期货违规交易
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交易所对违规行为出重拳没收交易所得逾400万元
Qi Huo Ri Bao Wang· 2026-02-02 16:58
Group 1 - The Shanghai Futures Exchange (SHFE) and the Guangzhou Futures Exchange (GFEX) have announced disciplinary actions against several clients for violating trading regulations [1][2][3] - SHFE penalized Zhang Yangyun and Wang Aok for engaging in pre-arranged trading and fund transfers in aluminum alloy options, resulting in a two-month suspension from opening new positions [1] - GFEX found that four companies, including Anhui Shuo Copper International Trade Co., exceeded position limits using improper means, leading to a public reprimand and a six-month suspension from opening new positions [2] Group 2 - GFEX also penalized three companies, including Shanghai Jiusi Asset Management Co., for exceeding position limits over 15 consecutive trading days, resulting in the confiscation of profits amounting to 4,156,269 yuan and a 12-month suspension from opening new positions [3] - The exchanges emphasized the need for futures companies to enhance compliance education and monitor online trading to prevent similar violations in the future [1]