深圳率先清理整顿未经批准的"金控"公司！ 记者了解到，《国务院关于实施金融控股公司准入管理的决定》和《金融控股公司监督管理试行办法》等规定，未经批准，不得登记为金融控股公司， 不得在公司名称中使用"金融控股""金融集团"字样。 根据有关监管要求，深圳金融监管局要求名单中各经营主体自公示之日起3个月内主动向市场监管部门申请注销或变更名称、业务范围（确保名称和业 务范围中不包含"金融控股""金融集团""金控"和其他未经许可的金融类字样），并对未到期债权债务作出明确安排。 对名单中未按期主动注销或变更名称、业务范围的经营主体，深圳金融监管局将联合各相关部门采取进一步监管措施。对公示名单有异议的经营主体， 可在公示之日起1个月内主动与深圳金融监管局取得联系，说明情况并按照要求提供相关资料，逾期视同无异议。 | 序号 | 经营主体名称 | 统一1 | | --- | --- | --- | | I | 深圳市中融信金融控股有限公司 | 9144030019242 | | 2 | 深圳市前海香江金融控股集团有限公司 | 9144030070848 | | 3 | 深圳市麦肯特金融控股集团有限公司 | 9144030072 ...

Core Points - Shenzhen Municipal Local Financial Management Bureau has publicly announced a list of 553 entities that have improperly used terms like "financial holding" and "financial group" without approval, indicating a crackdown on unlicensed financial operations [1][2] - Notable companies on the list include Shenzhen Lihua Financial Holding Co., Ltd. and TCL Financial Holding (Shenzhen) Group, with a significant number of these entities established between 2013 and 2015 [1] - The announcement follows regulations set forth in 2020 regarding the establishment and supervision of financial holding companies, which require proper licensing for operation [1] Group 1 - The Shenzhen Municipal Local Financial Management Bureau requires the listed entities to apply for name changes or business scope adjustments within three months, ensuring that their names do not include unauthorized financial terms [2] - Failure to comply with these requirements will result in further regulatory actions by the bureau in conjunction with relevant departments [2] Group 2 - The list of entities includes various financial holding companies, indicating a widespread issue of non-compliance within the financial sector in Shenzhen [3][4][5][6][7][8][9][10][11][12][13] - The majority of the companies listed are concentrated in the Qianhai Shenzhen-Hong Kong Cooperation Zone, highlighting a regional focus for the regulatory scrutiny [1]

限期整改。 二是控股或者实际控制的金融机构中不含商业银行的，金融机构的总资产不少于人民币1000亿元或者受托管理的总资产不少于人民币5000亿元； 三是控股或者实际控制的金融机构总资产或者受托管理的总资产未达到上述第一项、第二项规定的标准，但中国人民银行按照宏观审慎监管要求认为需要 设立金融控股公司。 日前，深圳市地方金融管理局通过官方微信号公示《深圳市未经批准使用"金融控股""金融集团"等字样及名称中含有"金控"字样经营主体名单》，553家 未经批准擅自使用相关金融类名称的经营主体被集中点名。 记者梳理名单发现，其中不乏知名企业身影，包括力合科创（002243）集团控股的深圳市力合金融控股有限公司、TCL金融控股（深圳）集团等。从地域 分布来看，来自前海深港合作区的企业占比居多，且这些企业大部分成立时间在2013—2015年。 早在2020年9月13日，中国政府网发布了《国务院关于实施金融控股公司准入管理的决定》，中国人民银行也同时发布《金融控股公司监督管理试行办 法》，进一步明确了金融控股公司准入的条件和程序，以及监管范围和监管主体。两份文件都自2020年11月1日起施行。由此可见，这些企业多为存量未 规 ...

Core Viewpoint - The Shenzhen Municipal Local Financial Management Bureau has publicly announced a list of 553 entities that have improperly used terms like "financial holding" and "financial group" without approval, indicating a crackdown on unlicensed financial operations in the region [2][3]. Group 1: Regulatory Background - The announcement follows the release of the "Decision on Implementing Access Management for Financial Holding Companies" by the Chinese government in September 2020, which set clear conditions and procedures for establishing financial holding companies [2][3]. - The regulations state that financial operations are a licensed business, and entities must not register as financial holding companies or use related terms in their names without approval [2][3]. Group 2: Compliance Requirements - Entities listed must apply for name changes or business scope adjustments within three months of the announcement, ensuring that their names do not include unauthorized financial terms [3]. - Failure to comply with these requirements will result in further regulatory actions by the Shenzhen Municipal Local Financial Management Bureau in collaboration with relevant departments [3]. Group 3: Entity List - The list includes notable companies such as Shenzhen Lihua Financial Holding Co., Ltd. and TCL Financial Holding (Shenzhen) Group, with many entities established between 2013 and 2015, primarily located in the Qianhai Shenzhen-Hong Kong Cooperation Zone [2][4]. - The list highlights a significant number of companies that have not adhered to the regulatory framework established since November 2020 [2][3].