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华神科技: 关于收到中国证券监督管理委员会四川监管局行政监管措施决定书的公告
Zheng Quan Zhi Xing· 2025-05-20 11:24
Core Viewpoint - Chengdu Huasheng Technology Group Co., Ltd. received an administrative supervision decision from the Sichuan Securities Regulatory Bureau due to various accounting and internal control issues, which require corrective actions and warnings for responsible individuals [1][2][3]. Group 1: Administrative Supervision Measures - The company was found to have incorrectly recorded intangible assets and recognized revenue from medical device sales without actual transfer of control to customers, leading to issues with revenue recognition [1][2]. - There were instances of non-operating fund occupation and failure to disclose related party transactions with the actual controller, which violated internal control regulations [2][3]. - The responsible individuals, including the chairman and other executives, received warning letters for their lack of diligence in addressing these issues [3]. Group 2: Required Actions and Compliance - The company is required to conduct a thorough review of its financial accounting, fund usage, and internal control weaknesses, and to implement effective measures for rectification [3][4]. - A written report detailing corrective measures must be submitted to the regulatory authority within 30 days of receiving the decision [3][4]. - The company emphasized its commitment to improving compliance with laws and regulations, enhancing operational standards, and maintaining the interests of shareholders [4][5].
华升股份:公司收到行政监管措施决定书
news flash· 2025-04-16 07:55
华升股份(600156)公告,公司于2025年4月15日收到中国证监会湖南监管局下发的行政监管措施决定 书《关于对湖南华升股份有限公司采取责令改正措施并对有关责任人员采取出具警示函措施的决定》。 经查,公司存在信息披露不准确和内控管理不到位的问题,违反了相关规定。公司董事长刘志刚、总经 理廖勇强、董事会秘书蒋宏凯和财务总监梁勇军对上述事项负有主要责任。公司将严格按照决定书的要 求,对存在的相关问题认真总结、积极整改,并在2025年5月15日前完成整改并向监管局提交书面整改 报告。 ...