财信证券股份有限公司 关于湘潭电化科技股份有限公司 与关联方共同投资设立合资公司的核查意见 财信证券股份有限公司（以下简称"保荐人"）作为湘潭电化科技股份有限 公司（以下简称"公司"）向不特定对象发行可转换公司债券的持续督导保荐人， 根据《证券发行上市保荐业务管理办法》《深圳证券交易所股票上市规则》《深 圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等有关 规定，对公司与关联方共同投资设立合资公司的事项进行了审慎核查，核查情况 如下： 一、关联交易概述 公司拟与湘潭电化产投控股集团有限公司（以下简称"电化产投"）、湖南 裕能新能源电池材料股份有限公司（以下简称"湖南裕能"）和浙江远程新能源 商用车集团有限公司（以下简称"浙江远程"）签订《合资合作协议》（以下简 称"本协议"），共同投资设立湖南省新能源材料研究院有限公司（暂定名，以 工商核准为准，以下简称"合资公司"）。合资公司注册资本为人民币 4,000 万元， 其中公司以现金出资 1,000 万元，占注册资本的 25%；其他三方各以现金出资 1,000 万元，均占注册资本的 25%。 根据《深圳证券交易所股票上市规则》相关规定，电化产 ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has requested additional information from Zhongwei New Materials regarding its overseas listing application, focusing on compliance with foreign investment regulations and the operational scope of the company and its subsidiaries [1][2]. Group 1: Regulatory Compliance - The CSRC requires Zhongwei New Materials to clarify whether its business operations fall under the "Negative List of Foreign Investment Access (2024 Edition)" [1]. - The company must provide details on its technology export activities over the past three years, including compliance status [2]. - Zhongwei New Materials is also asked to explain the regulatory procedures related to overseas investments and foreign exchange registrations for its foreign subsidiaries [2]. Group 2: Company Overview - Zhongwei New Materials is an innovative company focused on new energy materials, leading the global market in the shipment of nickel and cobalt lithium battery precursor materials (pCAM) for five consecutive years since 2020 [2]. - As of the first quarter of 2025, the company is the top supplier of phosphate pCAM in the global export market [2]. - The company aims to contribute to global low-carbon and energy transformation through high-performance and environmentally friendly new energy materials [2]. Group 3: Research and Development - Zhongwei New Materials has established a comprehensive R&D platform covering mineral metallurgy, new energy material research, production process development, equipment design, product testing, and recycling [3]. - The company is at the forefront of industry innovation, developing new products that meet customer needs and employing advanced technologies to enhance efficiency [3]. - Notable innovations include the industry's first ultra-high nickel pCAM, high-voltage cobalt pCAM, and environmentally friendly OESBF pyrometallurgical technology for smelting laterite nickel ore [3].