一直以来，资本市场上各种"小作文"层出不穷，对市场正常秩序造成了一定冲击，有的甚至还导致不明 真相投资者的重大损失。不少市场参与方对"小作文"深恶痛绝。整治"小作文"，有助于建立良好的资本 市场信息传播秩序，维护广大中小投资者的合法权益，为持续深化资本市场投融资综合改革营造良好氛 围。自媒体平台主动作为，积极扛起平台主体责任，为"小作文"的治理贡献了力量，是一次有益的探 索。 当前，我国网民规模体量巨大，自媒体平台也为数众多，不少资本市场的"小作文"都呈现出跨平台传播 的特征。头部自媒体平台的治理能起到很好的带头引领作用，未来也期待更多的自媒体平台效仿加入， 更好形成合力，为资本市场信息的净化添砖加瓦。 （原标题：时报观察丨当好平台"把关人" 整治股市"小作文"） 证券时报记者 刘艺文 近日，抖音发布了《抖音社区财经行业公约（试行）》，进一步加强对抖音平台财经内容发布的管理。 作者资质方面，倡导完成平台财经专业资质认证，禁止未经平台资质认证的账号发布财经专业内容。内 容方面，禁止造谣传谣，禁止编造虚假财经信息误导用户。 整治股市"小作文"，持续讲好"股市叙事"，自媒体平台的把关是极其重要的一环，能在一定程度上 ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has recently taken action against certain industry personnel for fabricating and disseminating false information, emphasizing a "zero tolerance" policy towards such violations [1] Regulatory Actions - The CSRC has reported three specific cases involving analysts spreading rumors and investment advisors implying guaranteed returns [1] - Regulatory authorities have stated that some institutions and individuals have crossed the line by creating and spreading false information, disrupting the order of information dissemination in the capital market [1] Compliance and Responsibility - The CSRC has called for industry institutions and personnel to learn from these incidents and to examine whether similar issues exist within their operations, urging timely corrective actions [1] - Institutions are required to fulfill their responsibility for managing personnel, enhance the management of self-media accounts, and strengthen compliance and internal control requirements [1]

Core Viewpoint - Regulatory authorities are strictly punishing industry personnel for fabricating and disseminating false information, emphasizing a "zero tolerance" policy towards such violations [1][9] Group 1: Regulatory Actions - The Securities and Futures Commission (SFC) has issued a notice highlighting recent administrative measures against individuals and institutions involved in spreading false information [1] - The SFC has mandated that industry institutions strengthen personnel management and that employees adhere to professional standards to maintain the industry's image [1][9] - Specific cases of violations have led to administrative penalties, including corrective orders and warnings issued to responsible parties [3][5][8] Group 2: Case Studies - Case 1: A broker edited and forwarded false market information via social media, leading to significant negative impact and violations of multiple regulations [2][3] - Case 2: A securities analyst shared unverified rumors in a WeChat group, resulting in adverse effects and regulatory breaches [4][5] - Case 3: An investment consulting firm reposted unverified information on its official Weibo account, which also led to regulatory violations and misleading promotions [6][8] Group 3: Compliance and Industry Standards - The SFC has called for industry personnel to actively practice the "Five Musts and Five Must Nots" of Chinese financial culture, ensuring compliance with laws and regulations [9] - Institutions are urged to conduct self-assessments to identify and rectify similar issues, reinforcing compliance and internal control measures [9]

【导读】证监会从严惩处行业机构从业人员编造传播虚假信息，3 起典型案例被通报 监管部门从严惩处行业机构从业人员编造传播虚假信息。 中国基金报记者获悉，日前证券基金机构监管司下发最新一期监管情况通报。监管指出，近期，证监会 组织相关证监局对个别行业机构从业人员编造传播虚假信息进行查处，依法对相关机构和人员从严采取 了行政监管措施。 监管将有关情况予以通报，并指出行业机构及从业人员要引以为戒、举一反三。行业机构要依法加强人 员管理；从业人员要规范自身言行，恪守执业准则，自觉维护行业形象。 监管部门明确表态，将对通过"小作文"等方式扰乱资本市场信息传播秩序的违法违规行为坚持"零容 忍"，发现一起、严查重处一起，切实维护资本市场信息传播秩序。 案例一： 券商经纪人擅自编辑转发不实市场信息 第一个案例显示，某证券公司经纪人根据境外媒体报道和短视频消息，通过自媒体账号擅自编辑转发不 实市场信息，传播范围较大，造成了不良影响，违反了《证券基金经营机构董事、监事、高级管理人员 及从业人员监督管理办法》（以下简称《从业人员办法》）和《证券经纪人管理暂行规定》相关规定。 经查，该经纪人所在营业部对经纪人合规培训严重不足、从业人员 ...

【导读】证监会从严惩处行业机构从业人员编造传播虚假信息，3 起典型案例被通报 中国基金报记者 张燕北 监管部门从严惩处行业机构从业人员编造传播虚假信息。 中国基金报记者获悉，日前证券基金机构监管司下发最新一期监管情况通报。监管指出，近 期，证监会组织相关证监局对个别行业机构从业人员编造传播虚假信息进行查处，依法对相 关机构和人员从严采取了行政监管措施。 监管将有关情况予以通报，并指出行业机构及从业人员要引以为戒、举一反三。行业机构要 依法加强人员管理；从业人员要规范自身言行，恪守执业准则，自觉维护行业形象。 监管部门明确表态，将对通过"小作文"等方式扰乱资本市场信息传播秩序的违法违规行为坚 持"零容忍"，发现一起、严查重处一起，切实维护资本市场信息传播秩序。 案例一： 券商经纪人擅自编辑转发不实市场信息 第一个案例显示，某证券公司经纪人根据境外媒体报道和短视频消息，通过自媒体账号擅自 编辑转发不实市场信息，传播范围较大，造成了不良影响，违反了《证券基金经营机构董 事、监事、高级管理人员及从业人员监督管理办法》（以下简称《从业人员办法》）和《证 券经纪人管理暂行规定》相关规定。 经查，该经纪人所在营业部对经纪人 ...

Core Viewpoint - The recent crackdown by the National Internet Information Office on various accounts and websites spreading false information in the capital market has been positively received by the market, highlighting the ongoing issue of misinformation affecting stock prices [1][2]. Group 1: Regulatory Actions - Multiple departments are now regularly collaborating to combat false information in the stock market, with the China Securities Regulatory Commission (CSRC) implementing a comprehensive plan that includes monitoring, identification, and public education [2]. - The National Internet Information Department is actively managing financial information and promptly addressing accounts that disseminate false information or engage in illegal stock recommendations [2]. - Law enforcement agencies are taking action against individuals who maliciously fabricate and spread rumors that disrupt social order, while the Supreme Court supports investor claims for losses caused by false information [2]. Group 2: Market Environment - The ongoing efforts to regulate false information in the stock market are seen as crucial for normalizing the information dissemination order and improving the market ecosystem [2]. - A collective effort from all market participants is necessary to eliminate the harm caused by false information, emphasizing the importance of not spreading or believing in rumors [2]. - The continuous improvement of relevant institutional frameworks and the strengthening of regulatory penalties are aimed at fostering a transparent information environment in the capital market [2].

Group 1 - The core viewpoint emphasizes the importance of combating false information in the stock market, such as fake "small essays" and illegal stock recommendations, to protect investors' rights and maintain a stable and healthy capital market [1] - The China Securities Regulatory Commission (CSRC) has prioritized the rectification of false information in the stock market as a key measure to regulate information dissemination and improve market ecology, employing a comprehensive approach to tackle the issue [1] - Recent actions by law enforcement have included the investigation and punishment of individuals responsible for spreading rumors related to "institutional reports on retail investors" and "Morgan Stanley research reports" [2]