上市公司规范运作
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国泰海通证券股份有限公司 关于浙江华远汽车科技股份有限公司 2025年度持续督导培训情况报告
Zheng Quan Ri Bao· 2025-09-24 22:22
Group 1 - The core viewpoint of the article is that Guotai Haitong Securities Co., Ltd. conducted a training session for Zhejiang Huayuan Automotive Technology Co., Ltd. to enhance understanding of regulatory compliance and corporate governance in the context of its IPO on the ChiNext board [1][4]. Group 2 - The training was aimed at the company's controlling shareholders, actual controllers, directors, supervisors, senior management, and middle management [1][5]. - The main content of the training included regulations on information disclosure for ChiNext listed companies, common issues, and guidelines for the reduction of shareholdings by directors, supervisors, and senior management [2]. - The company actively cooperated during the training process, ensuring an orderly execution of the training and achieving good results [3]. Group 3 - The conclusion of the training indicated that the relevant personnel of the company gained a deeper understanding of the legal regulations regarding the standardized operation of listed companies, which will help improve the company's compliance and information disclosure standards [4].
河南上市公司协会第六届第二次会员大会暨第六届第三次理事会召开
Zhong Zheng Wang· 2025-09-15 03:07
会议通报近期中国证监会打击财务造假典型案例,要求上市公司守牢规范运作底线,不得虚假信息披 露、不得违规占用担保、不得违规买卖股票、不得非法利益输送。 大会采用无记名投票方式,审议通过了《关于选举河南上市公司协会第六届理事会增补理事的议案》等 议案,选举产生了第六届理事会增补理事5名,经第六届理事会第三次会议选举产生了协会增补副会 长、秘书长和法人代表。 河南证监局对协会工作予以肯定,对新当选的理事表示祝贺。近年来,河南上市公司把握改革发展机 遇,强化规范运作,积极履行社会责任,各项工作取得了新成绩。希望各上市公司强化公司治理,严格 内控执行,夯实规范运作基础;充分运用并购重组等市场化工具,做强主业;牢固树立姓"公"意识,切 实担负起主体责任,及时回应社会关切。新一届理事会要坚持党建引领,紧紧围绕协会职责和定位,努 力优化服务,加强自律规范,助力上市公司高质量发展。 中证报中证网讯(王珞)9月12日,河南上市公司协会第六届第二次会员大会暨第六届第三次理事会在郑 州召开。河南证监局相关处室负责人出席会议,河南99家上市公司会员代表等120余人参会。 ...
恒鑫生活: 华安证券股份有限公司关于合肥恒鑫生活科技股份有限公司2025年度持续督导培训情况报告
Zheng Quan Zhi Xing· 2025-09-02 16:15
华安证券股份有限公司 关于合肥恒鑫生活科技股份有限公司 华安证券股份有限公司(以下简称"华安证券")作为合肥恒鑫生活科技股份 有限公司(以下简称"公司")首次公开发行股票并在创业板上市持续督导的保荐 人,根据《证券发行上市保荐业务管理办法》《深圳证券交易所上市公司自律监 管指引第 2 号——创业板上市公司规范运作》《深圳证券交易所上市公司自律监 管指引第 13 号——保荐业务》等相关规定,对公司控股股东、实际控制人、董 事、高级管理人员等相关人员进行了 2025 年度持续督导培训,现将培训情况报 告如下: 一、本次培训的基本情况 (一)保荐人:华安证券股份有限公司 创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业 板上市公司规范运作》《深圳证券交易所上市公司自律监管指引第 7 号——交易 与关联交易》等相关法律法规及规范性文件,重点讲解了上市公司治理、募集资 金存放与使用、重大交易事项等内容。 (二)培训时间:2025 年 8 月 23 日 三、本次培训的效果 (三)培训方式:现场与线上相结合 (四)培训地点:安徽省合肥市长丰县双凤路 36 号 (五)培训对象:公司控股股东、实际控制 ...
普蕊斯: 华泰联合证券有限责任公司关于普蕊斯(上海)医药科技开发股份有限公司持续督导期2025年培训情况报告
Zheng Quan Zhi Xing· 2025-08-26 08:11
Group 1 - The core viewpoint of the report is that Huatai United Securities has conducted a comprehensive training program for the management of Pursis (Shanghai) Pharmaceutical Technology Development Co., Ltd. to ensure compliance with regulatory requirements and enhance corporate governance [1][2] - The training covered key topics such as the use and management of raised funds, transaction norms, corporate governance, internal control, and significant financial risks, emphasizing the importance of compliance and ethical behavior for listed companies and their stakeholders [1][2] - The training aimed to strengthen the legal awareness and integrity of the participants, enhancing their understanding of the responsibilities and obligations of management in corporate governance and compliance [1][2] Group 2 - The training team consisted of experienced professionals with expertise in securities, law, and finance, ensuring a thorough and systematic approach to the training [2] - The training resulted in improved understanding of relevant laws, regulations, and business rules among Pursis's board members, supervisors, and senior management, contributing to better corporate governance [2] - The overall effectiveness of the training is expected to further elevate Pursis's governance standards and operational compliance [2]
集智股份: 长江证券承销保荐有限公司关于杭州集智机电股份有限公司2025年度持续督导培训情况报告
Zheng Quan Zhi Xing· 2025-08-22 16:24
Group 1 - The core viewpoint of the article is that Changjiang Securities has conducted a training session for the board members, supervisors, senior management, and major shareholders of Hangzhou Jizhi Electromechanical Co., Ltd. regarding the issuance of convertible bonds in 2024 [1][2] - The training took place on August 15, 2025, at the company's conference room, and included relevant personnel who were provided with materials if they could not attend [1] - The training covered various regulations, including the Shenzhen Stock Exchange's rules for the Growth Enterprise Market, focusing on information disclosure, stock trading responsibilities, and the latest amendments to the rules [1][2] Group 2 - The training emphasized the importance of compliance with trading regulations and the responsibilities of the company and its personnel, enhancing awareness of regulatory operations [2] - The company actively cooperated with the training, ensuring its successful execution and achieving positive outcomes [2] - The training also included a focus on promoting integrity in business practices and understanding the company's regulatory obligations [2]
齐峰新材: 国泰海通证券股份有限公司关于齐峰新材料股份有限公司2025年度持续督导培训情况的报告
Zheng Quan Zhi Xing· 2025-08-13 10:13
Group 1 - The core viewpoint of the news is that Guotai Junan Securities Co., Ltd. conducted a training session for the management and key stakeholders of Qifeng New Materials Co., Ltd. to enhance their understanding of regulatory compliance and corporate governance [1][2] - The training covered important topics such as stock reduction rules and dividend distribution regulations, along with relevant penalty cases, to deepen the participants' understanding of capital market regulatory policies [1] - The training was well-coordinated, with the company actively cooperating to ensure the smooth execution of the training, achieving the desired outcomes [2] Group 2 - The training resulted in a deeper understanding of the legal regulations related to the standardized operation of listed companies among the participants, which is expected to improve the company's compliance and information disclosure standards [2]
登康口腔: 中信建投证券股份有限公司关于对重庆登康口腔护理用品股份有限公司2025年度持续督导的培训报告
Zheng Quan Zhi Xing· 2025-07-31 16:37
Group 1 - The training was conducted by CITIC Securities for Chongqing Dengkang Oral Care Products Co., Ltd. to comply with regulatory requirements [1] - The training covered key topics including regulations on share reduction, independence and related party transactions, management and use of raised funds, and updates on regulatory changes [1] - Participants actively engaged in the training, enhancing their understanding of compliance and operational standards [1]
锦富技术: 国泰海通证券股份有限公司关于苏州锦富技术股份有限公司持续督导专项培训情况报告
Zheng Quan Zhi Xing· 2025-07-11 08:17
Group 1 - The core viewpoint of the report is that Guotai Junan Securities Co., Ltd. conducted a special training session for Suzhou Jinfeng Technology Co., Ltd. to enhance understanding of capital market regulatory policies and compliance requirements [1][2] - The training was held on July 9, 2025, and included both in-person and online formats, with participation from key company personnel such as controlling shareholders, directors, and senior management [1][2] - The training covered topics such as information disclosure, common issues, and case studies, aimed at improving the company's compliance and information disclosure standards [2][3] Group 2 - The company actively cooperated during the training process, ensuring an orderly execution of the training and achieving positive results [2] - The training was conducted in accordance with relevant laws and regulations, specifically addressing previous violations related to information disclosure [2][3] - The outcome of the training was a deeper understanding of regulatory requirements among company personnel, contributing to improved operational compliance and information disclosure practices [2][3]
中旗新材: 民生证券股份有限公司关于广东中旗新材料股份有限公司专门培训情况报告
Zheng Quan Zhi Xing· 2025-07-10 16:09
Group 1 - The report details the specialized training conducted for the management and actual controller of Guangdong Zhongqi New Materials Co., Ltd. following a recent change in the actual controller [1] - The training covered compliance requirements for the use of raised funds, operational norms for listed companies, behavior norms for actual controllers, and information disclosure [1] - The training was well-received, with participants actively engaging and enhancing their understanding of relevant laws and regulations, which will help improve corporate governance and operational standards [1]
深交所发布《深圳证券交易所上市公司自律监管指引第1号——主板上市公司规范运作(2025年修订)》
news flash· 2025-05-15 11:07
Group 1 - The Shenzhen Stock Exchange has revised the "Self-Regulatory Guidelines for Listed Companies No. 1 - Standardized Operations for Main Board Listed Companies" to enhance corporate governance and protect the rights of investors, especially small and medium-sized investors [1] - The new guidelines will take effect immediately, replacing the previous version published on December 15, 2023 [1] - Listed companies are required to establish an audit committee within their board of directors by January 1, 2026, in accordance with the new Company Law, and may not have a supervisory board or supervisors [1] Group 2 - According to the China Securities Regulatory Commission, the regulations regarding the supervision of raised funds will be implemented starting June 15, 2025, while companies must continue to comply with existing rules until then [2] - The new guidelines will apply to any excess funds raised after the implementation date, while funds raised before will still follow the previous regulations [2]