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国泰海通证券股份有限公司 关于浙江托普云农科技股份有限公司 2025年度持续督导培训情况报告
登录新浪财经APP 搜索【信披】查看更多考评等级 经中国证券监督管理委员会《关于同意浙江托普云农科技股份有限公司首次公开发行股票注册的批复》 (证监许可(2024)1037号)同意注册,浙江托普云农科技股份有限公司(以下简称"托普云农"或"公 司")首次公开发行人民币普通股股票2,132.0000万股,并于2024年10月17日在深圳证券交易所创业板上 市。国泰海通证券股份有限公司(以下简称"国泰海通")担任托普云农首次公开发行股票并在深圳证券 交易所创业板上市的保荐机构,持续督导期间为2024年10月17日至2027年12月31日。 本次培训通过演示培训讲义、解读法规条文、解答培训对象问题的形式开展,对《深圳证券交易所创业 板上市规则》《深圳证券交易所上市公司自律监管指引第2号一一创业板上市公司规范运作》《上市公 司治理准则》《上市公司募集资金监管规则》《上市公司信息披露管理办法》等于2025年度发生重大修 订的主要法律法规及深圳证券交易所业务规则条款进行了讲解和剖析,详细对比了相关条款较之前年度 的修订情况,加深了培训对象在规范运作、信息披露等方面工作的理解。 三、公司配合情况和培训效果 对于本次培训,公 ...
辽宁上市公司协会举办上市公司规范运作培训会
参加培训的人员普遍反映,本次培训安排及时、针对性强,授课老师讲解深入、案例生动,对上市公司 准确理解政策要求、提升治理与合规水平具有很强的指导意义,是当前上市公司发展过程中非常需要的 一次专业培训。 辽宁上市公司协会表示,下一步将持续围绕上市公司规范运作和高质量发展需求,开展形式多样的培训 与交流活动,助力辽宁上市公司不断提升治理水平和核心竞争力。(燕云) 2025年12月12日,辽宁上市公司协会举办上市公司规范运作培训会。此次培训旨在帮助上市公司会员精 准把握新修订的《公司法》及《上市公司治理准则》的核心要求,切实提升上市公司治理水平与合规运 作能力,有效防范监管风险。 辽宁上市公司协会表示,随着公司治理和信息披露监管要求不断提高,上市公司规范运作的重要性日益 凸显。协会组织本次培训,旨在引导上市公司深入理解最新法律法规和监管政策,推动上市公司依法合 规经营、持续健康发展。 辖区上市公司董事、财务总监、董事会秘书及证券事务代表等120人参加培训。培训内容涵盖新修订的 《上市公司治理准则》解读、上市公司违法违规典型案例剖析与合规建议、董责险在A股上市公司风险 公司治理及信息披露合规风险防控中的应用,以及ESG ...
财通证券股份有限公司关于浙江夏厦精密制造股份有限公司2025年度持续督导培训情况报告
深圳证券交易所: 财通证券股份有限公司(以下简称"财通证券"或"保荐人")作为浙江夏厦精密制造股份有限公司(以下 简称"夏厦精密"或"公司")首次公开发行股票并在主板上市及持续督导的保荐人,根据《深圳证券交易 所上市公司自律监管指引第13号一一保荐业务》等相关法律、法规和规范性文件的规定,本着审慎和勤 勉尽责的原则,于2025年12月8日对夏厦精密董事、高级管理人员等相关人员进行了培训,现将此次培 训情况报告如下: 一、培训相关情况 2025年12月8日,保荐人按照《深圳证券交易所上市公司自律监管指引第13号一一保荐业务》的要求对 夏厦精密进行了2025年度持续督导培训,培训主要内容包括募集资金存放、管理与使用、经营重大变动 情况以及保护上市公司利益不受侵害的重要事项等。公司董事、高级管理人员等相关人员参加了此次培 训。 三、培训效果 公司及培训对象能够按照规定积极参与、配合财通证券的持续督导工作。本次培训加强了公司董事、高 级管理人员对相关法律法规的理解,明晰了自身的职权、义务与法律责任,培训取得了良好的效果。 (本页无正文,为《财通证券股份有限公司关于浙江夏厦精密制造股份有限公司2025年度持续督导培训 ...
山子高科技股份有限公司关于甘肃证监局对公司及相关人员出具警示函措施的整改报告
Core Viewpoint - The company received a warning letter from the Gansu Securities Regulatory Bureau regarding inaccuracies in financial disclosures and incomplete share repurchase actions, prompting immediate corrective measures and a commitment to improve compliance and governance practices [1][3][7]. Group 1: Issues Identified - **Inaccurate Financial Data**: The company disclosed inaccurate financial data in its consolidated balance sheets and profit statements for the first three quarters of 2024, violating relevant disclosure regulations [3]. - **Incomplete Share Repurchase**: The company failed to complete its share repurchase plan initiated on July 25, 2024, which contravened multiple regulatory requirements [7]. Group 2: Corrective Measures - **Financial Data Correction**: The company held a board meeting on April 28, 2025, to approve corrections to previously reported financial data, and plans to establish an internal accountability mechanism by December 31, 2025 [4][6]. - **Share Repurchase Actions**: Following the expiration of the repurchase plan, the company continued to buy back shares, acquiring 3,988,700 shares for a total of 10,002,637 yuan, with a cumulative repurchase of 8,821,800 shares amounting to 21,017,421 yuan [9]. - **Ongoing Compliance Training**: The company will regularly organize training sessions for relevant personnel on securities laws and regulations to enhance internal control and compliance awareness [9]. Group 3: Commitment to Improvement - The warning letter serves as a critical reminder for the company to enhance its operational standards and disclosure quality, with a commitment to ongoing rectification and prevention of similar issues in the future [9]. - The company aims to strengthen its internal management and risk prevention capabilities, ensuring the protection of investor interests and promoting sustainable development [9].
格力博:公司严格按照上市公司规则要求规范运作
Zheng Quan Ri Bao Wang· 2025-11-24 09:44
Core Viewpoint - Greebo (301260) has emphasized its commitment to regulatory compliance and governance since its IPO, ensuring adherence to the rules for listed companies and fulfilling information disclosure obligations as per relevant laws and regulations [1] Group 1 - The company has been operating in strict accordance with the requirements for listed companies since its IPO [1] - Greebo is focused on continuously improving its corporate governance standards [1] - The company has been fulfilling its information disclosure obligations as mandated by relevant laws and regulations [1]
国泰海通证券股份有限公司 关于浙江华远汽车科技股份有限公司 2025年度持续督导培训情况报告
Zheng Quan Ri Bao· 2025-09-24 22:22
Group 1 - The core viewpoint of the article is that Guotai Haitong Securities Co., Ltd. conducted a training session for Zhejiang Huayuan Automotive Technology Co., Ltd. to enhance understanding of regulatory compliance and corporate governance in the context of its IPO on the ChiNext board [1][4]. Group 2 - The training was aimed at the company's controlling shareholders, actual controllers, directors, supervisors, senior management, and middle management [1][5]. - The main content of the training included regulations on information disclosure for ChiNext listed companies, common issues, and guidelines for the reduction of shareholdings by directors, supervisors, and senior management [2]. - The company actively cooperated during the training process, ensuring an orderly execution of the training and achieving good results [3]. Group 3 - The conclusion of the training indicated that the relevant personnel of the company gained a deeper understanding of the legal regulations regarding the standardized operation of listed companies, which will help improve the company's compliance and information disclosure standards [4].
河南上市公司协会第六届第二次会员大会暨第六届第三次理事会召开
Zhong Zheng Wang· 2025-09-15 03:07
Core Viewpoint - The meeting of the Henan Listed Companies Association emphasized the importance of corporate governance, compliance, and social responsibility among listed companies in Henan, highlighting recent achievements and future expectations for high-quality development [1] Group 1: Meeting Overview - The sixth second member meeting and the third council meeting of the Henan Listed Companies Association were held in Zhengzhou, attended by over 120 representatives from 99 listed companies [1] - The meeting adopted a secret ballot to elect five additional directors to the sixth council and appointed a new vice president, secretary-general, and legal representative [1] Group 2: Regulatory Expectations - The Henan Securities Regulatory Bureau acknowledged the association's work and congratulated the newly elected directors, urging listed companies to strengthen corporate governance and internal control [1] - Companies are encouraged to utilize market-based tools such as mergers and acquisitions to enhance their core business and to uphold public responsibility by addressing social concerns [1] Group 3: Compliance and Governance - The meeting reported on recent typical cases of financial fraud addressed by the China Securities Regulatory Commission, stressing the need for listed companies to adhere to compliance standards [1] - Companies must avoid false information disclosure, illegal stock trading, and improper benefit transfers to maintain operational integrity [1]
恒鑫生活: 华安证券股份有限公司关于合肥恒鑫生活科技股份有限公司2025年度持续督导培训情况报告
Zheng Quan Zhi Xing· 2025-09-02 16:15
Group 1 - The core viewpoint of the article is that Huazhong Securities has conducted a training session for Hefei Hengxin Life Technology Co., Ltd. to ensure compliance with regulations related to its IPO and ongoing operations on the ChiNext board [1][2] Group 2 - The training was held on August 23, 2025, and utilized a combination of in-person and online formats [1] - The training took place at a specific location in Hefei, Anhui Province, and involved key personnel including the controlling shareholder, actual controller, directors, and senior management [1] - The main content of the training focused on corporate governance, the management of raised funds, and significant transaction matters, in accordance with relevant laws and regulations [2] Group 3 - The training was well-received, with participants actively cooperating, which ensured the orderly conduct of the session [2] - Participants gained a deeper understanding of the regulations governing the operation of listed companies, which is expected to enhance the company's compliance and information disclosure practices [2]
普蕊斯: 华泰联合证券有限责任公司关于普蕊斯(上海)医药科技开发股份有限公司持续督导期2025年培训情况报告
Zheng Quan Zhi Xing· 2025-08-26 08:11
Group 1 - The core viewpoint of the report is that Huatai United Securities has conducted a comprehensive training program for the management of Pursis (Shanghai) Pharmaceutical Technology Development Co., Ltd. to ensure compliance with regulatory requirements and enhance corporate governance [1][2] - The training covered key topics such as the use and management of raised funds, transaction norms, corporate governance, internal control, and significant financial risks, emphasizing the importance of compliance and ethical behavior for listed companies and their stakeholders [1][2] - The training aimed to strengthen the legal awareness and integrity of the participants, enhancing their understanding of the responsibilities and obligations of management in corporate governance and compliance [1][2] Group 2 - The training team consisted of experienced professionals with expertise in securities, law, and finance, ensuring a thorough and systematic approach to the training [2] - The training resulted in improved understanding of relevant laws, regulations, and business rules among Pursis's board members, supervisors, and senior management, contributing to better corporate governance [2] - The overall effectiveness of the training is expected to further elevate Pursis's governance standards and operational compliance [2]
集智股份: 长江证券承销保荐有限公司关于杭州集智机电股份有限公司2025年度持续督导培训情况报告
Zheng Quan Zhi Xing· 2025-08-22 16:24
Group 1 - The core viewpoint of the article is that Changjiang Securities has conducted a training session for the board members, supervisors, senior management, and major shareholders of Hangzhou Jizhi Electromechanical Co., Ltd. regarding the issuance of convertible bonds in 2024 [1][2] - The training took place on August 15, 2025, at the company's conference room, and included relevant personnel who were provided with materials if they could not attend [1] - The training covered various regulations, including the Shenzhen Stock Exchange's rules for the Growth Enterprise Market, focusing on information disclosure, stock trading responsibilities, and the latest amendments to the rules [1][2] Group 2 - The training emphasized the importance of compliance with trading regulations and the responsibilities of the company and its personnel, enhancing awareness of regulatory operations [2] - The company actively cooperated with the training, ensuring its successful execution and achieving positive outcomes [2] - The training also included a focus on promoting integrity in business practices and understanding the company's regulatory obligations [2]