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中国人寿黔东南分公司及某支公司被罚 扰乱市场秩序等
Zhong Guo Jing Ji Wang· 2025-12-16 03:15
黔东南金罚决字〔2025〕42号显示,严三玲(时任中国人寿保险股份有限公司黎平支公司团险部经理)被警告并罚款1万元。 黔东南金罚决字〔2025〕47号显示,吴庆文(时任中国人寿保险股份有限公司黎平支公司团体业务部市场拓展岗人员)被警告并罚款2万元。 中国经济网北京12月16日讯 国家金融监督管理总局网站近日公布黔东南监管分局行政处罚信息公开表(黔东南金罚决字〔2025〕41-48号)。 黔东南金罚决字〔2025〕41号显示,中国人寿保险股份有限公司黎平支公司以不正当竞争行为扰乱市场秩序。国家金融监督管理总局黔东南监管分局对 其罚款5万元。 黔东南金罚决字〔2025〕43号显示,中国人寿保险股份有限公司黔东南分公司未按照规定使用经批准或者备案的保险条款;给予合同外利益。国家金融 监督管理总局黔东南监管分局对其罚款15万元。 黔东南金罚决字〔2025〕44号显示,刘桥[时任中国人寿保险股份有限公司黔东南分公司营销发展部副经理(主持工作)]被警告并罚款1万元。 黔东南金罚决字〔2025〕45号显示,黄承军[时任中国人寿保险股份有限公司黔东南分公司副总经理(主持工作)]被警告并罚款1万元。 黔东南金罚决字〔2025〕 ...
涉数据造假等多个问题,“明天系”两险企被吊销业务许可证
Nan Fang Du Shi Bao· 2025-06-16 11:36
Core Viewpoint - The National Financial Supervision Administration has revoked the business licenses of Tianan Property Insurance Co., Ltd. and Tianan Life Insurance Co., Ltd. due to serious issues related to corporate governance and profit transfer through related transactions [2][4]. Summary by Category Regulatory Actions - Tianan Property Insurance has had its business license revoked, with penalties totaling 2.53 million yuan imposed on several executives, including lifetime bans for key individuals [4]. - Tianan Life Insurance also faced license revocation, with fines totaling 990,000 yuan and various executives receiving bans ranging from 3 to 10 years [4]. Violations Identified - Violations by Tianan Property Insurance include discrepancies between corporate governance reports and actual conditions, unauthorized performance of duties by senior management, and profit transfer to related parties through various financial instruments [3][4]. - Tianan Life Insurance's violations include untrue corporate governance reports, false statements in board reports, and misuse of investment assets for guarantees or loans [4]. Historical Context - Prior to these penalties, both Tianan Property and Tianan Life were under regulatory supervision since July 2020 due to violations of the Insurance Law, which led to their eventual takeover by the regulatory authority [5]. - The risk management plans for these companies have been implemented, with new entities established to take over their liabilities and assets [5]. Industry Implications - The revocation of business licenses is a severe regulatory measure indicating the authorities' commitment to addressing serious violations in the insurance sector [6]. - This action reflects a broader trend of stringent regulatory oversight in the financial industry, particularly in the insurance market [6].