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证券虚假陈述特别代表人诉讼
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刚刚,证监会集中回应!
Core Viewpoint - The China Securities Regulatory Commission (CSRC) is actively supporting the implementation of representative litigation procedures to protect investors' rights, particularly in cases of securities fraud, as demonstrated by recent court rulings and the establishment of compensation funds [1][2][3]. Group 1: Representative Litigation Cases - The Jin Tong Ling case has resulted in a first-instance judgment ordering compensation of over 770 million yuan to more than 43,000 investors, primarily individual investors [1]. - The Jin Tong Ling case is the third instance of a representative litigation ruling following the Kangmei Pharmaceutical and Zeda Yisheng cases, showcasing the effectiveness of this legal mechanism in protecting investor rights [2]. - The Shenyang Intermediate Court has initiated the representative litigation process for the Jinzhou Port securities fraud case, marking the fifth instance of such litigation in the capital market [2]. Group 2: Support for Investor Protection - The CSRC will continue to support the Investor Service Center in its legal role to represent investors in civil litigation and to facilitate the judicial process [3]. - The establishment of a special compensation fund of 210 million yuan for the Guangdao Digital case demonstrates the proactive measures being taken to address investor losses and facilitate settlements [4]. - The CSRC encourages market institutions to voluntarily engage in advance compensation efforts as part of a diversified dispute resolution mechanism under the Securities Law [5].
证监会:支持相关市场机构、人员按照《证券法》的相关规定,主动自愿开展先行赔付工作,积极有效化解市场矛盾纠纷
Jin Rong Jie· 2025-12-31 13:03
问:近日,南京中院就金通灵证券虚假陈述特别代表人诉讼案件依法作出一审先行判决。作为监管机 构,如何看待这次诉讼? 下一步,中国证监会将继续支持中证中小投资者服务中心依法履行好支持、代表投资者民事诉讼维权的 法定公益服务职能,支持司法机关依法适用代表人诉讼程序开展审判工作,通过监管与司法协同共治, 更好维护投资者特别是广大中小投资者合法权益,维护良好市场生态,促进市场高质量发展。 问:12月30日,五矿证券公告就广道数字虚假陈述设立先行赔付专项基金,中国证券投资者保护基金有 限责任公司公告受托担任基金管理人。对此如何评价? 据证监会消息,证监会发布有关部门负责人答记者问。 答:金通灵案是继康美药业案、泽达易盛案后又一单适用特别代表人诉讼程序作出实体审判结果的证券 虚假陈述责任纠纷案件。有关案件有效发挥了特别代表人诉讼以"明示退出、默示加入"的方式,一揽子 代表广大投资者低成本集约化维护权益、化解矛盾纠纷的制度功能,也使特别代表人诉讼制度成为证券 行政监管和司法审判协同治理、有力威慑证券市场潜在违法违规行为的重要法律方式。 问:我们还关注到,沈阳中院于12月19日发布公告,就锦州港证券虚假陈述责任纠纷案件适用特别 ...