证监会将坚决贯彻落实党中央、国务院决策部署，持续依法严厉查处私募基金领 域违规募集、侵占挪用、自融自用、利益输送等恶劣违法违规行为，严肃追究违法主 体责任，提高违法违规成本，持续净化市场环境，同时推动私募机构抓紧整改各类不 规范行为，促进行业规范健康发展，切实保护投资者合法权益。 近日，证监会对浙江瑞丰达资产管理有限公司（以下简称瑞丰达）及关联私募机 构、实际控制人孙伟等相关责任人员违法违规行为作出行政处罚。经查，瑞丰达及关 联私募机构、相关责任人员严重违反私募基金法律法规。上海证监局对瑞丰达及关联 私募机构共罚没2800余万元，对5名责任人员罚款1300余万元，对瑞丰达实际控制人 采取终身证券市场禁入措施。中国证券投资基金业协会注销相关私募机构管理人登 记。对于相关违法行为可能涉及的犯罪问题线索，证券监管部门将坚持应移尽移的工 作原则，依法依规移送公安机关。 ...

近日，证监会对浙江瑞丰达资产管理有限公司（以下简称瑞丰达）及关联私募机构、实际控制人孙伟等 相关责任人员违法违规行为作出行政处罚。经查，瑞丰达及关联私募机构、相关责任人员严重违反私募 基金法律法规。上海证监局对瑞丰达及关联私募机构共罚没2800余万元，对5名责任人员罚款1300余万 元，对瑞丰达实际控制人采取终身证券市场禁入措施。中国证券投资基金业协会注销相关私募机构管理 人登记。对于相关违法行为可能涉及的犯罪问题线索，证券监管部门将坚持应移尽移的工作原则，依法 依规移送公安机关。 证监会将坚决贯彻落实党中央、国务院决策部署，持续依法严厉查处私募基金领域违规募集、侵占挪 用、自融自用、利益输送等恶劣违法违规行为，严肃追究违法主体责任，提高违法违规成本，持续净化 市场环境，同时推动私募机构抓紧整改各类不规范行为，促进行业规范健康发展，切实保护投资者合法 权益。 责任编辑：刘万里 SF014 近日，证监会对浙江瑞丰达资产管理有限公司（以下简称瑞丰达）及关联私募机构、实际控制人孙伟等 相关责任人员违法违规行为作出行政处罚。经查，瑞丰达及关联私募机构、相关责任人员严重违反私募 基金法律法规。上海证监局对瑞丰达及关联私 ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has imposed significant penalties on Zhejiang Youce Investment Management Co., Ltd. for illegal activities, including misappropriation of fund assets and submission of false information, highlighting the regulatory body's commitment to maintaining market order and protecting investors' rights [1][3]. Group 1: Regulatory Actions - Zhejiang Youce Investment was fined a total of 35.25 million yuan, with 21 million yuan imposed on the company and 14.25 million yuan on three responsible individuals [3]. - The actual controller of Youce Investment, Huang, has been banned from the market for life due to his involvement in the violations [3]. - The CSRC has stated that it will refer any potentially criminal activities to law enforcement for further investigation [1]. Group 2: Violations Identified - Youce Investment was found to have three main violations: false reporting of the actual controller's information, misappropriation of fund assets for personal gain, and submission of false product information [2]. - From April 2020 to June 2024, Youce Investment transferred 9.55 billion yuan from bank deposits of three investment products to accounts outside the fund's custody, without returning the funds [2]. Group 3: Industry Impact and Reforms - The introduction of the new "Private Fund Supervision Regulations" has increased penalties for serious violations, signaling a "zero tolerance" approach to illegal activities in the private fund sector [3]. - Over the past five years, more than 8,000 illegal and zombie institutions have been eliminated from the private fund industry, leading to a more optimized industry structure and reduced risks [4]. - As of October 2023, the number of active private fund managers has decreased by approximately 20% from peak levels, indicating a tightening of the industry [4]. Group 4: Accountability and Legal Framework - The new regulations establish a comprehensive accountability system for private fund violations, including civil and criminal liabilities for breaches of the law and fund contracts [6][8]. - The Supreme People's Court and the CSRC have issued guidelines to strictly enforce laws against private fund crimes, enhancing judicial standards and case guidance [7][8]. - The three-pronged accountability system of administrative penalties, civil compensation, and criminal prosecution is being refined to protect investors and promote a healthy market environment [8].