Core Viewpoint - The China Securities Regulatory Commission (CSRC) has recently taken action against certain industry personnel for fabricating and disseminating false information, emphasizing a "zero tolerance" policy towards such violations [1] Regulatory Actions - The CSRC has reported three specific cases involving analysts spreading rumors and investment advisors implying guaranteed returns [1] - Regulatory authorities have stated that some institutions and individuals have crossed the line by creating and spreading false information, disrupting the order of information dissemination in the capital market [1] Compliance and Responsibility - The CSRC has called for industry institutions and personnel to learn from these incidents and to examine whether similar issues exist within their operations, urging timely corrective actions [1] - Institutions are required to fulfill their responsibility for managing personnel, enhance the management of self-media accounts, and strengthen compliance and internal control requirements [1]

监管部门从严惩处行业机构从业人员编造传播虚假信息。 中国基金报记者获悉，日前证券基金机构监管司下发最新一期监管情况通报。监管指出，近期，证监会 组织相关证监局对个别行业机构从业人员编造传播虚假信息进行查处，依法对相关机构和人员从严采取 了行政监管措施。 监管将有关情况予以通报，并指出行业机构及从业人员要引以为戒、举一反三。行业机构要依法加强人 员管理；从业人员要规范自身言行，恪守执业准则，自觉维护行业形象。 券商经纪人擅自编辑转发不实市场信息 第一个案例显示，某证券公司经纪人根据境外媒体报道和短视频消息，通过自媒体账号擅自编辑转发不 实市场信息，传播范围较大，造成了不良影响，违反了《证券基金经营机构董事、监事、高级管理人员 及从业人员监督管理办法》（以下简称《从业人员办法》）和《证券经纪人管理暂行规定》相关规定。 经查，该经纪人所在营业部对经纪人合规培训严重不足、从业人员自媒体账号管理制度执行不力、从业 人员投资行为监控不到位，违反了《从业人员办法》《证券公司和证券投资基金管理公司合规管理办 法》（以下简称《合规管理办法》）及《证券经纪人管理暂行规定》相关规定；延伸检查发现，该证券 公司存在员工管理、新媒体管 ...

【导读】证监会从严惩处行业机构从业人员编造传播虚假信息，3 起典型案例被通报 监管部门从严惩处行业机构从业人员编造传播虚假信息。 中国基金报记者获悉，日前证券基金机构监管司下发最新一期监管情况通报。监管指出，近期，证监会 组织相关证监局对个别行业机构从业人员编造传播虚假信息进行查处，依法对相关机构和人员从严采取 了行政监管措施。 监管将有关情况予以通报，并指出行业机构及从业人员要引以为戒、举一反三。行业机构要依法加强人 员管理；从业人员要规范自身言行，恪守执业准则，自觉维护行业形象。 监管部门明确表态，将对通过"小作文"等方式扰乱资本市场信息传播秩序的违法违规行为坚持"零容 忍"，发现一起、严查重处一起，切实维护资本市场信息传播秩序。 案例一： 券商经纪人擅自编辑转发不实市场信息 第一个案例显示，某证券公司经纪人根据境外媒体报道和短视频消息，通过自媒体账号擅自编辑转发不 实市场信息，传播范围较大，造成了不良影响，违反了《证券基金经营机构董事、监事、高级管理人员 及从业人员监督管理办法》（以下简称《从业人员办法》）和《证券经纪人管理暂行规定》相关规定。 经查，该经纪人所在营业部对经纪人合规培训严重不足、从业人员 ...

【导读】证监会从严惩处行业机构从业人员编造传播虚假信息，3 起典型案例被通报 中国基金报记者 张燕北 监管部门从严惩处行业机构从业人员编造传播虚假信息。 中国基金报记者获悉，日前证券基金机构监管司下发最新一期监管情况通报。监管指出，近 期，证监会组织相关证监局对个别行业机构从业人员编造传播虚假信息进行查处，依法对相 关机构和人员从严采取了行政监管措施。 监管将有关情况予以通报，并指出行业机构及从业人员要引以为戒、举一反三。行业机构要 依法加强人员管理；从业人员要规范自身言行，恪守执业准则，自觉维护行业形象。 监管部门明确表态，将对通过"小作文"等方式扰乱资本市场信息传播秩序的违法违规行为坚 持"零容忍"，发现一起、严查重处一起，切实维护资本市场信息传播秩序。 案例一： 券商经纪人擅自编辑转发不实市场信息 第一个案例显示，某证券公司经纪人根据境外媒体报道和短视频消息，通过自媒体账号擅自 编辑转发不实市场信息，传播范围较大，造成了不良影响，违反了《证券基金经营机构董 事、监事、高级管理人员及从业人员监督管理办法》（以下简称《从业人员办法》）和《证 券经纪人管理暂行规定》相关规定。 经查，该经纪人所在营业部对经纪人 ...

Core Viewpoint - The recent crackdown by the National Internet Information Office on various accounts and websites spreading false information in the capital market has been positively received by the market, highlighting the ongoing issue of misinformation affecting stock prices [1][2]. Group 1: Regulatory Actions - Multiple departments are now regularly collaborating to combat false information in the stock market, with the China Securities Regulatory Commission (CSRC) implementing a comprehensive plan that includes monitoring, identification, and public education [2]. - The National Internet Information Department is actively managing financial information and promptly addressing accounts that disseminate false information or engage in illegal stock recommendations [2]. - Law enforcement agencies are taking action against individuals who maliciously fabricate and spread rumors that disrupt social order, while the Supreme Court supports investor claims for losses caused by false information [2]. Group 2: Market Environment - The ongoing efforts to regulate false information in the stock market are seen as crucial for normalizing the information dissemination order and improving the market ecosystem [2]. - A collective effort from all market participants is necessary to eliminate the harm caused by false information, emphasizing the importance of not spreading or believing in rumors [2]. - The continuous improvement of relevant institutional frameworks and the strengthening of regulatory penalties are aimed at fostering a transparent information environment in the capital market [2].

Group 1 - The core viewpoint emphasizes the importance of combating false information in the stock market, such as fake "small essays" and illegal stock recommendations, to protect investors' rights and maintain a stable and healthy capital market [1] - The China Securities Regulatory Commission (CSRC) has prioritized the rectification of false information in the stock market as a key measure to regulate information dissemination and improve market ecology, employing a comprehensive approach to tackle the issue [1] - Recent actions by law enforcement have included the investigation and punishment of individuals responsible for spreading rumors related to "institutional reports on retail investors" and "Morgan Stanley research reports" [2]