【导读】正式官宣！新疆前海联合基金迎来新股东及新高管 前"宝能系"基金公司——新疆前海联合基金迎来了从实控人到高管的全面"换血"。 | 代任高级管理人员职务 | 董事长 | | --- | --- | | 代任高级管理人员姓名 | 贺国灵 | | 是否经中国证监会核准取得高管任 | | | 职资格 | | | 中国证监会核准高管任职资格的日 | | | 期 | | | 任职日期 | 2025-10-13 | 10月15日，新疆前海联合基金公告，上海证券有限责任公司依法受让该公司100%股权，成为全资控股股东，百联集团有限 公司成为该公司实际控制人。 与此同时，该公司前董事长、总经理、法定代表人均已卸任，原上海证券资产管理总部总经理贺国灵新任该公司总经理， 并代任董事长。 新疆前海联合基金 迎来新股东及新高管 国庆前夕，证监会核准上海证券有限责任公司成为新疆前海联合基金管理有限公司主要股东。同时，核准百联集团有限公 司成为前海联合基金实际控制人；对上海证券依法受让前海联合基金20000万元人民币出资（占注册资本比例100%）无异 议。 10月15日，新疆前海联合基金也正式公告，上海证券依法受让该公司100%股权 ...

Group 1 - Xinjiang Qianhai United Fund has undergone a complete leadership change, with Shanghai Securities becoming the sole shareholder and Baillie Group as the actual controller [1][2] - The new general manager and legal representative is He Guoling, who has over 20 years of experience in the financial industry [3][4] - The previous chairman and general manager have resigned due to work arrangements [4] Group 2 - The approval from the China Securities Regulatory Commission (CSRC) for Shanghai Securities to acquire 100% equity of Xinjiang Qianhai United Fund was granted before the National Day holiday [2] - The trend in the asset management industry shows a shift towards acquiring existing fund companies or establishing new ones due to tightening regulations on public fund licenses [5] - The flexibility in employee compensation and equity incentives in newly established fund companies is crucial for attracting top investment research talent [6]

Core Viewpoint - Xinjiang Qianhai United Fund has undergone a complete leadership change, with Shanghai Securities becoming the sole shareholder and Baillan Group as the actual controller [2][4]. Group 1: Shareholder and Management Changes - On October 15, Xinjiang Qianhai United Fund announced that Shanghai Securities has legally acquired 100% of the company's shares, making it the wholly-owned controlling shareholder, while Baillan Group has become the actual controller [4]. - The previous chairman, general manager, and legal representative of Xinjiang Qianhai United Fund have all resigned, with He Guoling appointed as the new general manager and acting chairman [4][6]. Group 2: New Management Profile - He Guoling has over 20 years of experience in the financial industry, having held various positions in banks, public funds, and securities asset management [5]. - Prior roles include positions at Luoyang Bank, Ping An Bank, Guohai Franklin Fund Management, and Huatai Baoxing Fund Management, culminating in her role as co-general manager of the asset management headquarters at Shanghai Securities before joining Xinjiang Qianhai United Fund [5]. Group 3: Industry Context - The tightening of public fund license applications has led many securities asset management firms to withdraw their applications and instead pursue the establishment or acquisition of existing fund companies [8][9]. - Shanghai Securities had previously considered establishing a separate asset management subsidiary to apply for a public fund license but ultimately opted for the full acquisition route [9]. - The current environment suggests that acquiring an existing fund company is a more straightforward path for medium to large securities firms looking to enter the public fund sector, despite the significant capital investment required [9].