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长川科技: 杭州长川科技股份有限公司关于最近五年被证券监管部门和交易所采取监管措施或处罚情况及整改措施的公告
Zheng Quan Zhi Xing· 2025-06-24 18:41
Core Viewpoint - The company has not faced any penalties from regulatory authorities in the last five years and has taken corrective measures in response to previous regulatory communications [1][5]. Group 1: Regulatory Actions - In the last five years, the company received one inquiry letter from the Shenzhen Stock Exchange and one warning letter from the Zhejiang Securities Regulatory Bureau [2][3]. - The inquiry letter required the company to clarify the basis and rationale for its 2020 profit distribution plan, assess potential risks related to stock price manipulation, and ensure compliance with information disclosure obligations [2]. - The warning letter highlighted issues such as premature revenue recognition in 2022, improper management of raised funds, and inadequate internal controls over sales [3][4]. Group 2: Corrective Measures - The company took the issues raised in the warning letter seriously and implemented corrective actions, submitting a written report to the Zhejiang Securities Regulatory Bureau [5]. - The company has ensured that there were no penalties imposed by the regulatory authorities for the matters addressed in the warning letter [5].