北交所交易权限开通

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北交所知识一点通 | 第一期:投资者如何开通北交所交易权限?
申万宏源证券上海北京西路营业部· 2025-06-26 02:35
Core Viewpoint - The article emphasizes the importance of enhancing public financial literacy and risk prevention capabilities, particularly in relation to the Beijing Stock Exchange (BSE) and the requirements for individual investors to participate in its market. Group 1: Conditions for Opening BSE Trading Permissions - Individual investors must have an average daily asset of no less than RMB 500,000 in their securities and funds accounts over the 20 trading days prior to applying for BSE trading permissions, excluding funds and securities borrowed through margin trading [1] - Investors must have at least 24 months of trading experience. If an investor already has trading permissions for the Sci-Tech Innovation Board, the RMB 500,000 asset requirement is waived [1] Group 2: Accounts Considered for Asset Calculation - The assets that can be counted for individual investors include those in accounts opened with China Securities Depository and Clearing Corporation Limited, member accounts, trading settlement fund accounts, stock options margin accounts, and other accounts recognized by the BSE [2][4] Group 3: Recognition of Trading Experience - Trading experience is recognized through participation in the National Equities Exchange and Quotations, A-shares, B-shares, and depositary receipts. The experience is calculated from the date of the first transaction in any securities account under the investor's unified account number [6] Group 4: Application Process for BSE Trading Permissions - Investors can apply for BSE trading permissions through a securities company’s app or by visiting a securities company branch with necessary documents such as ID, bank card, and asset proof. The securities company will verify the investor's asset status and trading experience before granting permissions [7]