持续督导培训
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中国国际金融股份有限公司 关于深圳中电港技术股份有限公司 2025年度持续督导培训情况的报告
Zheng Quan Ri Bao· 2026-01-16 23:10
登录新浪财经APP 搜索【信披】查看更多考评等级 深圳证券交易所: 中国国际金融股份有限公司 一、本次持续督导培训的基本情况 实施本次现场培训前,中金公司编制了培训材料,并提前要求中电港参与培训的相关人员了解培训相关 内容。 本次现场培训于2026年1月12日在公司办公地(深圳市南山区桃源街道留仙大道3333号塘朗城广场(西 区)A座)进行,对未能现场参与培训的人员采取电子邮件发送培训资料的方式进行培训。本次培训对 象包括公司控股股东、实际控制人、董事、高级管理人员及关键岗位人员等。 二、现场培训的主要内容 本次培训根据《证券发行上市保荐业务管理办法》《深圳证券交易所股票上市规则》《深圳证券交易所 上市公司自律监管指引第13号——保荐业务》等规则要求,由培训人员对上市公司信息披露、股权变 动、董事及高级管理人员任职行为规范、投资者保护等要求进行培训。在现场培训过程中,与会人员就 部分问题向中金公司授课人员进行了咨询提问,授课人员对与会人员的问题做了相应解答。 三、本次持续督导培训的结论 在保荐机构本次持续督导培训的工作过程中,公司在人员、场地、组织等方面予以积极配合,保证了培 训工作的有序进行。保荐机构通过本 ...
财通证券股份有限公司关于浙江夏厦精密制造股份有限公司2025年度持续督导培训情况报告
Shang Hai Zheng Quan Bao· 2025-12-12 20:37
Group 1 - The core viewpoint of the article is that the training conducted by the sponsor, Caitong Securities, for Zhejiang Xiasha Precision Manufacturing Co., Ltd. is aimed at enhancing the understanding of legal responsibilities and obligations among the company's directors and senior management [1][2] Group 2 - The training took place on December 8, 2025, and focused on the management and use of raised funds, significant operational changes, and protecting the interests of the listed company [1] - The training included discussions on recent penalty cases and explained relevant regulations and rules issued by the China Securities Regulatory Commission and the Shenzhen Stock Exchange [1] - The training successfully improved the understanding of laws and regulations among the company's directors and senior management, clarifying their rights, obligations, and legal responsibilities [2]
招商证券股份有限公司 关于山东赫达集团股份有限公司 2024年度保荐工作报告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-05-13 01:05
Group 1 - The core viewpoint of the news is that Shandong Heda Group Co., Ltd. is actively engaging with investors through an online event and has undergone continuous supervision training for its management team to ensure compliance and improve governance [1][2][3][4][5][6][9]. Group 2 - The company will participate in the "2025 Shandong Listed Companies Investor Online Reception Day" on May 15, 2025, to enhance interaction with investors [1][2]. - Key executives, including the chairman and financial director, will address investor concerns regarding the company's performance, governance, and sustainable development during the event [2][3]. - The continuous supervision training conducted by the sponsor, China Merchants Securities, covered new regulations and compliance responsibilities for the company's board and management [3][4][5][6][10][12]. Group 3 - The company issued 6 million convertible bonds with a total fundraising amount of 600 million yuan, netting approximately 592.75 million yuan after deducting related expenses [9][10]. - The bonds were approved by the China Securities Regulatory Commission and began trading on July 19, 2023, under the name "Heda Convertible Bonds" [9][10]. - The company has complied with all regulatory requirements regarding information disclosure and the use of raised funds, ensuring transparency and accountability [12][17][18].