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塞力医疗: 董事、高级管理人员所持公司股份及其变动管理规则(2025年8月)
Zheng Quan Zhi Xing· 2025-08-29 16:52
Core Points - The document outlines the management rules for the shares held by directors and senior management of Celis Medical Technology Group Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2] - The rules apply to shares registered in the names of directors and senior management, including those held in others' accounts and through margin trading [2][4] - Specific restrictions are placed on share transfers under certain conditions, such as resignation, legal investigations, and company violations [4][5] Share Management - Directors and senior management are prohibited from transferring shares under specific circumstances, including within six months of resignation or during ongoing investigations [4] - A maximum of 25% of their total shares can be transferred annually, with exceptions for certain legal situations [5][6] - If a director or senior management holds fewer than 1,000 shares, they may transfer all shares at once without restriction [6] Information Disclosure - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring timely reporting of any changes [11][12] - Directors and senior management must notify the board secretary of their trading plans before buying or selling shares [12][13] - Any changes in shareholding must be disclosed within two trading days, including details such as the number of shares before and after the change [11][16] Additional Provisions - The rules will be implemented upon approval by the board and will be subject to relevant laws and regulations [13][18] - The board is responsible for interpreting these rules [13][19]
双杰电气: 董事、高级管理人员所持本公司股份及其变动管理办法(2025年8月)
Zheng Quan Zhi Xing· 2025-08-25 17:26
Core Viewpoint - The document outlines the management system for the shares held by the directors and senior management of Beijing Shuangjie Electric Co., Ltd., emphasizing compliance with relevant laws and regulations regarding shareholding and trading activities [1][2]. Group 1: General Provisions - The management system is established to strengthen the oversight of shares held by the company's directors and senior management, based on various laws and regulations [1]. - This system applies to all shares held by the company's directors and senior management, including those held in others' accounts and through margin trading [2]. Group 2: Information Reporting and Disclosure - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring timely online reporting of personal information [6]. - Directors and senior management must notify the company secretary in writing of their trading plans before buying or selling shares, allowing for compliance checks against relevant regulations [3][4]. Group 3: Shareholding Changes Management - Any changes in shareholding must be reported to the company within two trading days, with details such as pre-change shareholding, change date, quantity, price, and post-change shareholding disclosed [4][5]. - Directors and senior management are prohibited from transferring shares under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [15][27]. Group 4: Trading Restrictions - Directors and senior management are restricted from trading company shares during specific periods, such as 15 days before the annual and semi-annual reports and five days before quarterly reports [7][8]. - The maximum amount of shares that can be transferred by directors and senior management during their term and six months after is limited to 25% of their total holdings [17]. Group 5: Lock-up and Transfer Conditions - Newly acquired shares by directors and senior management within the first year of the company's listing are automatically locked up [19]. - Upon meeting the conditions for lifting restrictions, directors and senior management can apply for the release of locked shares [25].
光华科技: 董事、高级管理人员所持公司股票及其变动管理制度
Zheng Quan Zhi Xing· 2025-08-12 16:23
Core Viewpoint - The document outlines the management procedures for the shares held by the board members and senior management of Guangdong Guanghua Technology Co., Ltd., emphasizing compliance with relevant laws and regulations regarding insider trading and share transactions. Group 1: General Provisions - The company establishes a system to manage the shares held by its directors and senior management, clarifying the management procedures based on various laws and regulations [1] - The system applies to the shares held by directors and senior management, prohibiting them from engaging in margin trading with the company's stock [1] - Senior management includes the general manager, deputy general managers, financial officer, and board secretary [1] Group 2: Share Change Reporting and Information Disclosure Management - The board secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring timely reporting of personal information [2] - Directors and senior management must report their personal information within two trading days after changes occur [2][3] - The company must confirm and timely feedback on the share management information of directors and senior management as required by the registration and settlement company [3] Group 3: Regulations on Buying and Selling Company Stock - Directors and senior management must notify the board secretary in writing of their buying and selling plans before executing any transactions [3] - Any changes in shareholding must be reported within two trading days, including details such as the number of shares before and after the change [4] - The company will disclose the buying and selling activities of directors and senior management in its periodic reports [4] Group 4: Restrictions on Share Transfer - Directors and senior management are prohibited from transferring shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving their positions [5] - There are specific periods during which directors and senior management cannot buy or sell company stock, particularly around financial report announcements [5] - Violations of trading regulations may result in the company reclaiming profits earned from illegal transactions [6] Group 5: Other Provisions - The company must ensure that certain individuals do not engage in trading based on insider information [6] - Directors and senior management can only transfer a maximum of 25% of their shares in a year, with exceptions for specific circumstances [7] - Any share transfer plans must be reported to the stock exchange 15 trading days prior to execution [8] Group 6: Legal Responsibilities - Violations of securities laws by directors and senior management can lead to penalties, including the company reclaiming profits from illegal trades [10] - The company can impose disciplinary actions on individuals who violate trading restrictions, including warnings or termination [10] - The document stipulates that any unresolved matters will be governed by relevant national laws and regulations [11]
拓尔思: 董事、高级管理人员所持本公司股份及其变动管理办法(2025年7月)
Zheng Quan Zhi Xing· 2025-07-21 16:14
Core Points - The document outlines the management measures for the shares held by the directors and senior management of Toris Information Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The management measures are established to strengthen the oversight of shares held by directors and senior management, based on various laws and regulations [1] - The measures apply to all shares held by directors and senior management, including those held through others' accounts [1] Group 2: Prohibited Trading Activities - Directors and senior management are prohibited from transferring shares under specific circumstances, such as within one year of the company's stock listing or within six months after leaving the company [2] - Additional restrictions apply if the company is under investigation for securities violations or if the individual is under investigation related to the company [2] Group 3: Share Transfer Limits - Directors and senior management can only transfer up to 25% of their total shares each year, with exceptions for certain circumstances like judicial enforcement [3] - If a director or senior management holds fewer than 1,000 shares, they may transfer all shares at once without restriction [3] Group 4: Information Reporting and Disclosure - Directors and senior management must report their personal and family information to the Shenzhen Stock Exchange and the China Securities Depository and Clearing Corporation within specified timeframes [6] - The company must ensure the accuracy and timeliness of the reported data and is responsible for any legal consequences arising from inaccuracies [6] Group 5: Share Management and Locking Mechanisms - Shares acquired through various means are subject to automatic locking, with different rules for shares acquired before and after the company has been listed for one year [9][10] - Upon leaving the company, directors and senior management must report their information and their shares will be locked for six months [11] Group 6: Additional Provisions - The document allows for the establishment of longer transfer prohibition periods or additional transfer restrictions as per the company's articles of association [13] - The board of directors is responsible for interpreting and revising these management measures [12]
久盛电气: 董事、高级管理人员持有本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-06-19 08:32
Core Points - The document outlines the management system for the shares held by the directors and senior management of Jiusheng Electric Co., Ltd, aiming to strengthen the management of shareholding and changes, maintain market order, and clarify procedures [1][2] Summary by Sections Chapter 1: General Provisions - The system applies to the shares held by the company's directors and senior management, including those held in others' accounts [1] - The system also covers shares held through margin trading [1] Chapter 2: Restrictions on Share Trading - Directors and senior management are prohibited from transferring shares under specific circumstances, such as within one year of the company's stock listing or within six months after leaving the company [2][3] - They cannot trade shares during certain periods, including 15 days before annual and semi-annual reports, and 5 days before quarterly reports [4] Chapter 3: Information Reporting and Disclosure - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring compliance with reporting obligations [6][12] - Directors and senior management must report any changes in shareholding within two trading days [21] Chapter 4: Account and Share Management - Shares acquired through various means are subject to automatic lock-up periods, with specific percentages of shares becoming transferable after certain durations [26][29] - Directors and senior management must consolidate multiple securities accounts into one as per regulations [27] Chapter 5: Supplementary Provisions - The system will be executed in accordance with relevant national laws and regulations, and the board of directors is responsible for its interpretation and revision [31][32]