深圳率先清理整顿未经批准的"金控"公司！ 记者了解到，《国务院关于实施金融控股公司准入管理的决定》和《金融控股公司监督管理试行办法》等规定，未经批准，不得登记为金融控股公司， 不得在公司名称中使用"金融控股""金融集团"字样。 根据有关监管要求，深圳金融监管局要求名单中各经营主体自公示之日起3个月内主动向市场监管部门申请注销或变更名称、业务范围（确保名称和业 务范围中不包含"金融控股""金融集团""金控"和其他未经许可的金融类字样），并对未到期债权债务作出明确安排。 对名单中未按期主动注销或变更名称、业务范围的经营主体，深圳金融监管局将联合各相关部门采取进一步监管措施。对公示名单有异议的经营主体， 可在公示之日起1个月内主动与深圳金融监管局取得联系，说明情况并按照要求提供相关资料，逾期视同无异议。 | 序号 | 经营主体名称 | 统一1 | | --- | --- | --- | | I | 深圳市中融信金融控股有限公司 | 9144030019242 | | 2 | 深圳市前海香江金融控股集团有限公司 | 9144030070848 | | 3 | 深圳市麦肯特金融控股集团有限公司 | 9144030072 ...

Core Points - Shenzhen Municipal Local Financial Management Bureau has publicly announced a list of 553 entities that have improperly used terms like "financial holding" and "financial group" without approval, indicating a crackdown on unlicensed financial operations [1][2] - Notable companies on the list include Shenzhen Lihua Financial Holding Co., Ltd. and TCL Financial Holding (Shenzhen) Group, with a significant number of these entities established between 2013 and 2015 [1] - The announcement follows regulations set forth in 2020 regarding the establishment and supervision of financial holding companies, which require proper licensing for operation [1] Group 1 - The Shenzhen Municipal Local Financial Management Bureau requires the listed entities to apply for name changes or business scope adjustments within three months, ensuring that their names do not include unauthorized financial terms [2] - Failure to comply with these requirements will result in further regulatory actions by the bureau in conjunction with relevant departments [2] Group 2 - The list of entities includes various financial holding companies, indicating a widespread issue of non-compliance within the financial sector in Shenzhen [3][4][5][6][7][8][9][10][11][12][13] - The majority of the companies listed are concentrated in the Qianhai Shenzhen-Hong Kong Cooperation Zone, highlighting a regional focus for the regulatory scrutiny [1]

Core Viewpoint - Shenzhen's local financial management bureau has publicly announced a list of 553 entities that have improperly used terms like "financial holding" and "financial group" without approval, indicating a crackdown on unlicensed financial operations in the region [1][2]. Group 1: Regulatory Actions - The Shenzhen local financial management bureau requires the listed entities to apply for name changes or business scope adjustments within three months, ensuring that their names do not include unauthorized financial terms [2][3]. - Failure to comply with the rectification requirements will result in further regulatory measures from relevant departments [2]. Group 2: Background and Context - The crackdown follows the issuance of regulations by the Chinese government in September 2020, which established conditions and procedures for the establishment of financial holding companies [1]. - Many of the identified entities were established between 2013 and 2015, primarily located in the Qianhai Shenzhen-Hong Kong Cooperation Zone, indicating a significant presence of non-compliant firms in this area [1]. Group 3: Criteria for Financial Holding Companies - Entities must apply to establish a financial holding company if they meet certain asset thresholds, such as controlling financial institutions with total assets of at least RMB 500 billion or managing assets of at least RMB 5 billion [1]. - The regulations specify that companies without commercial banks must have total assets of at least RMB 100 billion or manage assets of RMB 5 billion to qualify for financial holding status [1].

Core Viewpoint - The Shenzhen Municipal Local Financial Management Bureau has publicly announced a list of 553 entities that have improperly used terms like "financial holding" and "financial group" without approval, indicating a crackdown on unlicensed financial operations in the region [2][3]. Group 1: Regulatory Background - The announcement follows the release of the "Decision on Implementing Access Management for Financial Holding Companies" by the Chinese government in September 2020, which set clear conditions and procedures for establishing financial holding companies [2][3]. - The regulations state that financial operations are a licensed business, and entities must not register as financial holding companies or use related terms in their names without approval [2][3]. Group 2: Compliance Requirements - Entities listed must apply for name changes or business scope adjustments within three months of the announcement, ensuring that their names do not include unauthorized financial terms [3]. - Failure to comply with these requirements will result in further regulatory actions by the Shenzhen Municipal Local Financial Management Bureau in collaboration with relevant departments [3]. Group 3: Entity List - The list includes notable companies such as Shenzhen Lihua Financial Holding Co., Ltd. and TCL Financial Holding (Shenzhen) Group, with many entities established between 2013 and 2015, primarily located in the Qianhai Shenzhen-Hong Kong Cooperation Zone [2][4]. - The list highlights a significant number of companies that have not adhered to the regulatory framework established since November 2020 [2][3].