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华业香料: 关于最近五年被证券监管部门和证券交易所采取监管措施或处罚及整改情况的公告
Zheng Quan Zhi Xing· 2025-06-24 19:18
Core Viewpoint - Anhui Huaye Spice Co., Ltd. has disclosed its compliance with regulatory requirements and the absence of penalties from securities regulatory authorities over the past five years, while addressing recent regulatory measures taken against the company [1][5]. Regulatory Measures and Penalties - The company has not faced any penalties from securities regulatory authorities or exchanges in the last five years [1]. - In 2023, the company received a warning letter from the Anhui Securities Regulatory Bureau due to non-compliance in board operations and insider information management [2][3]. - Specific issues included non-compliance in board member voting on remuneration matters and inadequate management of insider information registrants [2][3]. Remedial Actions - The company has committed to improving governance by enhancing compliance with relevant laws and regulations, including the Company Law and the Securities Law [1]. - Management and relevant personnel have undertaken training on governance and compliance to ensure adherence to regulations during board meetings [4]. - The company has revised its insider information management system and will strengthen the execution of compliance measures moving forward [4].