Workflow
上市公司规范运作
icon
Search documents
恒鑫生活: 华安证券股份有限公司关于合肥恒鑫生活科技股份有限公司2025年度持续督导培训情况报告
Zheng Quan Zhi Xing· 2025-09-02 16:15
华安证券股份有限公司 关于合肥恒鑫生活科技股份有限公司 华安证券股份有限公司(以下简称"华安证券")作为合肥恒鑫生活科技股份 有限公司(以下简称"公司")首次公开发行股票并在创业板上市持续督导的保荐 人,根据《证券发行上市保荐业务管理办法》《深圳证券交易所上市公司自律监 管指引第 2 号——创业板上市公司规范运作》《深圳证券交易所上市公司自律监 管指引第 13 号——保荐业务》等相关规定,对公司控股股东、实际控制人、董 事、高级管理人员等相关人员进行了 2025 年度持续督导培训,现将培训情况报 告如下: 一、本次培训的基本情况 (一)保荐人:华安证券股份有限公司 创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业 板上市公司规范运作》《深圳证券交易所上市公司自律监管指引第 7 号——交易 与关联交易》等相关法律法规及规范性文件,重点讲解了上市公司治理、募集资 金存放与使用、重大交易事项等内容。 (二)培训时间:2025 年 8 月 23 日 三、本次培训的效果 (三)培训方式:现场与线上相结合 (四)培训地点:安徽省合肥市长丰县双凤路 36 号 (五)培训对象:公司控股股东、实际控制 ...
普蕊斯: 华泰联合证券有限责任公司关于普蕊斯(上海)医药科技开发股份有限公司持续督导期2025年培训情况报告
Zheng Quan Zhi Xing· 2025-08-26 08:11
Group 1 - The core viewpoint of the report is that Huatai United Securities has conducted a comprehensive training program for the management of Pursis (Shanghai) Pharmaceutical Technology Development Co., Ltd. to ensure compliance with regulatory requirements and enhance corporate governance [1][2] - The training covered key topics such as the use and management of raised funds, transaction norms, corporate governance, internal control, and significant financial risks, emphasizing the importance of compliance and ethical behavior for listed companies and their stakeholders [1][2] - The training aimed to strengthen the legal awareness and integrity of the participants, enhancing their understanding of the responsibilities and obligations of management in corporate governance and compliance [1][2] Group 2 - The training team consisted of experienced professionals with expertise in securities, law, and finance, ensuring a thorough and systematic approach to the training [2] - The training resulted in improved understanding of relevant laws, regulations, and business rules among Pursis's board members, supervisors, and senior management, contributing to better corporate governance [2] - The overall effectiveness of the training is expected to further elevate Pursis's governance standards and operational compliance [2]
集智股份: 长江证券承销保荐有限公司关于杭州集智机电股份有限公司2025年度持续督导培训情况报告
Zheng Quan Zhi Xing· 2025-08-22 16:24
Group 1 - The core viewpoint of the article is that Changjiang Securities has conducted a training session for the board members, supervisors, senior management, and major shareholders of Hangzhou Jizhi Electromechanical Co., Ltd. regarding the issuance of convertible bonds in 2024 [1][2] - The training took place on August 15, 2025, at the company's conference room, and included relevant personnel who were provided with materials if they could not attend [1] - The training covered various regulations, including the Shenzhen Stock Exchange's rules for the Growth Enterprise Market, focusing on information disclosure, stock trading responsibilities, and the latest amendments to the rules [1][2] Group 2 - The training emphasized the importance of compliance with trading regulations and the responsibilities of the company and its personnel, enhancing awareness of regulatory operations [2] - The company actively cooperated with the training, ensuring its successful execution and achieving positive outcomes [2] - The training also included a focus on promoting integrity in business practices and understanding the company's regulatory obligations [2]
齐峰新材: 国泰海通证券股份有限公司关于齐峰新材料股份有限公司2025年度持续督导培训情况的报告
Zheng Quan Zhi Xing· 2025-08-13 10:13
国泰海通证券股份有限公司 关于齐峰新材料股份有限公司 国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐机构")作为 齐峰新材料股份有限公司(以下简称"齐峰新材"或"公司")2023年度向特定 对象发行股票的持续督导保荐机构,根据《深圳证券交易所上市公司自律监管指 引第13号——保荐业务》的要求,对齐峰新材董事、监事、高级管理人员、中层 以上管理人员及控股股东、实际控制人等相关人员进行了2025年度持续督导培训, 本次培训的具体情况如下: 一、本次培训的基本情况 通过本次培训,公司相关人员对上市公司规范运作相关法律法规有了更加深 刻的理解与认识,有助于提高公司的规范运作和信息披露水平,本次培训达到了 预期效果。 (以下无正文) (本页无正文,为《国泰海通证券股份有限公司关于齐峰新材料股份有限公司 保荐代表人签名: (五)培训地点:齐峰新材七楼会议室 (六)培训人员:刘昊、颜安 (七)培训对象:公司董事、监事、高级管理人员、中层以上管理人员及控 股股东、实际控制人等相关人员 (八)培训内容:本次培训的主要内容为上市公司股份减持规则、上市公司 分红规则等规定及相关处罚案例,通过演示培训讲义、解读法规条文及案例 ...
登康口腔: 中信建投证券股份有限公司关于对重庆登康口腔护理用品股份有限公司2025年度持续督导的培训报告
Zheng Quan Zhi Xing· 2025-07-31 16:37
中信建投证券股份有限公司 关于对重庆登康口腔护理用品股份有限公司 根据《深圳证券交易所上市公司自律监管指引第 13 号—保荐业务》等相关 法律法规的要求,中信建投证券股份有限公司(以下简称"保荐人")于 2025 年 "公司") 到场的董事、高级管理人员及公司控股股东相关人员进行了专门培训,并对未到 场的相关人员派发了相关培训资料,督促其认真学习培训内容,本次培训的具体 情况如下: 本次培训期间,接受培训的人员均认真配合保荐人的培训工作,并积极进行 交流沟通,保证了本次培训的顺利开展。通过本次培训,相关人员加深了对上市 公司股份减持、独立性及关联交易、募集资金管理和使用等规定的理解,增强了 公司及相关人员的规范运作意识,达到了预期培训目标。 (以下无正文) 一、培训时间 二、培训地点 重庆登康口腔护理用品股份有限公司办公楼三楼会议室。 三、培训内容 保荐人按照《深圳证券交易所上市公司自律监管指引第 13 号—保荐业务》 等法规的要求,对登康口腔相关人员进行了专项培训,培训内容主要包括:(1) 上市公司股份减持相关规定; (2)独立性及关联交易相关要求; (3)募集资金管 理和使用的注意事项;(4)监管新规动态 ...
锦富技术: 国泰海通证券股份有限公司关于苏州锦富技术股份有限公司持续督导专项培训情况报告
Zheng Quan Zhi Xing· 2025-07-11 08:17
Group 1 - The core viewpoint of the report is that Guotai Junan Securities Co., Ltd. conducted a special training session for Suzhou Jinfeng Technology Co., Ltd. to enhance understanding of capital market regulatory policies and compliance requirements [1][2] - The training was held on July 9, 2025, and included both in-person and online formats, with participation from key company personnel such as controlling shareholders, directors, and senior management [1][2] - The training covered topics such as information disclosure, common issues, and case studies, aimed at improving the company's compliance and information disclosure standards [2][3] Group 2 - The company actively cooperated during the training process, ensuring an orderly execution of the training and achieving positive results [2] - The training was conducted in accordance with relevant laws and regulations, specifically addressing previous violations related to information disclosure [2][3] - The outcome of the training was a deeper understanding of regulatory requirements among company personnel, contributing to improved operational compliance and information disclosure practices [2][3]
中旗新材: 民生证券股份有限公司关于广东中旗新材料股份有限公司专门培训情况报告
Zheng Quan Zhi Xing· 2025-07-10 16:09
Group 1 - The report details the specialized training conducted for the management and actual controller of Guangdong Zhongqi New Materials Co., Ltd. following a recent change in the actual controller [1] - The training covered compliance requirements for the use of raised funds, operational norms for listed companies, behavior norms for actual controllers, and information disclosure [1] - The training was well-received, with participants actively engaging and enhancing their understanding of relevant laws and regulations, which will help improve corporate governance and operational standards [1]
深交所发布《深圳证券交易所上市公司自律监管指引第1号——主板上市公司规范运作(2025年修订)》
news flash· 2025-05-15 11:07
Group 1 - The Shenzhen Stock Exchange has revised the "Self-Regulatory Guidelines for Listed Companies No. 1 - Standardized Operations for Main Board Listed Companies" to enhance corporate governance and protect the rights of investors, especially small and medium-sized investors [1] - The new guidelines will take effect immediately, replacing the previous version published on December 15, 2023 [1] - Listed companies are required to establish an audit committee within their board of directors by January 1, 2026, in accordance with the new Company Law, and may not have a supervisory board or supervisors [1] Group 2 - According to the China Securities Regulatory Commission, the regulations regarding the supervision of raised funds will be implemented starting June 15, 2025, while companies must continue to comply with existing rules until then [2] - The new guidelines will apply to any excess funds raised after the implementation date, while funds raised before will still follow the previous regulations [2]