广东万和新电气股份有限公司 理财产品管理制度 第一章 总则 第一条 为规范广东万和新电气股份有限公司（以下简称"公司"）的理财 产品交易行为，保证公司资金、财产安全，有效防范投资风险，维护股东和公司 的合法权益，根据《深圳证券交易所股票上市规则》《上市公司信息披露管理办 法》及《广东万和新电气股份有限公司章程》（以下简称"《公司章程》"）的 规定，结合公司实际情况，制定本制度。 第二条 本制度所指"理财产品管理"是指公司在控制投资风险并履行投资 决策程序的前提下，以充分利用闲置资金、提高资金利用率、增加公司收益为原 则，以自有资金通过银行及银行理财子公司、资产管理公司、证券公司、基金公 司、保险公司等金融机构在确保安全性高、流动性好、风险低的基础上进行资金 运作及管理，以实现资金增值保值的行为。 广东万和新电气股份有限公司理财产品管理制度 公司以暂时闲置的募集资金进行理财业务的，根据《募集资金管理办法》相 关规定执行。 第三条 公司从事理财产品交易的原则为： （一）理财产品交易资金为公司闲置自有资金，不得使用募集资金直接或间 接购买理财产品，其使用不影响公司正常生产经营活动及投资需求； （二）理财产品交易的标 ...

Core Viewpoint - The document outlines the financial product management system of Hebei Keli Automotive Equipment Co., Ltd., aiming to regulate the company's financial transactions, ensure the safety of funds, and enhance the utilization of idle funds through low-risk financial products [1][2]. Chapter 1: General Principles - The purpose of the financial product management system is to standardize the financial trading behavior of the company and its subsidiaries, ensuring the safety of funds and property [1]. - Financial product management refers to the buying and selling of short-term, low-risk financial products using idle funds, with investment periods not exceeding one year [1]. - The principles for engaging in financial product transactions include using only idle self-owned funds and authorized idle raised funds, ensuring high safety and low risk of the financial products, and conducting transactions only with legally qualified financial institutions [1][2]. Chapter 2: Management Authority for Financial Products - The approval authority for financial product transactions is defined, requiring board approval for transactions exceeding 10% of the latest audited net assets or 1 million yuan, and shareholder approval for transactions exceeding 50% or 5 million yuan [2]. - If frequent transactions make it difficult to follow the approval process, the company can estimate investment ranges and limits, with a maximum duration of 12 months for the approved amounts [3]. Chapter 3: Implementation Process for Financial Products - The financial department is responsible for the execution of financial product transactions, including assessing the company's financial status and cash flow [3]. - The audit department supervises the financial product transactions, ensuring compliance with approval processes and monitoring the actual operations and fund usage [3][4]. - The securities department is tasked with information disclosure related to financial product transactions, following relevant regulations [4]. Chapter 4: Confidentiality and Risk Management - Confidentiality measures are established to ensure that the approval, application, and operation of financial products are independent and supervised by the audit department [5]. - The financial department must monitor the investment direction and progress of financial products, reporting any adverse factors to the financial head and audit department [5]. Final Provisions - Any matters not covered by this system will be executed according to relevant national laws and regulations, with the board of directors responsible for interpretation and revision [5].