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华神科技: 关于收到中国证券监督管理委员会四川监管局行政监管措施决定书的公告
Zheng Quan Zhi Xing· 2025-05-20 11:24
Core Viewpoint - Chengdu Huasheng Technology Group Co., Ltd. received an administrative supervision decision from the Sichuan Securities Regulatory Bureau due to various accounting and internal control issues, which require corrective actions and warnings for responsible individuals [1][2][3]. Group 1: Administrative Supervision Measures - The company was found to have incorrectly recorded intangible assets and recognized revenue from medical device sales without actual transfer of control to customers, leading to issues with revenue recognition [1][2]. - There were instances of non-operating fund occupation and failure to disclose related party transactions with the actual controller, which violated internal control regulations [2][3]. - The responsible individuals, including the chairman and other executives, received warning letters for their lack of diligence in addressing these issues [3]. Group 2: Required Actions and Compliance - The company is required to conduct a thorough review of its financial accounting, fund usage, and internal control weaknesses, and to implement effective measures for rectification [3][4]. - A written report detailing corrective measures must be submitted to the regulatory authority within 30 days of receiving the decision [3][4]. - The company emphasized its commitment to improving compliance with laws and regulations, enhancing operational standards, and maintaining the interests of shareholders [4][5].
ST证通(002197.SZ)收到深圳证监局行政监管措施决定书
智通财经网· 2025-05-09 10:04
智通财经APP讯,ST证通(002197.SZ)发布公告,公司及相关责任人于近日收到中国证券监督管理委员 会深圳监管局(以下简称"深圳证监局")下发的《深圳证监局关于对深圳市证通电子股份有限公司采取责 令改正措施的决定》〔2025〕62号、《深圳证监局关于对曾胜强、程峰武、傅德亮、彭雪采取出具警示 函措施的决定》,相关情况如下: 公司在编制2023年业绩预告时,未充分考虑香河县九圣寺项目中香河孝慈文化发展有限公司相关回款的 真实来源情况及该项目的实际运营情况,导致公司2023年业绩预告信息披露的财务数据不准确,违反了 《上市公司信息披露管理办法》(证监会令第182号)第三条第一款的规定。 2021年11月至2023年8月,公司向湖南博创高新实业有限公司提供财务资助,未履行审议程序及信息披 露义务,直至2024年6月26日、7月16日才召开董事会、股东大会进行补充审议并对外披露,违反了《上 市公司信息披露管理办法》(证监会令第182号)第三条第一款的规定。 2020年至2023年,公司与深圳市永泰晟建筑工程有限公司(以下简称永泰晟)发生关联交易未及时审议并 披露;2020年7月至2024年7月,公司向永泰晟支付 ...