: Financial Misconduct - From 2019 to 2020, Huizhou Intelligent's subsidiaries inflated revenue by 157 million yuan and profits by 31.92 million yuan through fictitious business activities, leading to false disclosures in their annual reports [1][2] - The company's net profit for the first three quarters of this year decreased by 18.12% year-on-year, indicating ongoing operational challenges [2] Group 3: Corporate Governance and Compliance - Huizhou Intelligent has acknowledged its accounting errors and plans to strengthen internal governance, enhance compliance awareness among executives, and improve financial management and information disclosure quality [2] - The case serves as a reminder that sustainable development relies on proper internal governance and honest information disclosure, with regulatory actions acting as a warning to all companies [2]

Core Viewpoint - Huizhou Intelligent has been penalized for financial misconduct, including falsifying financial reports for two consecutive years, leading to a risk warning on its stock and a change in its trading name to "ST Huizhou" [2][4]. Summary by Relevant Sections Regulatory Actions - The Zhejiang Securities Regulatory Bureau has issued an administrative penalty notice to Huizhou Intelligent and its related personnel for violations of information disclosure laws [2][6]. - The company will face a risk warning starting October 31, with its stock being renamed to "ST Huizhou" [4]. Financial Misconduct Details - Investigations revealed that from 2019 to 2020, Huizhou Intelligent's subsidiaries engaged in false advertising and other deceptive practices, resulting in inflated revenues of 59.90 million yuan and 96.89 million yuan for the respective years, which accounted for 5.08% and 13.42% of reported figures [5]. - The total inflated profit amounted to 14.16 million yuan and 17.77 million yuan, representing 0.88% and 8.72% of the reported profit for the same periods [5]. Penalties Imposed - The regulatory body plans to impose a fine of 5 million yuan on Huizhou Intelligent, along with individual fines of 2.5 million yuan each for the former chairman and general manager, and 1.5 million yuan each for the former financial director and board secretary [7][10]. Company Response - Huizhou Intelligent has acknowledged the accounting errors and committed to improving internal governance, compliance awareness, and financial management to enhance the quality of information disclosure [8][10]. Financial Performance - In the first three quarters of the year, Huizhou Intelligent reported revenues of 809 million yuan, a year-on-year increase of 16.57%, while net profit attributable to shareholders decreased by 18.12% to 56.24 million yuan [10].